Judge: Armen Tamzarian, Case: 23STCV15058, Date: 2023-11-15 Tentative Ruling

Case Number: 23STCV15058    Hearing Date: January 25, 2024    Dept: 52

Plaintiff/Cross-Defendant Natalya Vydrug’s (1) Motion to Strike Answer; (2) Demurrer and Motion to Strike Portions of First Amended Cross-Complaint

Motion to Strike Answer

Plaintiff Natalya Vydrug moves to strike the entire answer by defendants Nelli Khlebnikova and Karolina Khlebnikova and moves to strike 24 portions of it.  Defendants did not oppose the motion but instead filed a “notice of errata re correct verifications.”  Vydrug replied that the new verifications are improper for several reasons, including that they were signed electronically instead of by hand.  Electronic signatures are permitted—even for documents signed under penalty of perjury.  (Cal. Rules of Court, rule 2.257(b).)  The new verifications are sufficient.

Apart from the verifications, Vydrug presents valid grounds to strike all 24 challenged portions of the answer.  Code of Civil Procedure section 431.30(b) provides, “The answer to a complaint shall contain: (1) The general or specific denial of the material allegations of the complaint controverted by the defendant.  (2) A statement of any new matter constituting a defense.”  Several portions of the answer object to the complaint for “contain[ing] a legal conclusion.”  Whether the complaint alleges legal conclusions may be an appropriate argument when demurring to it.  It is not a proper allegation in an answer. 

Vydrug also shows grounds for striking the first and second affirmative defenses.  An affirmative defense asserts “new matter constituting a defense” that would defeat the plaintiff’s claims.  (CCP § 431.30(b)(2); accord FPI Development, Inc. v. Nakashima (1991) 231 Cal.App.3d 367, 383-385.) 

Defendants’ first affirmative defense is “failure to state a cause of action.”  (Answer, p. 4.)  That is not new matter constituting a defense.  It is a “ground for objection to a complaint” that “appears on the face thereof,” and therefore “the objection on that ground may be taken by a demurrer to the pleading.”  (CCP § 430.30(a).)

Defendants’ second affirmative defense merely reserves the right to assert additional defenses.  That is not new matter constituting a defense.  It is superfluous.  Defendants’ ability to assert additional defenses does not depend on stating that they reserve the right to do so.  Code of Civil Procedure section 473(a)(1) liberally permits amendments to pleadings.

   

Demurrer to First Amended Cross-Complaint

            Cross-defendant Natalya Vydrug demurs to the third, fourth, and sixth causes of action alleged in the first amended cross-complaint by cross-complainants Nelli Khlebnikova and Karolina Khlebnikova (Karolina).  Vydrug also demurs to the entire first amended cross-complaint by Karolina.

Karolina Khlebnikova

            Vydrug argues Karolina is misjoined as a party because she does not seek damages.  Vydrug contends Karolina must move to intervene in this action.  Not so.  She is a party to the action.  Vydrug named her as a defendant.  Any defendant may file a cross-complaint.  (CCP § 428.10.) 

Karolina does not, however, allege sufficient facts to constitute any cause of action.  The first amended cross-complaint includes her name as a party in the caption, the footer, under counsel’s signature (p. 12), and in a verification.  But it includes no substantive or factual allegations about her.  The first amended cross-complaint repeatedly and almost exclusively uses the singular “cross-complainant.”  It only uses the plural “cross-complainants” four times.  (¶¶ 4, 5, 37, & p. 12 [after counsel’s signature].)  The first amended cross-complaint therefore does not allege sufficient facts to constitute any cause of action by Karolina Khlebnkova.             

3rd & 4th Causes of Action for Involuntary Dissolution

            Cross-complainant Nelli Khlebnikova alleges sufficient facts to constitute the third and fourth causes of action.  Vydrug demurs on the basis that her complaint already petitions to dissolve the same two corporations: Kumbum, Inc. and Kumbum-8, Inc.  At most, that may make “involuntary dissolution” a misnomer.  It does not mean the first amended cross-complaint fails to state sufficient facts to constitute a cause of action.  Filing a cross-complaint for the same relief may ultimately serve a purpose.  (See Guttman v. Guttman (2021) 72 Cal.App.5th 396, 414-415 [plaintiff could not voluntarily dismiss action to dissolve partnership because defendants sought affirmative relief].)

