Judge: Daniel S. Murphy, Case: 20STCV44829, Date: 2022-08-15 Tentative Ruling
Case Number: 20STCV44829 Hearing Date: August 15, 2022 Dept: 32
KONTAKT INTERNATIONAL,
INC., Plaintiff, v. SCOSI ORTHOPEDICS, et al.,
Defendants. |
Case No.: 20STCV44829 Hearing Date: August 15, 2022 [TENTATIVE]
order RE: plaintiff’s motion for sanctions |
|
|
BACKGROUND
On November 23, 2020, Kontakt
International, Inc. (“Plaintiff”) filed this action against Scosi Orthopedics, Dr.
Allen Lu, and Scott Weissman, alleging breach of contract and conversion. The
complaint arises from a transaction where Plaintiff delivered facemasks to
Defendants, who have failed to pay. On December 24, 2020, Defendants filed a
cross-complaint, alleging that Plaintiff misrepresented the medical grade of
the masks.
On February 4, 2022, Plaintiff filed
a motion to compel responses to Requests for Production (“RFP”) propounded to
Defendants Scosi Orthopedics and Dr. Allen Lu (collectively “Defendants”). Defendants
had served unverified responses and had not produced all of the documents that
they indicated they would produce. Defendants did not respond to meet and
confer and did not oppose the motion. As a result, the Court granted Plaintiff’s
motion on March 4, 2022, ordering Defendants to produce responses within 15
days and to pay $5,000 in sanctions within 30 days.
On July 22, 2022, Plaintiff filed
the instant motion for terminating sanctions based on Defendants’ failure to
comply with the Court’s March 4 order. Defendants have not produced further
responses or paid any sanctions.
LEGAL STANDARD
“[I]f a party fails to obey an order
compelling further response, the court may make those orders that are just,
including the imposition of an issue sanction, an evidence sanction, or a
terminating sanction . . . .” (Code Civ. Proc., § 2031.310, subd. (i).) In lieu
of, or in addition, the court may also impose a monetary sanction. (Ibid.)
The discovery statutes evince an
incremental approach to discovery sanctions, starting with monetary sanctions
and ending with the ultimate sanction of termination. If a lesser sanction
fails to curb misuse, a greater sanction is warranted: continuing misuses of
the discovery process warrant incrementally harsher sanctions until the
sanction is reached that will curb the abuse. (Doppes v. Bentley Motors,
Inc. (2009) 174 Cal.App.4th 967, 992.) “The penalty should be appropriate
to the dereliction, and should not exceed that which is required to protect the
interests of the party entitled to but denied discovery.” (Wilson v.
Jefferson (1985) 163 Cal.App.3d 952, 959.)
DISCUSSION
It is undisputed that Defendants
have not produced any documents or paid sanctions according to the court order.
Defendants argue that they relied on their prior counsel, Michael Bowse, and
believed that Mr. Bowse had ensured their compliance with discovery. (See Lu
Decl. ¶¶ 13-14.) After the March 4 court order, Mr. Bowse withdrew as
Defendants’ counsel, and Defendants claim that they are attempting to retrieve responsive
documents from Bowse. (Id., ¶¶ 17-18.)
However, it is unclear how Mr. Bowse’s
withdrawal renders Defendants unable to produce responsive documents. Defendants
do not aver that only physical copies are available and that they provided the
only copies to Bowse. Nor does this explain Defendants’ failure to pay
sanctions.
Nevertheless, terminating sanctions are
too drastic at this stage. Sanctions should be incremental and only end with
the drastic solution of termination if lesser sanctions prove ineffective. (See
Doppes, supra, 174 Cal.App.4th at p. 992.) The remedy should be
proportional to the wrongdoing. (Wilson, supra, 163 Cal.App.3d at p. 959.)
Here, Defendants have only disobeyed one court order, and lesser sanctions have
not been imposed. Under these circumstances, the Court is not inclined to
immediately impose terminating sanctions. (See Doppes, supra, 174
Cal.App.4th at p. 992 [“The trial court has broad discretion in selecting discovery
sanctions”].) The Court would have been inclined to consider issue,
evidentiary, or monetary sanctions as an alternative, but Plaintiff did not
request such sanctions.
CONCLUSION
Plaintiff’s motion for terminating
sanctions is DENIED. Defendants Scosi Orthopedics and Allen Lu are to produce
responsive documents within 10 days of this order.