Judge: Curtis A. Kin, Case: 22STCP01523, Date: 2023-05-18 Tentative Ruling
Hon. Mary H. Strobel The clerk for Department 82 may be reached at (213) 893-0530.
Case Number: 22STCP01523 Hearing Date: May 18, 2023 Dept: 82
|
Charles Henry Johnson, on behalf of
his daughter, Kiana Johnson, an adult with developmental disabilities v. |
Judge Curtis
Kin Hearing: May
18, 2023 |
|
22STCP01523 |
Tentative
Decision on Petition for Writ of Mandate |
Petitioner Charles Henry
Johnson (“Petitioner”), on behalf of his daughter, Kiana Johnson (“Kiana”)
petitions for a writ of administrative mandate directing Respondent Kimberley
A. Johnson, Director of California Department of Social Services (“Respondent”)
to set aside her administrative decision denying protective supervision to Kiana.[1]
Background
In-Home
Supportive Services
“In 1973 the Legislature
enacted the In-Home Supportive Services (IHSS) program to enable aged, blind or
disabled poor to avoid institutionalization by remaining in their homes with
proper supportive services.” (Miller
v. Woods (1983) 148 Cal.App.3d 862, 867.)
“The Department and its director are responsible for administering the
IHSS program in compliance with state and federal laws. [Citations.] The
Department promulgates regulations to implement the statutes [Citations] while
the county welfare departments administer the program under the state's general
supervision. The county departments process applications for IHSS assistance [Citations],
determine the individual's needs and authorize services. [Citation.].” (Id. at 868.)
The IHSS program is governed by Welfare and
Institutions Code sections 12300, et seq., and the Department’s Manual of
Policies and Procedures (MPP), sections 30-700, et seq. The
Department issues additional guidance on IHSS benefits in All-County Letters
(“ACL”) to county departments.
Neither
party has requested judicial notice of the MPP or relevant All-County
Letters. While Respondent refers to a
request for judicial notice filed by Petitioner, the court has not received any
request for judicial notice. (Oppo.
7:20-23.) Because both parties rely on
the MPP and All-County Letters, the court judicially notices these regulations
on its own motion. (See https://www.cdss.ca.gov/inforesources/letters-regulations/legislation-and-regulations/adult-services-regulations.)
The pertinent provisions of the MPP and All-County Letters are also
summarized in the administrative decision.
(See Administrative Record (“AR”) 15-23.)
Protective
Supervision
Protective supervision is an IHSS
supportive service. (Welf. & Inst.
Code § 12300(b).) “Protective supervision”
consists of observing recipient behavior and intervening as appropriate in
order to safeguard the recipient against injury, hazard, or accident. (MPP §
30-757.17.) It is a benefit available
for observing the behavior of “non-self-directing, confused, mentally impaired,
or mentally ill persons only.” (MPP § 30-757.171.)
Protective
supervision is only authorized if “[a]t the time of the initial assessment or
reassessment, a need exists for twenty-four-hours-a-day of supervision in order
for the recipient to remain at home safely.” (MPP § 30-757.173(a).)
Furthermore, it is limited to protective supervision needed because of the
functional limitations of the recipient and cannot be authorized for routine
childcare or supervision. (MPP § 30-763.456(d).)
MPP section 30-757.172 specifies
five circumstances in which protective supervision is not authorized:
(a) For friendly visiting or other social
activities;
(b) When the need is caused by a medical
condition and the form of the supervision required is medical.
(c) In anticipation of a medical emergency;
(d) To prevent or control anti-social or
aggressive recipient behavior.
(e) To guard against deliberate
self-destructive behavior, such as suicide, or when an individual knowingly intends
to harm himself/herself.
“The
Department's regulations, and case law, define the purpose and form of
protective supervision, which, in essence, determines the eligible recipients
of this benefit…. ‘ ‘Protective supervision’ services authorized by section 12300 are
‘for monitoring the behavior of nonself-directing, confused, mentally impaired,
or mentally ill persons....' (MPP § 30–457.71.) … To be eligible for
such services, an individual must show ‘that twenty-four hour need exists
... and that the recipient can live at home safely if protective supervision is
provided.’ (MPP § 30–457.721.) [¶] Some recipients are old, suffering
degenerative diseases. Others are young but retarded, epileptic, blind, brain
damaged or schizophrenic. The recipients cannot protect themselves from injury.
