Judge: Armen Tamzarian, Case: 23STCV13312, Date: 2023-12-18 Tentative Ruling

Case Number: 23STCV13312    Hearing Date: December 18, 2023    Dept: 52

Defendant Easy Financial, LLC’s Motion to Expunge Notice of Pendency of Action (Lis Pendens) and Request for Attorney’s Fees and Costs

Defendant Easy Financial, LLC moves to expunge the lis pendens plaintiff 630 Quebec LLC recorded against real property at 6380 Quebec Drive, Los Angeles, CA 90068. 

Requests for Judicial Notice

            Defendant requests judicial notice of six documents.  (Def. RJN, Exs. 1-6.)  All six documents are recorded property instruments subject to judicial notice of their existence and legal effects.  (See Yvanova v. New Century Mortgage Corp. (2016) 62 Cal.4th 919, 924, fn. 1.) 

            The court grants defendant’s requests for judicial notice of exhibits 1-6.

Plaintiff requests judicial notice of six documents.  (Exs. 62-67.)  These documents are complaints and cross-complaints against Easy Financial, LLC in other actions.  These exhibits are not relevant or necessary to the court’s analysis.  (See Jordache Enterprises, Inc. v. Brobeck, Phleger & Harrison (1998) 18 Cal.4th 739, 748, fn. 6; Appel v. Superior Court (2013) 214 Cal.App.4th 329, 342, fn. 6.)

Plaintiff’s requests for judicial notice are denied.

Evidentiary Objections

            Plaintiff makes nine objections to the declaration of Benjamin Donel in support of defendant’s motion.  All nine objections are overruled.        

Legal Standard

Code of Civil Procedure section 405.30 provides that a party with an interest in the subject real property may move to expunge a lis pendens.  Section 405.32 provides that “the court shall order that the notice be expunged if the court finds that the claimant has not established by a preponderance of the evidence the probable validity of the real property claim.”  Plaintiff must show “it is more likely than not that [it] will obtain a judgment against the defendant on the claim.”  (CCP § 405.3.) 

Opposition’s Failure to Cite Evidence

Plaintiff’s opposing memorandum fails to cite the evidence it relies on.  “All references to exhibits or declarations in supporting or opposing papers must reference the number or letter of the exhibit, the specific page, and, if applicable, the paragraph or line number.”  (Cal. Rules of Court, rule 3.1113(k).)  “A trial court may decline to consider an argument that does not comply with rule 3.1113 of the California Rules of Court.”  (Nationwide Ins. Co. of America v. Tipton (2023) 91 Cal.App.5th 1355, 1365.) 

When a party’s brief does not comply with rule 3.1113, “the trial court ha[s] no obligation to undertake its own search of the record ‘backwards and forwards to try to figure out how the law applies to the facts’ of the case.  [Citations.]  Rule 3.1113 rests on a policy-based allocation of resources, preventing the trial court from being cast as a tacit advocate for the moving party’s theories by freeing it from any obligation to comb the record and the law for factual and legal support that a party has failed to identify or provide.”  (Quantum Cooking Concepts, Inc. v. LV Associates, Inc. (2011) 197 Cal.App.4th 927, 934; see also Alki Partners, LP v. DB Fund Services, LLC (2016) 4 Cal.App.5th 574, 590 [“By failing to support the factual assertions in their legal arguments with citations to the evidence, plaintiffs have forfeited their argument”].)

In support of its opposition, plaintiff filed four declarations and 70 exhibits totaling nearly 600 pages.  Plaintiff’s brief begins by acknowledging “[t]he [sic] are a multitude of facts.”  (Opp., p. 1.)  Rather than properly citing evidence in the record by reference to specific pages of plaintiff’s 70 exhibits or specific paragraphs of plaintiff’s four declarations, plaintiff merely summarizes, “All of the facts are in the corresponding declarations and the declarations link to the referenced exhibits to the compendium.”  (Ibid.)  Plaintiff’s opposition makes only the following citations or references to evidence:

(1) citing defendant’s RJN, Ex. 2 (Opp., p. 4);

(2) citing plaintiff’s Ex. 35 (ibid.);

(3) citing defendant’s RJN, Ex. 4 (ibid.);

(4) describing a fact “mentioned in Mager’s declaration” (Opp., p. 6);

(5) describing facts “mentioned in both Mager’s and Mallel’s declarations” (ibid.);

(6) citing defendant’s RJN, Ex. 3 (Opp., p. 7);

(7) citing “the first 12 exhibits” (Opp., p. 11);

(8) asserting facts “[a]s described in the Mager Declaration” (Opp., p. 12);

(9) asserting facts “[a]s described above and in the Mager Decl.” (Opp., p. 13);

(10) asserting facts “[a]s more fully detailed in the Mager Decl.” (Opp., p. 14);

(11) describing what “the Mager Decl. and Mallel Decl. provide” (ibid.); and

(12) asserting facts “[a]s provided in the Kinnan Decl.” (Opp., p. 15).