6th Cause of Action for Breach of Fiduciary Duty

            Cross-complainant Nelli Khlebnikova alleges sufficient facts to constitute a cause of action for breach of fiduciary duty.  Vydrug argues otherwise because this claim can only be brought as a shareholder derivative action.  (See Schrage v. Schrage (2021) 69 Cal.App.5th 126, 149.)  But Vydrug’s own complaint alleges a cause of action against Nelli Khlebnikova for breach of fiduciary duty.  That claim arises from allegations of the same sort of conduct: mismanaging the corporations.  (Compare Comp., ¶¶ 58-71 with FACC, ¶¶ 51-59.)  If Nelli Khlebnikova must bring this cause of action as a derivative suit, the same is true for Vydrug.  Vydrug cannot have it both ways. 

Moreover, the Court of Appeal has allowed greater leeway in applying the rule on shareholder derivative actions to closely held corporations.  “The objective of preventing a multiplicity of lawsuits and assuring equal treatment for all aggrieved shareholders does not arise at all when there is only one minority shareholder.  The objective of encouraging intracorporate resolution of disputes and protecting managerial freedom is entirely meaningless where the defendants constitute the entire complement of the board of directors and all the corporate officers.”  (Jara v. Suprema Meats, Inc. (2004) 121 Cal.App.4th 1238, 1259.) 

Vydrug’s complaint alleges she and Nelli Khlebnikova each own 50% of Kumbum, Inc.  (Comp., ¶¶ 7-9.)  The typical rule serves no purpose when the corporation’s only two shareholders sue each other for breach of fiduciary duty.  Vydrug’s complaint also alleges she and Nelli Khlebnikova each own 45% of Kumbum-8, Inc., while each of them has a child who owns 5%.  (Id., ¶¶ 14-18.)  One of the 5% owners is Karolina Khlebnikova, who is also a party to the action.  As in Jara, the nature of this dispute in two closely held corporations justifies an exception to the general rule.

Motion to Strike Portions of First Amended Cross-Complaint

Cross-defendant Natalya Vydrug moves to strike 10 portions of the cross-complaint by Nelli Khlebnikova and Karolina Khlebnikova.  Vydrug also moves to strike the entire first amended cross-complaint based on a purportedly improper verification.  Cross-complainants’ notice of errata included updated verifications. 

Vydrug argues several portions are improper as argumentative or conclusions of law.  She argues, “Conclusions of law have no place in a pleading.”  She relies on archaic authority that does not support that proposition.  These purported conclusions of law are material to the first amended cross-complaint’s causes of action.

Vydrug argues several other portions are immaterial.  They are material. 

Vydrug moves to strike the prayer for punitive damages for breach of fiduciary duty.  (FACC, p. 12, line 14.)  As discussed above with respect to the cause of action for breach of fiduciary duty, Vydrug herself seeks punitive damages for what amounts to the mirror image of the same sort of conduct.  (Comp., prayer, ¶ 10.)  The court again will not permit her to have it both ways.   

Cross-defendant moves to strike two portions referring to Karolina because she is not a party to the cross-complaint.  She is a party to the cross-complaint because the pleading says she is.  Whether she alleges sufficient facts to constitute a cause of action is a separate issue.

Finally, Vydrug moves to strike the prayer for attorney fees on all causes of action.  (FACC, p. 12, line 17.)  A prevailing party may only recover attorney fees when authorized by contract, statute, or other law.  (CCP § 1033.5(a)(10).)  The first amended cross-complaint separately prays for attorney fees on the first three causes of action.  (FACC, p. 12, lines 1 & 4.)  Cross-complainants do not allege a basis for recovering attorney fees on all causes of action.

Disposition

Plaintiff Natalya Vydrug’s motion to strike portions of defendants Nelli Khlebnikova and Karolina Khlebnikova’s answer is granted in part with 20 days’ leave to amend.  The court hereby strikes the 24 portions of the answer listed in Vydrug’s notice of motion to strike, with leave to amend.

Cross-defendant Natalya Vydrug’s demurrer to the entire first amended cross-complaint by Karolina Khlebnikova is sustained with 20 days’ leave to amend.  Cross-defendant Natalya Vydrug’s demurrer to Nelli Khlebnikova’s first amended cross-complaint is overruled. 

Cross-defendant Natalya Vydrug’s motion to strike portions of cross-complainants Nelli Khlebnikova and Karolina Khlebnikova’s first amended cross-complaint is granted in part with 20 days’ leave to amend.  The court hereby strikes the following portion of the first amended cross-complaint: “Attorneys fees” at page 12, line 17, with leave to amend.