Some are self-destructive. For example, one autistic, blind and brain-damaged
child lapses ‘into seizures and temper tantrums ... venting his frustrations by
banging his head against a wall.’ Others cannot control normal but potentially
hazardous activities such as cooking or smoking a cigarette.’” (Calderon v. Anderson (1996) 45
Cal.App.4th 607, 614-615, quoting Miller v. Woods, supra, 148 Cal.App.3d
at 867.)
“‘Protective
supervision’ appears to be similar to care given small children, that is,
anticipating everyday hazards and intervening to avert harm.” (Calderon, supra, 45 Cal.App.4th at
615.)
“[E]ligibility
for IHSS benefits must generally be reassessed on an annual basis.” (Norasingh
v. Lightbourne (2014) 229 Cal.App.4th 740, 754.)
County
Denies Protective Supervision to Kiana
At the time of the administrative hearing, Kiana was
a 30-year-old female diagnosed with autism spectrum disorder and a mental and
emotional disorder. (AR 4.) She resides with her father, Charles Johnson,
and her mother, Regina Johnson. (AR
92.) Kiana has received IHSS services
since February 2009. (AR 4.) Kiana’s father, Petitioner Charles Johnson,
is her IHSS provider. (AR 92.)
Kiana was authorized for protective supervision
until October 1, 2017. (AR 5.) After a social worker conducted an annual
reassessment of Kiana on September 1, 2017, County determined that Kiana “is
not eligible to receive Protective Supervision as there are no behaviors that
require constant interventions to prevent injuries.” (AR 97.)
County’s denial of protective supervision was affirmed in an
administrative decision adopted by Respondent on February 12, 2018. (AR 5.) That decision is final and not at issue in
this writ petition.
On January 29, 2021, the County conducted its annual
reassessment of Kiana’s needs under the IHSS program. (AR 84.)
As of February 1, 2021, Kiana’s IHSS hours were increased to 29:17 hours
per month and include time for meal preparation, laundry, food shopping, and
other domestic services. (AR 4,
84.) County denied protective
supervision, finding that Kiana is self-directing, not likely to engage in
potentially dangerous activities, and not in need of 24-hour-a-day
supervision. (AR 84, 89.)
Kiana,
through Petitioner, appealed the County’s denial of protective supervision.
Respondent
Affirms the Denial of Protective Supervision
On April 28, 2021, an administrative hearing was
held before an administrative law judge (“ALJ”) concerning the County’s denial
of protective supervision. At the
administrative hearing, Kiana challenged the denial of protective supervision
and also the denial of IHSS time for “medical accompaniment.” (AR 4.)
The denial of medical accompaniment is not challenged in the writ
petition but is discussed in Petitioner’s opening brief. (See Pet. ¶ 40 and Prayer ¶ 1; but see
Opening Brief (“OB”) 8.)
At the hearing, Kiana’s Authorized Representative,
Brian Allen, and her parents, Charles Johnson and Regina Johnson, appeared on
behalf of Kiana. (AR 2, 106.) County Representative Cheryl Taylor and two
social workers, Joyce Thurman and Irma Munoz, appeared for the County. (Ibid.)
The ALJ also received documentary evidence from Kiana and from
County. (AR 30-76, 77-104.) Petitioner’s exhibits included a note, dated
November 13, 2020, from a nurse practitioner who has provided psychiatric care
to Kiana. (AR 42; at Claimant’s Exhibit
B, Exh. A2.) Other relevant documents include Petitioner’s written descriptions
of an “average day” of Kiana. (See AR
49-50.)[2]
Following the hearing, the ALJ issued a proposed
decision recommending to uphold the County’s denial of protective
supervision. (AR 2-28.) The ALJ found that Kiana has a qualifying
mental impairment. (AR 23.) However, the ALJ found that Kiana is not
qualified for protective supervision because she is self-directing and not
likely to engage in dangerous behavior due to her impairment. (AR
23-28.) Having determined that Kiana is
self-directing and not likely to engage in dangerous behavior due to her impairment,
the ALJ stated it was unnecessary to determine whether Kiana needs supervision
24 hours per day. (AR 27.) Nonetheless, in the conclusion of the
decision, the ALJ determined that Kiana “does not have a need for 24-hour a day
supervision.” (AR 28.)
