Judge: Armen Tamzarian, Case: 22STCV25856, Date: 2025-01-17 Tentative Ruling

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Case Number: 22STCV25856    Hearing Date: January 17, 2025    Dept: 52

Defendants’ Motion for Summary Judgment or, in the Alternative, Summary Adjudication

            Defendants Christian Williams and Jorge Trejo move for summary judgment of this action by plaintiff D.E., a minor, by and through his guardian ad litem, Brittany Dominguez.  In the alternative, Williams and Trejo move for summary adjudication of each cause of action and of plaintiff’s claim for punitive damages.  Defendant City of Los Angeles filed a brief stating it joins in the motion.

Summary of Allegations and Evidence

            Plaintiff’s complaint alleges four causes of action: (1) “battery by peace officer – deadly force”, (2) battery, (3) violation of the Tom Bane Civil Rights Act (“Bane Act”), and (4) negligence.  All four causes of action arise from the death of plaintiff’s father, Enrique Ruiz. 

On December 26, 2021, officers Williams and Trejo of the Los Angeles Police Department responded to an emergency call.  They arrived at a gas station, where they encountered Enrique Ruiz.  The record includes video recordings of the entire incident from multiple cameras.  (Def. Exs. E, F, G; Ouchi Decl., Exs. A, C, G, H, I, J.)  The parties do not dispute the videos’ authenticity. 

The videos show the officers arrived at the gas station at 18:09:57.  (Def. Ex. E, Trejo Camera.)  The recording from Trejo’s body-worn camera shows that as he exited the passenger side of the patrol car, Enrique Ruiz exited a car.  (Id., 18:10:05.)  At his deposition, Trejo testified that the decedent was initially about 30 feet away from him.  (Ouchi Decl., Ex. F, Trejo Depo., p. 64.)  Four people, including Fire Department employees, stood within about 10 feet of the decedent’s car, then backed away as the decedent exited his car.  (Trejo Video, 18:10:05 – 07.)  The decedent’s clothes were drenched with blood.  (Ibid.)  In his right hand, he held a knife by end of the handle, with the blade pointing down.  (Ibid.)  Both officers drew their firearms and yelled at the decedent to “drop the knife” or “put the knife down.”  (Id., 18:10:05 – 28; Def. Ex. F., Williams Video, 18:10:04 – 28.) 

Enrique Ruiz did not drop the knife.  He stood near his car, faced the officers with his arms stretched out to each side, and took four small, slow steps toward them.  (Def. Ex. G, Car Video, 18:10:12 – 28.)  He then turned about 45 degrees to his right, faced the officers again, then took a few more small, slow steps.  (Id., 18:10:28 – 46.)  He turned 90 degrees to his right, then slowly turned back to face the officers.  (Id., 18:10:48 – 56.)  The decedent then slowly walked towards the officers until he was right in front of their vehicle.  (Id., 18:10:56 – 18:11:16.)  As he approached them, both officers repeatedly yelled at him, “don’t move,” “stop,” and “get down.”  (Trejo Video, 18:10:55 – 18:11:14.)  At his deposition, Trejo testified that he Ruiz said “ ‘Shoot me’ ” as he approached.  (Def. Ex. D, Trejo Depo., p. 89.)  The officers then shot the decedent, and he fell to the ground.  (Car Video, 18:11:18 – 20.)

Throughout the encounter, Enrique Ruiz held the knife with its blade pointing down.  As Ruiz approached the officers, the blade’s edge was pointed behind him and away from the officers.  (Car Video, 18:11:04-18.)  The videos further show that Enrique Ruiz never raised his right arm (which held the knife) at an angle more than about 30 degrees above parallel to the ground. 

Legal Standard for Summary Adjudication

            A defendant moving for summary adjudication of a cause of action must show “that one or more elements of the cause of action… cannot be established, or that there is a complete defense to the cause of action.”  (Code Civ. Proc., § 437c, subd. (p)(2).)  Once the defendant does so, the burden shifts to the plaintiff to show a triable issue of at least one material fact.  (Aguilar v. Atlantic Richfield Co. (2001) 25 Cal.4th 826, 849.)

