Judge: David Sotelo, Case: 21STCV37449, Date: 2022-08-29 Tentative Ruling



Case Number: 21STCV37449    Hearing Date: August 29, 2022    Dept: 40

MOVING PARTY:               Defendants Chen Wei, Liu Quing and Yong Dong, Inc.

 

Plaintiffs Hong Du and Stylish Hardwood, Inc. filed this action against Defendants Chen Wei, Liu Quing, and Yong Dong, Inc. and alleging two causes of action: vacatur of this Court’s entry of Default Judgment against Du and Stylish in a completely different lawsuit (LASC Action No. BC626381) on the grounds of lack of jurisdiction, and vacatur of the same Default Judgment based on due process grounds.

 

Defendants Chen Wei, Liu Quing, and Yong Dong, Inc. now bring an unopposed Motion to Dismiss this entire action on Res Judicata grounds, i.e., Du and Stylish raised the issues in this lawsuit in an October 18, 2021 Motion in the BC626381 Action, which the Court denied on February 16, 2022 and for which reason the issues raised in this lawsuit are barred/estopped.

 

The Court agrees with the Defendants Wei, Quing, and Yong Dong’s position and thus GRANTS the Motion to Dismiss.

 

Judicial Notice

 

Per the Defendants Wei, Quing, and Yong Dong’s request, the Court TAKES NOTICE of the Complaint in this action and the Motion to Set Aside Default Judgment (Cross-Complaint) and February 16, 2022 Minute Order in LASC Action No. BC626381. (See Mot., RJN, p. 2; see also Evid. Code., §§ 452, subd. (d), 453.)

 

Background Allegations (From Complaint, Motion to Dismiss, Action BC626381)

 

Underlying Action (BC626381)

 

In relevant part, on August 29, 2016, the Defendants in this action (Wei, Quing, Yong Dong) filed a Cross-Complaint against Du, Stylish, and Tie Jun Zhou in LASC Action No. BC626381 (the “Underlying Action”). (The sole plaintiff in the Underlying Action was Tie Jun Zhou.) Service for the Underlying Action Cross-Complaint was effected on Du and Stylish on September 28, 2016, and due to nonresponse, the Defendants in this action (Wei, Quing, Yong Dong) filed and obtained entry of default against Du and Stylish on January 11, 2017.

 

On March 29, 2019—during which time Du and Stylish failed to participate in the Underlying Action—the plaintiff/cross-complainant in the Underlying Action (Zhou) filed a Request for Dismissal for the “[e]ntire action of all parties and all causes of action,” which this Court entered on April 12, 2019 and interpreted as dismissing the Underlying Action’s Complaint by Zhou and Cross-Complaint by Wei, Quing, Yong Dong.

 

On April 26, 2019, Zhou, Wei, Quing, and Yong Dong jointly stipulated to vacating the April 12, 2019 Dismissal as to cross-complainants Du and Stylish on the grounds that Zhou, Wei, Quing, and Yong Dong had not intended to dismiss Du and Stylish from the Underlying Action. The Court granted this Stipulation on May 17, 2019.

 

On January 9, 2020, Wei, Quing, and Yong Dong obtained Default Judgment in the Underlying Action against Du and Stylish.

 

On January 19, 2021, Du moved to Set Aside Default Judgment on the grounds of mistake, inadvertence, surprise, or excusable neglect—i.e., lack of notice as to the Cross-Complaint—which this Court denied on April 30, 2021, finding that the record showed substituted service on Du and factors indicating his knowledge of the Underlying Action’s pendency.

 

On October 18, 2021, Du again moved to set aside the Default Judgment, but on new grounds: generally (1) this Court lacked jurisdiction to enter the April 26, 2019 Stipulation by Zhou, Wei, Quing, and Yong Dong in lieu of the April 12, 2019 dismissal of the cross actions; and (2) the April 26, 2019 Stipulation by Zhou, Wei, Quing, and Yong Dong was not noticed and served on Du or Stylish, and because the Stipulation affected Du and Stylish’s dismissal from the Underlying Action, a lack of notice as to that hearing affected their due process rights.