Respondent adopted the proposed decision on or about
June 11, 2021 (hereafter “Decision” or “June 11, 2021, Decision”). (AR 2.)
Writ Proceedings
On April 27, 2022,
Petitioner filed a verified petition for writ of administrative mandate
challenging the June 11, 2021, Decision.
Respondent has answered the petition.
A trial setting
conference was held on July 21, 2022, and was attended by counsel for
Petitioner and Respondent. Counsel for Respondent advised the court
that the administrative record had been prepared and would be sent to counsel
for Petitioner in the next couple of weeks.
(Minute Order dated 7/21/22.) The
court set the petition for hearing on May 18, 2023, and ordered a briefing
schedule. The Court ordered Petitioner
to file and serve his opening brief 60 days before the hearing; Respondent to
file and serve her opposition 30 days before the hearing; and Petitioner to
file and serve his reply 15 days before the hearing.
On March 17, 2023, Petitioner filed
his opening brief in support of the petition.
The court has received Respondent’s opposition, Petitioner’s reply, and
the administrative record.
Standard of Review
Under
CCP section 1094.5(b), the pertinent issues are whether the respondent has
proceeded without jurisdiction, whether there was a fair trial, and whether
there was a prejudicial abuse of discretion.
An abuse of discretion is established if the agency has not proceeded in
the manner required by law, the decision is not supported by the findings, or
the findings are not supported by the evidence.
(CCP § 1094.5(b).)
“In reviewing decisions
denying applications for public assistance …, the superior court exercises its
independent judgment” on the record. (Norasingh
v. Lightbourne (2014) 229 Cal.App.4th 740, 752.) Under the independent judgment test, “the
trial court not only examines the administrative record for errors of law, but
also exercises its independent judgment upon the evidence disclosed in a
limited trial de novo.” (Bixby
v. Pierno (1971) 4 Cal.3d 130, 143.)
The court must draw its own reasonable inferences from the evidence and
make its own credibility determinations.
(Morrison v. Housing Authority of
the City of Los Angeles Board of Commissioners (2003) 107 Cal.App.4th 860,
868.)
An
agency is presumed to have regularly performed its official duties. (Evid. Code § 664.) “In
exercising its independent judgment, a trial court must afford a strong
presumption of correctness concerning the administrative findings, and the
party challenging the administrative decision bears the burden of convincing
the court that the administrative findings are contrary to the weight of the
evidence.” (Fukuda v. City of Angels (1999) 20 Cal. 4th 805, 817.)
A
reviewing court “will not act as counsel for either party to an appeal and will
not assume the task of initiating and prosecuting a search of the record for
any purpose of discovering errors not pointed out in the briefs.” (Fox v. Erickson (1950) 99 Cal.App.2d
740, 742.) When an appellant challenges “’the
sufficiency of the evidence, all material evidence on the point must be set
forth and not merely [his] own evidence.” (Toigo v. Town of Ross (1998) 70
Cal.App.4th 309, 317.)
“On
questions of law arising in mandate proceedings, [the court] exercise[s]
independent judgment.’” (Christensen v. Lightbourne (2017) 15
Cal.App.5th 1239, 1251.) The
interpretation of statute or regulation is a question of law. (See State Farm Mut. Auto. Ins. Co. v.
Quackenbush (1999) 77 Cal.App.4th 65, 77.)
“A challenge to the procedural fairness of the administrative hearing is
reviewed de novo on appeal because the ultimate determination of procedural
fairness amounts to a question of law.”
(Nasha L.L.C. v. City of Los
Angeles (2004) 125 Cal.App.4th 470, 482.)
Analysis
Scope of
Petition
Petitioner seeks a writ directing Respondent to set
aside the Decision and also “order the County to reimburse Petitioner for
Protective Supervision … retroactively to January 5, 2018.” (Pet. Prayer ¶ 1.) The June 11, 2021, Decision falls within the
scope of the court’s review pursuant to CCP section 1094.5. However, to the extent Petitioner challenges
any prior administrative decision or seeks relief unrelated to the June 11,
2021, Decision, she has not shown a basis to do so.
