Judge: Armen Tamzarian, Case: 19STCV12078, Date: 2023-01-09 Tentative Ruling

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Case Number: 19STCV12078    Hearing Date: January 9, 2023    Dept: 52

Plaintiff Michael Herman’s Motion for Leave to File Fourth Amended Complaint

Plaintiff Michael Herman moves for leave to file a fourth amended complaint.  Courts may permit a party to amend any pleading “in furtherance of justice.”  (CCP § 473(a)(1).)  Courts exercise their discretion “liberally to permit amendment,” and “[t]he policy favoring amendment is so strong that it is a rare case in which denial of leave to amend can be justified.” (Howard v. County of San Diego (2010) 184 Cal.App.4th 1422, 1428.) 

A motion for leave to amend will normally be granted unless (1) the party seeking to amend has delayed bringing the proposed amendment; and (2) the delay in seeking leave to amend will cause prejudice to an opposing party.  (Hirsa v. Superior Court (1981) 118 Cal.App.3d 486, 490.)

(1) Delay

Plaintiff greatly delayed bringing the proposed amendment.  He filed the initial complaint on April 8, 2019.  He filed this motion on December 19, 2022.  The trial is on January 11, 2023—two days after this hearing.

Plaintiff gives no valid explanation for the delay.  Plaintiff’s counsel states, “Plaintiff did not seek leave to amend earlier solely due my illness this past year.  I have Long COVID and was seeking co-counsel to help me with this case before deciding whether and how to amend the complaint.”  (Delman Decl., ¶ 4.)  Counsel does not state she temporarily closed her practice or did no work at all.  A motion for leave to amend does not require extensive work or preparation via discovery.  The memorandum in support of this motion is only four pages.

Counsel’s conclusory statement about being ill does not explain or justify years of delay.  Counsel’s declaration does not explain “[w]hen the facts giving rise to the amended allegations were discovered.”  (Cal. Rules of Court, rule 3.1324(b)(3).)  The new factual allegations all concern events that occurred no later than 2016.  Plaintiff knew all the relevant facts long ago.

(2) Prejudice

Permitting the amendment now would substantially prejudice defendants.  They already successfully defended most of this action.  Delay causes prejudice when “plaintiffs were aware of the facts underlying” a new claim that “should have been pleaded” in the beginning.  (Melican v. Regents of University of California (2007) 151 Cal.App.4th 168, 176.)  “[W]hen a plaintiff seeks leave to amend his or her complaint only after the defendant has mounted a summary judgment motion directed at the allegations of the unamended complaint, even though the plaintiff has been aware of the facts upon which the amendment is based, ‘[i]t would be patently unfair to allow plaintiffs to defeat [the] summary judgment motion by allowing them to present a “moving target” unbounded by the pleadings.’ ”  (Falcon v. Long Beach Genetics, Inc. (2014) 224 Cal.App.4th 1263, 1280.)

The third amended complaint alleged 12 causes of action.  Plaintiff dismissed several causes of action and defendants.  Defendants successfully moved for summary adjudication of other causes of action.  Only two of the 12 causes of action remain.  (Delman Decl., ¶ 3.)

Now plaintiff seeks to add new causes of action based on different facts and legal theories.  The proposed fourth amended complaint would add a new cause of action for conversion of plaintiff’s right to 5% of the assets of VaporWave, LLC when it was dissolved in 2016.  Plaintiff’s prior pleadings did not allege that.  In addition to the facts regarding the other elements of conversion, this new claim would have entirely new damages based on 5% of the value of the company.  (Prop. 4AC, ¶ 109.)

The proposed fourth amended complaint would also add a cause of action for breach of fiduciary duty arising from the allegation that defendant deprived plaintiff of his right to 12.5% of profits under a general partnership agreement to develop a “cannabis business”—rather than a 12.5% interest in the entity West Coast Development California, LLC, specifically.  This claim also arises from facts and theories not previously alleged.  It would greatly expand the potential damages.  Defendants have had no opportunity to prepare for trial on this new cause of action.

Plaintiff’s delay has also prejudiced defendants because he filed this motion on the eve of trial.  Seeking leave to amend a pleading shortly before trial can cause prejudice.  (Magpali v. Farmers Group, Inc. (1996) 48 Cal.App.4th 471, 487.)  The trial is two days after this hearing.  Allowing the proposed amendment would necessitate another substantial trial continuance and reopening discovery.  Unless the court does so, defendants would be prohibited from investigating the new causes of action and from challenging them either by demurrer or motion for summary adjudication.

Disposition

The motion is denied.