Legal Standards for Battery and Negligence Claims Against Police Officers

For negligence claims, Hayes v. County of San Diego (2013) 57 Cal.4th 622 (Hayes) established that police officers’ “preshooting conduct is included in the totality of circumstances surrounding an officer’s use of deadly force, and therefore the officer’s duty to act reasonably when using deadly force extends to preshooting conduct.”  (Id. at p. 632.)  The Court of Appeal has applied that standard to other negligence claims against police officers.  (See, e.g., Golick v. State of California (2022) 82 Cal.App.5th 1127, 1141; Koussaya v. City of Stockton (2020) 54 Cal.App.5th 909, 935–936.) 

A different standard applies to battery claims.  “A state law battery claim is a counterpart to a federal claim of excessive use of force.  In both, a plaintiff must prove that the peace officer’s use of force was unreasonable.”  (Brown v. Ransweiler (2009) 171 Cal.App.4th 516, 527.)  Such claims “ ‘are analyzed under the reasonableness standard of the Fourth Amendment to the United States Constitution.’ ”  (Ibid.) 

As persuasive authority explains, Hayes “carefully cabined its ruling to state negligence law”, which “ ‘is broader than federal Fourth Amendment law, which tends to focus more narrowly on the moment when deadly force is used.’ ”  (Galindo v. City of San Francisco (N.D. Cal. 2024) 718 F.Supp.3d 1121, 1141.)  In contrast with the rule stated in Hayes, “when considering whether a particular incident violated the Fourth Amendment” as required for battery, “courts ‘generally focus[ ] on the tactical conduct at the time of shooting ... though a prior constitutional violation may proximately cause a later excessive use of force.’ ”  (Id. at p. 1135.)

Negligence

            Triable issues of material fact preclude summary adjudication of plaintiff’s fourth cause of action for negligence.  A reasonable juror could find that, under the totality of circumstances, including the officers’ preshooting conduct, the officers negligently used deadly force against Enrique Ruiz.  After Ruiz exited his vehicle, approximately 50 seconds passed before he advanced towards the officers.  The videos show that for those 50 seconds before Ruiz got close to them, the officers did nothing other than aim their firearms at Ruiz and yell at him to drop the knife and to stop moving. 

The record includes evidence that the officers had less lethal weapons with them.  At his deposition, Williams testified he “was equipped with a 40-millimeter less-lethal launcher along with OC [pepper] spray,” a “baton,” and his “TASER.”  (Ouchi Decl., Ex. E, Williams Depo., 12:21-13:1.)  Trejo testified at deposition that the officers’ “patrol unit was equipped with a 40mm [foam bullet launcher] and a TASER on [his] person.”  (Ouchi Decl., Ex. F, Trejo Depo., 10:9-10.)  A reasonable trier of fact could find the officers breached their duty of care to Ruiz as required for negligence.

Defendants rely on Villalobos v. City of Santa Maria (2022) 85 Cal.App.5th 383 (Villalobos).  There, the court stated:

The following factual summary is based on our personal observation of the video: At the video’s 42-minute, 37-second mark, an order is given.  In response to the order, officers lift their less-than-lethal rifles and take aim at decedent, who is still standing in front of the sign and holding the knife.  The distance between decedent and the officers appears to be between 30 and 40 feet.  Decedent sees the officers taking aim and makes a “go ahead” gesture with his left hand.  The officers fire several times, striking decedent in the torso with projectiles.  Decedent grabs the knife with both hands and jumps up and down three times.  Each time he lands on the ground, he forcefully stabs himself in the abdomen. Decedent then appears to slash his throat with the knife.  He falls down, gets up, and charges full speed toward the officers.  The knife is clearly visible in his right hand. The officers fire several rounds of live ammunition.  Decedent collapses in the street a few feet away from the officers.

(Id. at pp. 386–387.)

            Villalobos is factually distinguishable for at least two reasons.  First, the officers did use less-lethal weapons that fire 40mm rubber projectiles (85 Cal.App.5th at p. 386) on the decedent before resorting to lethal firearms.  Here, the officers never tried anything between verbal commands and lethal firearms.  Second, in Villalobos, the decedent “charge[d] full speed toward the officers” (id. at p. 387), which the court later also described as “decedent ran toward the officers” (id. at p. 391).  Here, the decedent’s movements could not reasonably be characterized as running, charging, or moving at “full speed.”  As plaintiff argues, the decedent’s movements toward the officers could reasonably be characterized as lethargic and unsteady.  One could also reasonably describe decedent’s movements as shambling or stumbling.