The ALJ’s
Summary of Prior Decisions Did Not Violate the Administrative Hearsay Rule
Petitioner argues that the ALJ erred
by summarizing prior administrative decisions and relying on hearsay evidence
from those decisions. (OB 4.) This argument is not persuasive.
In
an administrative proceeding, “[h]earsay evidence may be used for the purpose
of supplementing or explaining other evidence but over timely
objection shall not be sufficient in itself to support a finding unless it
would be admissible over objection in civil actions.” (Gov. Code § 11513(d); see Lake v. Reed (1997)
16 Cal.4th 448, 458.) “Although
uncorroborated hearsay evidence cannot, by itself, support an administrative
finding, hearsay evidence together with other reliable evidence may support a finding.” (Gill
v. Mercy Hospital (1988) 199 Cal.App.3d 889, 910.)
Here, in a section titled “Documentary Evidence”
of the Decision, the ALJ summarized prior administrative decisions involving
Kiana’s IHSS benefits and other relevant documents, including SOC 821
Protective Supervision forms, the annual reassessment dated September 1, 2017,
and a description of Kiana’s day by Petitioner.
(AR 4-11.) The ALJ also
summarized the testimony presented at the hearing. (AR 11-14, 23-27.) For the administrative findings at issue, the
ALJ relied heavily on Petitioner’s written description of Kiana’s day,
testimony of Petitioner and Regina Johnson, and other non-hearsay
evidence. (Ibid.) Petitioner does not show, with record
citation, that the ALJ relied on the prior administrative decisions to make any
finding of fact. Further, even if the
ALJ relied on the prior decisions in part, that would not violate the
administrative hearsay rule, because other non-hearsay evidence supports the
findings, as discussed below.
Eligibility for Protective Supervision May Be Changed Upon Reassessment
Petitioner argues that Kiana
has a vested property right in protective supervision and that, as a matter of
law, Kiana “will need Protective Supervision for the remainder of her life.” Relatedly, Petitioner suggests that a
determination that an IHSS recipient is entitled to protective supervision
cannot be changed or reassessed. (OB
4-5.)
Petitioner’s arguments are refuted by the IHSS
regulations and published appellate law.
“Once services have been authorized, the authorization shall continue until
there is a change in eligibility or assessed level of need.” (MPP §
30-759.5 [bold italics added].) “[P]rotective
supervision is available if ‘[a]t the time of the initial assessment or reassessment, a need exists for
twenty-four-hours-a-day of supervision in order for the recipient to remain at
home safely.’” (Norasingh, 229 Cal.App.4th at 754 [italics in
original], citing MPP § 30-757.173(a).)
“[E]ligibility for IHSS benefits must generally be reassessed on an
annual basis.” (Ibid., citing MPP §§ 30-761.13, 30-761.212.)
While Kiana has a fundamental vested right to
apply for state welfare benefits (see Norasingh, 229 Cal.App.4th at
752-753), that only entitles her to independent judgment review of the Decision
by the trial court pursuant to CCP section 1094.5. It does not grant her a property right that
cannot be removed or reduced pursuant to the governing regulations. (See also Dowling v. Davis (9th Cir.
1994) 19 F.3d 445, 448 [holding that IHSS benefits are not a vested property
right under federal or state law; “any protected interest under state law is
dependent upon the California legislature's enactment of a budget appropriating
public monies for the IHSS program”].)
In support his position that protective
supervision cannot be removed, Petitioner relies on MPP section 30-756.361,
which states in full: “In 95 percent of any impaired population, people tend to
lose functioning in the inverse order of normal infant development. Therefore,
it would be unlikely for a recipient to score higher ranks in the functions
listed at the bottom of the list than those at the top. This listing should
assist in the assessment process.” Section
30-756.361 refers to a list of functions, starting with (a) Housework and
ending with (n) Judgment, for which County staff “shall determine the
recipient's level of ability and dependence upon verbal or physical assistance.” (See MPP § 30-756.1 and .2.) This regulation does not state that protective
supervision is a vested property right that can never be removed or reduced, or
that a recipient will be entitled to protective supervision for the rest of her
life. Further, section 30-756.361 must
be interpreted in context of the entire regulatory scheme, which shows clear
intent for the eligibility of IHSS recipients for protective supervision to be
regularly reassessed. (See e.g. MPP §§ 30-759.5,
30-761.13, 30-761.212.)
