Judge: Alison Mackenzie, Case: 19STCV07986, Date: 2023-11-20 Tentative Ruling



Case Number: 19STCV07986    Hearing Date: November 20, 2023    Dept: 55

NATURE OF PROCEEDINGS:  Motion For An Order Setting Aside And Vacating Dismissal Of Plaintiffs Complaint.

 

The motion is granted.  CCP   § 473.

The Court vacates and sets aside the dismissal order entered 5/5/23 and reinstates this case to the active civil case inventory.

 

 

On 3/7/19, plaintiffs LOUIS GRAY and JASZMIN GRAY (“plaintiffs”) filed a Complaint for breach of contract and specific performance, against sellers/co-owners (“defendants”) of 11827 S. New Hampshire Ave., Los Angeles.  On 6/7/22, plaintiffs filed a First Amended Complaint.

On 8/31/22, plaintiffs and Co-Defendant Defendant, BRUCE DUREN, administrator of the Estate of ODESSA WARE PORTER stipulated to stay this entire action pending contractual arbitration, and filed the document 9/1/22.  On 9/9/22, the Court ordered the entire action stayed, pursuant to the stipulation.

On 3/21/23, plaintiffs filed a notice that the Court issued a Minute Order on 3/15/23 setting an Order to Show Cause for 5/5/2023 regarding (1) resetting case of trial, (2) failure to set up arbitration and (3) failure to appear on 03/15/23. After no one appeared at the hearing on 5/5/23, the Court entered a minute order dismissing without prejudice the First Amended Complaint.

On 6/15/23, plaintiffs filed a motion to vacate and set aside the dismissal order done pursuant to an unopposed Order to Show Cause (“OSC”) heard. Co-Defendant opposes the motion.

 

Mandatory Relief

As to requests for mandatory relief under CCP Section 473, as to whether or not the prerequisites were shown met, appellate courts will determine whether substantial evidence supporting the findings.  Carmel, Ltd. v. Tavoussi  (2009) 175 Cal.App.4th 393, 399.

Co-Defendant argues that the motion does not contain briefing about mandatory relief (opp., p. 3).  This is not accurate. Plaintiffs provided evidence that moving counsel accepts the blame for failing to attend the Order to Show Cause hearing (e.g., mot., p.7, ¶ 15). Counsel’s declaration adequately establishes that dismissal of the case was the result of counsel’s inadvertence and neglect under CCP Section 473(b).

 

Failure to Prosecute Service of Summons

Co-Defendant brings up a new issue not considered with the OSC or addressed in the motion—i.e., availability of dismissal for failure to serve the summons within 3 years  (opp., p. 2, ¶ 4). 

Due process requires an order with a significant impact on a case be made with a full opportunity to brief the issues and present evidence, whether the issue is presented in a motion or by way of an order to show cause.  Carabini v. Superior Ct. (1994) 26 Cal. App. 4th 239, 244.  Cf.  Vaccaro v. Kaiman (1998) 63 Cal. App. 4th 761, 770  (mandatory relief of CCP   § 473 required the court to set aside dismissal after insufficient OSC notice).

Because the OSC was not based on failure to serve the summons in three years, the Court will require a motion and briefing on that issue if Co-Defendant desires to pursue that.

Excusable Neglect

Co-Defendant contends that the motion failed to show excusable neglect, such that attorney neglect is imputed to the plaintiffs  (opp., pp. 4-5).  Excusable neglect exists where counsel or the party acted as a reasonably prudent person would under the circumstances.  Hearn v. Howard  (2009) 177 Cal.App.4th 1193, 1206;  Zamora v. Clayborn Contracting Group, Inc. (2002) 28 Cal. 4th 249, 258.  However, attorneys’ negligence amounting to conduct falling below the standard of care in the profession is imputed to their clients, and does not constitute excusable neglect in support of relief under Code of Civil Procedure Section 473.  Hopkins & Carley v. Gens (2011) 200 Cal.App.4th 1401, 1415;  Zamora v. Clayborn Contracting Group, Inc. (2002) 28 Cal. 4th 249, 258.

Here, the motion includes good excuses for not prosecuting the case, including that the Court approved staying the entire action pending arbitration.  Therefore, both mandatory and discretionary relief apply here.

Arbitration Stay

Co-Defendant argues that he did not sign the stipulation to arbitrate as did the other parties  (opp., 5:5-6).  The motion indicates agreement with that.

“[W]hen there is a severance of arbitrable from inarbitrable claims, the trial court has the discretion to stay proceedings on the inarbitrable claims pending resolution of the arbitration.”  Cruz v. PacifiCare Health Systems, Inc. (2003) 30 Cal.4th 303, 320.  A stay, pursuant to Code of Civil Procedure Section 1281.4, may be an abuse of discretion, where it essentially imposes arbitration upon non-contracting parties.  Independent Assn. of Mailbox Center Owners, Inc. v. Sup. Ct. (2005) 133 Cal. App. 4th 396, 413.

In the matter at hand, the Court had discretion to stay the entire action even without Co-Defendant’s joining the other parties’ stipulation to arbitrate.  Hence, that is no basis to avoid applying that stay in analyzing the opposing arguments.

 

Conclusion

The motion to vacate and set aside the dismissal order is granted.