Defendants further rely on the following dicta from Smith v. City of Hemet (9th Cir. 2005) 394 F.3d 689, 704 (Smith): “[W]here a suspect threatens an officer with a weapon such as a gun or a knife, the officer is justified in using deadly force.”  This broad generalization was unnecessary to the court’s holding.  The Smith court acknowledged, “[A]s no party to this case asserts that the use of deadly force would have been appropriate here, the issue is actually only whether the use of [a police canine] constituted deadly force.”  (Ibid.)  To the extent Smith broadly generalizes that the police may use deadly force whenever a suspect threatens an officer with a knife, it is unpersuasive.  Moreover, a reasonable trier of fact could conclude that Enrique Ruiz was not an imminent threat because he never raised the knife at the officers, he approached them with the blade’s edge pointing away from them, and he approached them slowly and shakily.

Defendants’ reliance on Hart v. City of Redwood City (9th Cir. 2024) 99 F.4th 543 (Hart) is unpersuasive because it too is factually distinguishable.  There, the suspect “was holding the knife towards the officers as he approached them.”  (Id. at p. 549, italics in original.)  In contrast, Enrique Ruiz was holding the knife with the blade pointed down and the edge pointed away from the officers. 

In Hart, the court stated, “[W]hether [the suspect’s] pace was specifically a run or a brisk walk is immaterial given he crossed the yard to within close range of the officers in less than 5.9 seconds.”  (99 F.4th at p. 550.)  The record showed that, shortly after the officers arrived and announced their presence, the suspect “began moving towards the officers” and “went from his starting position across the yard to where he eventually ended up only a few feet from the officers in less than 5.9 seconds.”  (Id. at p. 546.)  The court referred to his movement as “rapidly approach[ing]” the officers.  (Id. at p. 554.)  Here, Enrique Ruiz’s pace was at most a slow walk.  No reasonable person could describe his movement as rapid, brisk, or running.  And approximately 70 seconds elapsed between when he got out of his vehicle until he arrived at his final position close to the officers’ car.

Defendants additionally cite Martinez v. County of Los Angeles (1996) 47 Cal.App.4th 334 (Martinez).  The Martinez court described the undisputed facts this way: “The deputies responded to a call that an Hispanic man high on PCP was walking about brandishing a knife.  Martinez, whom every witness agreed seemed to be high on alcohol and/or drugs, crossed a busy intersection in complete disregard to oncoming traffic, shouting at the deputies that he was the one they were looking for.  The knife, although moved about in different positions, was in his hand at all times.  Martinez kept coming toward the deputies despite their attempts to talk to Martinez and their repeated admonitions that he drop the knife.  The deputies retreated as Martinez advanced, with Martinez shouting that they should shoot him or he would kill them.  When Martinez closed to within 10 or 15 feet of the deputies, he was also nearing the handcuffed taggers, the store owner and others.  At that point, when Martinez kept coming, the deputies fired.”  (Id. at p. 344.)

The court held summary judgment was appropriate though “Martinez merely held the knife at his waist or with the blade pointed skyward.”  (47 Cal.App.4th at p. 345.)  “This did not render Martinez any less of a threat, given his stated intention to kill the deputies and his steady advance despite repeated warnings that he stop.”  (Ibid.)

Martinez is also distinguishable.  Here, there was no indication Enrique Ruiz was inebriated.  He did not cross a busy intersection to aggressively greet the officers.  For 50 seconds, he hardly moved.  Ruiz did not threaten to harm the officers or state any intention other than wanting the officers to shoot him.  And as he approached the officers, he was not moving toward any other bystanders.  The totality of the circumstances are different enough that the court cannot conclude, as a matter of law, that no reasonable trier of fact could find officers Trejo and Williams were negligent in using deadly force.

Battery

            Triable issues of material fact preclude summary adjudication of plaintiff’s first and second causes of action for battery.  For the reasons discussed above, Enrique Ruiz’s conduct was far less than threatening than that of the suspects in the cases defendants cite.  A reasonable trier of fact could conclude that, even when the officers fired their weapons, Enrique Ruiz did not pose an imminent threat that justified deadly force.

The court further notes that determining whether force was reasonable under the Fourth Amendment “requires careful attention to the facts and circumstances of each particular case, including the severity of the crime at issue, whether the suspect poses an immediate threat to the safety of the officers or others, and whether he is actively resisting arrest or attempting to evade arrest by flight.”  (Graham v. Connor (1989) 490 U.S. 386, 396.) 