The Weight of the Evidence Supports the Findings that Petitioner is Ineligible
for Protective Supervision
·
Petitioner Does Not Meet His Burden of Proof
Under CCP Section 1094.5; and Improperly Makes New Reply Arguments
The ALJ concluded that Kiana is not qualified for
protective supervision because she is self-directed and not likely to engage in
dangerous behavior due to her mental impairment. (AR 23-28.)
The ALJ made detailed factual findings in support of these
conclusions. (Ibid.)
In the opening brief, Petitioner does not
challenge any specific factual finding or conclusion made by the ALJ and
adopted by Respondent. Nor does
Petitioner summarize all evidence upon which the findings were based or explain
why such evidence does not support the findings. Under
CCP section 1094.5, “the challenger must identify (with citations to the
record) the factual findings made by the board that he or she is challenging ….
And in doing so, the challenger cannot simply ignore the evidence in the record
that was relied upon by the board …. Rather, the challenger must explain why
that evidence is insufficient to support that finding.” (Shenouda
v. Veterinary Medical Bd. (2018)
27 Cal.App.5th 500, 513.) Petitioner
does not meet this burden. Accordingly,
for this reason alone, the petition is denied.
For the first time in reply, Petitioner challenges
certain factual findings made by the ALJ, specifically, that Kiana is
self-directing and is not likely to engage in dangerous behavior. (Reply 2-5.)
“The salutary rule is that points raised in a reply brief for the first
time will not be considered unless good cause is shown for the failure to
present them before.” (Balboa Ins.
Co. v. Aguirre (1983) 149 Cal.App.3d 1002, 1010.) Petitioner does not show good cause to raise
these new arguments in reply, which deprived Respondent of an opportunity to
present written opposition. This action
has been pending since April 2022 and a trial date and briefing schedule were
set in July 2022. In any event, even if
the court were to consider the reply arguments, the court finds no prejudicial
abuse of discretion in the administrative findings, as discussed below. Because the court’s tentative ruling is to
deny the petition, Respondent is not prejudiced if the court considers the new
reply arguments. Respondent may also
address the new reply arguments at the hearing.
·
The Weight of the Evidence Supports the Findings
That Kiana Is Self-Directing
“[P]rotective supervision is available for those
IHSS beneficiaries who are non-self-directing, in that they are unaware of
their physical or mental condition and, therefore, cannot protect themselves
from injury….” (Calderon, supra, 45 Cal.App.4th at 616; accord Marshall
v. McMahon (1993) 17 Cal.App.4th 1481, 1486-87.)
After
assessing Kiana’s memory, orientation, and judgment, the ALJ determined that
Kiana is self-directing. The ALJ found
that Kiana’s self-direction “is evident in her ability to articulate her goals
of attending school, obtaining a degree and a home of her own, and in her
efforts to attend Jr. college level classes.”
(AR 26.) Additionally, the ALJ
noted that Kiana “is very artistic and produces artwork which is displayed in
her home”; “[s]he has friends and maintains relationship with the[m] and she
enjoys being on Facebook”; and she is “able to recognize fire as dangerous and
will not attempt cooking without her father present.” (Ibid. see also AR 24-26.)
Petitioner
argues that Kiana is nonself-directing because he, Kiana’s father, provides
24-hour supervision and intervenes in situations in which Kiana may harm
herself. Petitioner also contends that
Kiana’s artwork “helps her deal with frustration” and that Kiana uses her phone
only for emergency purposes. (Reply 3,
citing 144-145, 148-153, 157, 162-163.)
Petitioner
does not show any prejudicial abuse of discretion in the ALJ’s findings. (CCP § 1094.5(b).) Even with supervision from Petitioner, Kiana’s
ability to attend college courses; meet up with friends at a coffee shop and
maintain relationships; recognize the danger in fire; produce artwork to help
with her anxiety; and use a phone and computer are all strong evidence that she
has awareness of her mental and physical condition and is self-directing. (See AR 24-27; see e.g. AR 49-50 [description
of Kiana’s activities, including use of computer]; AR 93-98, 103-104 [Kiana
attended class at Antelope Valley College, knows that fire is dangerous, and
knows how to exit in an emergency]; AR 149-152 [Kiana completed English, math,
and art classes]; 162-165 [Kiana knows her brother, can use phone, and meets
with friends at a coffee shop every Thursday].)