These citations to evidence are wholly inadequate.  Plaintiff refers to the entire Mager Declaration, which is 51 paragraphs, and to the entire Mallel declaration, which is 35 paragraphs.  The only way to determine the probable validity of plaintiff’s real property claims is for the court to undertake its own search of the 600-page record.  Plaintiff’s opposition provides no assistance toward that effort.  This reason alone suffices for the court to conclude plaintiff has not met its burden of showing the probable validity of any real property claim.  Additionally, as explained below, even if the court considers plaintiff’s opposition on the merits, plaintiff fails to meet its burden with respect to any of its causes of action.

Breach of Contract and Breach of Implied Covenant of Good Faith and Fair Dealing

            Plaintiff does not show it is more likely than not it will prevail on its causes of action for breach of contract or breach of the implied covenant of good faith and fair dealing.  Plaintiff does not meet its burden of proving a fundamental element of these causes of action: “To prove breach of contract, plaintiff must show that the parties had, and defendants breached, an enforceable agreement.”  (Ojjeh v. Brown (2019) 43 Cal.App.5th 1027, 1037.)    

            Plaintiff argues defendant breached the “forbearance agreement.”  (P. Ex. 35.)  That agreement is between lender “Easy Financial LLC” and borrower “Pacific Capital Partners LLC.”  (Id., p. 1.)  The agreement provides, “This Forbearance Agreement shall be binding upon and insure [sic] the benefit of the parties hereto and their respective successors and assigns; provided, however, the Owners/Borrowers may not transfer its right under the Forbearance Agreement or the Loan Documents without prior written consent of the Lender.”  (Id., ¶ 23.)  It further provides, “Lender shall not be deemed to have waived any right, power, or remedy, except in writing signed by an officer of the Lender expressly stating that it is a waiver of the same right, power or remedy.”  (Id., ¶ 25.)

The plaintiff in this action is 6380 Quebec LLC—not Pacific Capital Partners LLC.  Plaintiff has not shown it is a party to this contract.  Plaintiff has not presented evidence that Easy Financial, LLC gave written consent permitting Pacific Capital Partners LLC to transfer any of its rights to plaintiff.  Plaintiff instead relies on waiver or estoppel, which the court will discuss below.   

Plaintiff also alleges defendant breached an oral “foreclosure agreement.”  (Opp., p. 5)  Plaintiff does not, however, show by a preponderance of the evidence that it had any such agreement with defendant.  In support of its claim there was an oral agreement, plaintiff relies on vague statements in the supporting declarations of David Mallel and Shasha Mager.  (Mallel Decl., ¶ 30; Mager Decl., ¶ 45.)  The declarants do not state when and where this agreement was formed and what words were used by the parties.  Since plaintiff could have easily provided this evidence, their vague and conclusory assertions are viewed by the court with distrust.  (Evid. Code, § 412.)

Moreover, Benjamin Donel, the managing member of Easy Financial, LLC (Donel Decl., ¶ 2) denies making any such oral agreement (id., ¶¶ 15-16, 20).  Donel instead states he agreed to forebear on foreclosure if “the borrower immediately paid two months of regular interest payments, and then kept making regular monthly interest-only payments” (id., ¶ 13), but “the borrowers failed to make even one regular interest payment” (id., ¶ 14).  He further states, “Easy Financial, LLC never agreed to transfer or assign this loan to any other entity - including the Plaintiff.”  (Id., ¶ 20.) 

Finding plaintiff’s asserted verbal “foreclosure agreement” existed depends on which testimony the court finds more credible.  Plaintiff provides no basis for finding its witnesses more credible than Benjamin Donel.  Plaintiff therefore does not meet its burden of showing “it is more likely than not that [plaintiff] will obtain a judgment against the defendant on the claim.”  (CCP § 405.3.)