It is not clear what crime, if any, the officers suspected Enrique Ruiz committed.  The “incident recall” printout from the officers’ mobile computer includes the following note from before they arrived: “'FD [fire deartment] stated susp had slit his throat, unk if susp is armed w/knife.”  (Ouchi Decl., Ex. D, p. 1.)  The record thus includes evidence that the primary purpose of dispatching the officers to the scene was to protect Enrique Ruiz from himself.  The video shows Ruiz was not fleeing or resisting arrest, per se.  He slowly walked toward the officers while holding a knife pointed down and said “Shoot me.”  He successfully goaded the officers into doing so.  A reasonable trier of fact could conclude the officers used excessive force under the totality of the circumstances. 

Tom Bane Civil Rights Act

            Triable issues of material fact preclude summary adjudication of plaintiff’s third cause of action for violation of the Tom Bane Civil Rights Act.  “ ‘The elements of a Bane Act claim are essentially identical to the elements of a § 1983 claim [for excessive force] with the added requirement that the government official had a “specific intent to violate” a constitutional right.’ ”  (Chinaryan v. City of Los Angeles (9th Cir. 2024) 113 F.4th 888, 907 (Chinaryan).)  “An officer acts with the requisite specific intent if ‘the right at issue [is] clearly delineated and plainly applicable under the circumstances of the case,’ and the officer ‘commit[s] the act in question with the particular purpose of depriving the citizen victim of his enjoyment of the interests protected by that right.’ ”  (Ibid.) 

            Chinaryan continues: “The officer need not ‘recognize the unlawfulness of his act’ if he ‘acted in “reckless disregard” of the constitutional right.’ ”  (113 F.4th at p. 907.)  “In most cases, … the existence of specific intent for a Bane Act claim is a question that is ‘properly reserved for the trier of fact.’ ”  (Ibid.)  The court held triable issues precluded summary judgment.  (Id. at p. 908.)  The court reasoned, in part, that “[t]he officers’ refusal to exercise discretion to use less intrusive measures when warranted would support a finding that they acted with reckless disregard for plaintiffs’ rights.”  (Ibid.)

            As discussed above, at the beginning of the officers’ encounter with Enrique Ruiz, he held a knife but stood about 30 feet away, hardly moving, for 50 seconds.  The officers made no effort to subdue him other than yelling commands and ultimately shooting him with deadly firearms.  On this record, defendants did not meet their burden of showing no reasonable trier of fact could conclude they acted with reckless disregard of plaintiff’s constitutional right to be free from excessive force.

Punitive Damages

            Defendants are not entitled to summary adjudication of plaintiff’s claim for punitive damages. A defendant may move for summary adjudication of a “claim for damages, as specified in Section 3294 of the Civil Code” regarding punitive damages. (Code Civ. Proc., § 437c, subd. (f)(1).)  To recover punitive damages, a plaintiff must prove “by clear and convincing evidence that the defendant has been guilty of oppression, fraud, or malice.”  (Civ. Code, § 3294, subd. (a).)

On summary adjudication, “ ‘the judge must view the evidence presented through the prism of the substantive [clear and convincing] evidentiary burden.’ ” (American Airlines, Inc. v. Sheppard, Mullin, Richter & Hampton (2002) 96 Cal.App.4th 1017, 1049.) “[A]lthough the ‘clear and convincing’ evidentiary standard is a stringent one, it does not impose on a plaintiff the obligation to ‘prove’ a case for punitive damages at summary judgment.” (Ibid.) “Summary judgment or summary adjudication ‘ “ ‘on the issue of punitive damages is proper’ only ‘when no reasonable jury could find the plaintiff’s evidence to be clear and convincing proof of malice, fraud or oppression.’ ” ’ ” (Butte Fire Cases (2018) 24 Cal.App.5th 1150, 1159.)

Based on the evidence discussed above, the court cannot conclude that no reasonable trier of fact could find clear and convincing evidence of malice.  “ ‘Malice’ means conduct which is intended by the defendant to cause injury to the plaintiff or despicable conduct which is carried on by the defendant with a willful and conscious disregard of the rights or safety of others.”  (Civ. Code, § 3294, subd. (c)(1).)  For a notably long period of nearly a minute, as the decedent stood almost entirely still, the officers took no efforts to subdue him.  They simply yelled at him and pointed firearms at him.  A reasonable trier of fact could find clear and convincing evidence that defendants engaged in despicable conduct with a willful and conscious disregard of Enrique Ruiz’s safety. 

Disposition

            Defendants’ motion for summary judgment or summary adjudication is denied.