The
weight of the evidence supports the finding that Kiana is self-directing.
·
The Weight of the Evidence Supports the Finding That
Kiana Is Not Likely to Engage in Dangerous Behavior Due to Her Mental
Impairment
“The purpose of
protective supervision is to monitor active behavior in order to prevent harm
from daily hazards…. [P]rotective
supervision is available for those IHSS beneficiaries who … cannot protect
themselves from injury, and who would most likely engage in
potentially dangerous activities.” (Calderon, supra, 45 Cal.App.4th at
616; accord Marshall v. McMahon (1993) 17 Cal.App.4th 1481, 1486-87.)
The ALJ found that Kiana is not like to engage in
dangerous behavior due to her mental impairment because: (1) an incident of
Kiana starting a small fire while using a stove in 2017 was isolated and unlikely
to recur because Kiana receives meal preparation, she now stays away from the
stove because she is afraid of it, and she does not habitually use the stove on
her own; (2) the incidents of Kiana leaving the home occurred after she was
upset about her IHSS case, were self-directing behavior, and Kiana does not
attempt to elope in other situations; and (3) Kiana’s deliberate self-harming
behavior, specifically pulling her hair and hitting herself, is excluded from
protective supervision, is not inherently dangerous, does not occur frequently,
and demonstrates self-direction. (AR
26-28.)
The administrative record contains documentary
evidence and testimony, which Petitioner does not address, that support the
finding that Kiana is not likely to engage in dangerous behavior due to her
mental impairment. Examples of this
evidence include the following. During
the September 1, 2017, reassessment, Petitioner reported that Kiana knows how
to exit in case of emergency; asks for permission to use the stove; and does
not habitually wander or run away. (AR
93-98, 103-104.) At the January 29,
2021, reassessment, Petitioner did not report any incidents of Kiana wandering
off or otherwise placing herself in danger.
(AR 89.) At the hearing,
Petitioner acknowledged that Kiana does not use the stove on her own; that
Kiana is not violent; and that the incident of Kiana eloping occurred because
she was upset by interactions with a social worker. (AR 171-175, 178.)
Protective supervision is not available “to guard against deliberate
self-destructive behavior … or when an individual knowingly intends to harm
himself/herself.” (MPP §
30-757.172.) Accordingly, Kiana is not
entitled to protective supervision to the extent she has engaged in deliberate,
self-harming behavior such as hitting herself or pulling her hair. Petitioner develops no argument to the
contrary.
In reply, Petitioner argues that “Kiana does not
place herself in danger because father intervenes before that happens.” (Reply 4-5, citing AR 145, 103-104,
148.) Petitioner’s record citations do
not support a conclusion that Kiana avoids dangerous activities because of
monitoring by Petitioner. Petitioner
does not rebut the evidence, summarized above and in the Decision, that Kiana
is aware of dangers, including fire; asks for permission to use the stove and
is monitored while using the stove; and that the isolated incidents of eloping occurred
because Kiana was upset about IHSS issues and are not likely to recur. Nor does Petitioner rebut the evidence of
self-directed behavior, summarized above, which further supports the finding
that Kiana does not engage in dangerous behavior that requires protective
supervision.
The weight of the evidence supports the findings that
Kiana is not likely to engage in dangerous behavior due to her mental impairment. (AR 23-28.)
Because the weight of the evidence supports the findings that Kiana is
self-directing and not likely to engage in dangerous behavior due to her mental
impairment, the weight of the evidence also supports the conclusion that Kiana
does not have a need for 24-hour a day supervision. (AR 28.)
Denial of
Time for Medical Accompaniment
The
ALJ found that Kiana does not qualify for medical accompaniment or wait time
when she attends medical appointments because, based on Petitioner’s testimony,
no IHSS tasks are performed during such appointments. (OB 12-13.)
Petitioner did not challenge the denial of medical accompaniment in the
petition. (See Pet. ¶ 40 and Prayer ¶
1.) In the opening brief, Petitioner
states that “Claimant's mother reported that he [sic] had taken Recipient to
Covid appointments in December 2020 and would be taking her to medical
appointments in 2021 (AR 12).” (OB 8.)