Waiver and Estoppel

In response to defendant’s argument that it never permitted the borrower to transfer any interest or rights to plaintiff, plaintiff relies on the doctrines of waiver and estoppel.  “[N]otwithstanding a provision in a written agreement that precludes oral modification, the parties may, by their words or conduct, waive contractual rights.”  (Wind Dancer Production Group v. Walt Disney Pictures (2017) 10 Cal.App.5th 56, 78.)  “In addition to waiving contractual rights, the parties may, by their words or conduct, be estopped from enforcing a written contract provision.”  (Ibid.)  “The elements of equitable estoppel are: (1) the party to be estopped must be apprised of the facts; (2) he must intend that his conduct shall be acted upon, or must so act that the party asserting estoppel had the right to believe that it was so intended; (3) the party asserting the estoppel must be ignorant of the true state of facts; and (4) he must rely on the conduct to his prejudice.”  (Butler America, LLC v. Aviation Assurance Company, LLC (2020) 55 Cal.App.5th 136, 147.) 

Plaintiff does not meet its burden of showing it is more likely than not to prevail through waiver or estoppel.  Plaintiff’s witnesses state Easy Financial, LLC, through Benjamin Donell, did various acts that constituted waiver or deceived plaintiff.  David Mallel states, “Accordingly, through Donel’s choice of escrow, and per Donel’s instructions, Raymond and I created 6380 Quebec LLC, a California limited liability company (‘6380 Quebec LLC’ or ‘Plaintiff’).  Donel provided his input in this operating agreement.  Donel assisted with the Quitclaim Deed attached at the end of Exhibit 22 from PCQ to 6380 Quebec LLC.”  (Mallel Decl., ¶ 19.)  Again, Mallel’s statements are vague and conclusory.  He does not explain precisely what “instructions” Donel gave him or why he felt compelled to follow them.  The absence of this crucial detail undermines Mallel’s credibility.  (See Evid. Code, § 412.)

Moreover, Benjamin Donel denies permitting the borrower to transfer the property to plaintiff and denies waiving the provision requiring the lender’s prior written consent before doing so.  He states, “While various people, who claimed to be ‘affiliated’ with the borrower, made all sorts of offers, suggestions, and proposals, Easy Financial never agreed to extend the loan, transfer or assign the loan to another entity, nor agreed to waive any of its rights under the loan documents.”  (Donel Decl., ¶ 16.)  “Easy Financial, LLC never agreed to transfer or assign this loan to any other entity - including the Plaintiff.”  (Id., ¶ 20.) 

This dispute again boils down to a credibility contest between Benjamin Donel and plaintiff’s witnesses.  Plaintiff’s papers and evidence give the court no reasonable basis to credit plaintiff’s witnesses over Donel.  Plaintiff therefore does not meet its burden of showing it is more likely than not to prevail on a real property claim against defendant.

Wrongful Foreclosure

Plaintiff has not established by a preponderance of the evidence the probable validity of its cause of action for wrongful foreclosure.  The elements of wrongful foreclosure are “ ‘(1) the trustee or mortgagee caused an illegal, fraudulent, or willfully oppressive sale of real property pursuant to a power of sale in a mortgage or deed of trust; (2) the party attacking the sale (usually but not always the trustor or mortgagor) was prejudiced or harmed; and (3) in cases where the trustor or mortgagor challenges the sale, the trustor or mortgagor tendered the amount of the secured indebtedness or was excused from tendering.’ ”  (Miles v. Deutsche Bank National Trust Co. (2015) 236 Cal.App.4th 394, 408.)

Plaintiff does not meet its burden of proving the first element.  Plaintiff concedes the borrower defaulted on the loan from Easy Financial, LLC.  Plaintiff asserts the foreclosure was illegal, fraudulent, or oppressive because defendant foreclosed in breach of the “forbearance agreement” and verbal “foreclosure agreement.”  A foreclosure may be illegal or wrongful if the trustee breached an agreement to modify a loan or cure a default.  (Chavez v. Indymac Mortgage Services (2013) 219 Cal.App.4th 1052, 1063; Barroso v. Ocwen Loan Servicing, LLC (2012) 208 Cal.App.4th 1001, 1017.)  But as discussed above, plaintiff has not met its burden of proving defendant breached the “forbearance agreement” or verbal “foreclosure agreement” or any other agreement to modify a loan or cure a default.

Disposition

            Defendant Easy Financial, LLC’s motion to expunge lis pendens is granted.  The court hereby expunges the notice of pending action recorded on June 14, 2023, instrument number 20230389108.