Petitioner then asserts that such facts show that Kiana should have been
authorized time for medical appointments.
(Ibid.) However, Petitioner does
not address the ALJ’s finding that IHSS tasks are not performed during the
medical appointments, and he provides no legal analysis in support of his
position. Accordingly, Petitioner’s
argument is not persuasive and is rejected. (Nelson v. Avondale HOA (2009) 172
Cal.App.4th 857, 862-863 [“When an appellant fails to raise a point, or asserts
it but fails to support it with reasoned argument and citations to authority,
we treat the point as waived”].)
Petitioner and
Kiana Received a Fair Trial
Under
CCP section 1094.5(b), the court’s inquiry extends to whether there was a fair
trial. (CCP § 1094.5(b).) “Generally, a fair procedure requires ‘notice
reasonably calculated to apprise interested parties of the pendency of the
action ... and an opportunity to present their objections.’” (Doe v.
University of Southern California (2016) 246 Cal.App.4th 221, 240.) An agency must follow its own policies and
procedures. (Doe
v. Regents of the University of California (2016) 5 Cal.App.5th 1055, 1078.) Procedural
errors, “even if proved, are subject to a harmless error analysis.” (Hinrichs
v. County of Orange (2004) 125 Cal.App.4th 921,
928.) “The question is whether the
violation resulted in unfairness, in some way depriving [Petitioner] of
adequate notice or an opportunity to be heard before impartial judges.” (Rhee
v. El Camino Hosp. Dist. (1988)
201 Cal.App.3d 477, 497; see also Thornbrough
v. Western Placer Unified School Dist. (2013) 223 Cal.App.4th 169,
200.)
Here, Petitioner and Kiana had the opportunity
to challenge the denial of protective supervision in a live evidentiary hearing
in front of a neutral ALJ. They had a representative
at the hearing, presented documentary evidence and witness testimony, and had
the opportunity to ask questions of the County’s witnesses. The ALJ weighed the evidence and issued findings
of fact. This process was fair.
In the opening brief, Petitioner contends: “The
ALJ allowed the hearing to be prejudiced in favor of County by reproving
Petitioner in his behavior and not advising County that their complaints
against the father were unreasonable and a form of harassment against
Petitioner. This does not allow Petitioner to enjoy a fair trial. C.C.P. § 1094.5(b). [¶] Even without the argument
that Protective Supervision, along with SSI, is property, this was not a fair
trial: The ALJ did not bring the County to task regarding the complaint that
father was intimidating. The facts here show the father angry — yes — but
acting as a parent protecting his daughter from a County that has acted in a
callous and less than helpful manner…. County did not cause father physical
injury, but used the oppressive power of a large bureaucracy to ‘put him in his
place’, cut off Protective Supervision and ensure the ALJ would rule on their
side. The ALJ allowed this to transpire. Such led to the continuing denial of
Protective Supervision.” (OB 6-7, citing
Graham v. Connor (1989) 490 U.S. 386.)
Petitioner provides no citations to the record
in support of this argument. The court
has reviewed the hearing transcript.
While the hearing was contentious and there were disruptions from both
sides, the court concludes that the ALJ handled the proceedings judiciously and
sought to give all participants an opportunity to speak. (See e.g. AR 124.) Petitioner does not show
that any questioning by the County representative was unreasonable or
harassing. Further, Petitioner does not
show that he or Kiana were prejudiced by how the hearing was conducted.
Petitioner’s reliance on Graham v. Connor (1989) 490 U.S. 386 is misplaced. That case did not consider the fairness of an
administrative proceeding and is inapposite.
“An opinion is not authority for propositions not
considered.’” (People v. Knoller (2007)
41 Cal.4th 139, 154-55.)
While not so stated, Petitioner may raise an
argument concerning the neutrality of the ALJ.
“Absent a financial
interest, adjudicators are presumed impartial.”
(Today’s Fresh Start, Inc.
v. Los Angeles County Office of Education (2013) 57 Cal.4th 197, 219.) “Bias and prejudice are never implied and
must be established by clear averments.”
(Burrell v. City of Los Angeles (1989)
209 Cal.App.3d 568, 581-582.) Petitioner
must show “‘an unacceptable probability of actual bias on the part of those who
have actual decisionmaking power over their claims.’” (Nasha
LLC v. City of Los Angeles (2004) 125 Cal.App.4th 470, 483.) Petitioner does not satisfy this standard
with respect to the ALJ. Petitioner does
not assert the ALJ had a financial interest in the proceedings and cites no
evidence that could prove, by clear averments, an unacceptable probability of
actual bias.
In reply, Petitioner makes new arguments
regarding the fairness of the proceedings and the adequacy of the
administrative record. (Reply 1,
5-6.) Petitioner does not show good
cause to raise new arguments in reply. (Balboa, supra,
149 Cal.App.3d at 1010.) The court
rejects Petitioner’s new reply arguments on that basis.
Even if considered, Petitioner’s new
reply arguments are not persuasive.
Petitioner contends that “Respondent has not afforded a fair trial for
Recipient because Respondent did not weigh the reasons why Kiana has not caused
self-injury.” (Reply 6:12-13.) The court disagrees. The administrative decision shows that the
ALJ, and Respondent, weighed the evidence and determined that Kiana is self-directing and not likely to engage in
dangerous behavior due to her mental impairment. (AR 23-28.)
While Petitioner may disagree with the findings, that disagreement does
not mean the process that led to those finding was unfair.
Petitioner also argues,
for the first time in reply, that the administrative record includes
“indiscernible passages and multiple gaps” that impair the reader’s ability to
understand the administrative proceedings.
Petitioner asks the court to “remand this case for a true examination of
all witnesses and facts, some that may be hidden by omission, in this case.” (Reply 5-6.)
These arguments about
the record are untimely and should have been raised much earlier in this writ
action. At the trial setting conference in
July 2022, counsel for
Respondent advised the court that the administrative record had been prepared
and would be sent to counsel for Petitioner in the next couple of weeks. (Minute Order dated 7/21/22.) Petitioner apparently had possession of the
record well before her opening brief was filed.
He does not show good cause to raise new arguments about the sufficiency
of the record in reply.
Furthermore,
Petitioner contends that the deficiencies in the record occurred because of the
“transcription.” (Reply 5.) The recording of the administrative hearing
was transcribed on or about June 16, 2022, after the writ petition was filed. (AR 197.)
Petitioner cites no authority that a defect in the transcription of an
administrative proceeding, which was performed after the writ petition was
filed, requires remand to the administrative agency.
Petitioner also has not developed
any argument of how alleged deficiencies in the transcription prejudiced his or
Kiana’s rights. The court has reviewed
the parties’ record citations and has determined that Respondent’s findings are
supported by the weight of the evidence.
While the record does contain certain words transcribed as
“indiscernible,” Petitioner does not show, with evidence or reasoned argument,
that the hearing transcript omits any information that is material to the issues
raised in the writ briefing.
Finally,
in so far as the record is lacking as Petitioner contends, it was the
obligation of Petitioner to produce a sufficient record of the administrative
hearing. “In a section 1094.5
proceeding, it is the responsibility of the petitioner to produce a sufficient
record of the administrative proceedings; ‘... otherwise the presumption of
regularity will prevail, since the burden falls on the petitioner attacking the
administrative decision to demonstrate to the trial court where the
administrative proceedings were unfair, were in excess of jurisdiction, or
showed’ prejudicial abuse of discretion.”
(Elizabeth D. v. Zolin (1993)
21 Cal.App.4th 347, 354; see also Eureka
Citizens for Responsible Government v. City of Eureka (2007) 147
Cal.App.4th 357, 366 [“Failure to provide an adequate record concerning an
issue challenged on appeal requires that the issue be resolved against the
appellants.”])
Conclusion
For all the foregoing reasons, the petition is
DENIED.
[1] Kiana Johnson is referred to by her
first name because she has the same last name as her father, the Petitioner. No disrespect is intended.
[2] While
not raised by either party, the court notes that some of the pages of the
administrative record are not Bates-stamped, including pages AR 42 and 49-50. However, most pages are Bates-stamped and the
page numbers of the unnumbered pages may be determined by reference to the
Bates-stamped pages. Although the
parties should have properly Bates-stamped the record, this defect has not
prevented the court from reviewing the parties’ record citations and ruling on
the petition.