 

Present Action (21STCV37449):  Also on October 8, 2021, Du and Stylish brought this action alleging two causes of action “in equity” against Wei, Quing and Yong Dong: (1) Independent Action in Equity to Set Aside and Vacate Judgment for Lack of Personal Jurisdiction; and (2) Independent Action in Equity to Set Aside and Vacate Judgment Due to Extrinsic Fraud, Mistake, or Accident, i.e., lack of notice of the Stipulation to Du and Stylish.

 

Related Cases:  On January 26, 2022, Wei, Quing, and Yong Dong filed a Notice of Related Case in the Underlying Action seeking to relate that case (BC626381) to the present action (21STCV37449), which this Court granted on January 31, 2022.

 

On February 16, 2022, after consideration of the parties’ substantive arguments, this Court denied the October 18, 2021 Motion to Set Aside Default Judgment (Cross-Complaint) in the Underlying Action, rejecting the grounds advanced by Du and Stylish on motion.

 

On June 20, 2022, Wei, Quing, and Yong Dong brought the Motion to Dismiss now before this Court, seeking to dismiss the present action (21STCV37449) on the grounds that this Court’s rulings in the Underlying BC626381 Action function as res judicata over the claims advanced in the 21STCV37449 Complaint. (Du and Stylish have altogether failed to oppose the Motion to Dismiss.)

 

Most recently, on July 19, 2022, the Court held an Order to Show Cause hearing regarding Dismissal of this action, which neither Plaintiffs Du and Stylish nor Defendants Wei, Quing, and Yong Dong attended. Based on this nonappearance, the Court continued the OSC re Dismissal to August 29, 2022, i.e., the same date for on which the Motion to Dismiss before the Court was to be heard. The Court also noted that “Plaintiff[s’] failure to appear at the next court hearing [on August 29, 2022] [would] be deemed consent to dismissal of the complaint” in this action.

 

Motion to Dismiss: GRANTED.

 

Legal Standard: A party may raise the defense of res judicata or claim preclusion on a motion to dismiss supported by affidavits. (Best v. Fitzgerald (1947) 81 Cal.App.2d 965, 967; see also Planning & Conservation League v. Castaic Lake Water Agency (2009) 180 Cal.App.4th 210, 232.)

 

Code of Civil Procedure, section 1908, subdivision (a) codifies the res judicata and claim preclusion doctrine and provides that “[a] judgment or final order in an action or special proceeding” is conclusive between the parties and their successors in interests as to “the matter directly adjudicated.” (See also Needelman v. DeWolf Realty Co., Inc. (2015) 239 Cal.App.4th 750, 757.) “Res judicata, or claim preclusion, prevents relitigation of the same cause of action in a second suit between the same parties or parties in privity with them.” (Needelman, at p. 757 [citations omitted].) This principle is codified in Code of Civil Procedure, section 1908, subdivision (a)(2), which states:

 

In … cases [not involving judgment or order against a specific thing, or in respect to the probate of a will, or the administration of the estate of a decedent, or in respect to the personal, political, or legal condition or relation of a particular person], the judgment or order is, in respect to the matter directly adjudged, conclusive between the parties and their successors in interest by title subsequent to the commencement of the action or special proceeding, litigating for the same thing under the same title and in the same capacity, provided they have notice, actual or constructive, of the pendency of the action or proceeding.

 

(Code Civ. Proc., § 1908, subd. (a)(2).) The burden of proving that the requirements for application of res judicata (or claim preclusion) have been met is upon the party seeking to assert it as a bar or estoppel. (Vella v. Hudgins (1977) 20 Cal.3d 251, 257.)

 

Analysis: Wei, Quing, and Yong Dong argue on Motion to Dismiss that res judicata bars this action because (1) this action raises issues already decided by this Court when It denied Du and Stylish’s October 18, 2021 Motion to Set Aside Default Judgment (Cross-Complaint) in the Underlying Action, (2) the ruling in the Underlying Action was on the merits, and (3) Du and Stylish are the same parties tied to the Complaint in this action and the denied October 18, 2021 motion. (Mot., 5:3-6:23.)

The Court agrees insofar as claim preclusion in contemplated and GRANTS the Motion to Dismiss.

 

The October 18, 2021 Motion to Set Aside Default Judgment (Cross-Complaint) made by Du and Stylish in the Underlying Action addressed two general issues:


(1) Whether this Court had jurisdiction to enter the April 26, 2019 Stipulation by Zhoi, Wei, Quing, and Yong Dong after the April 12, 2019 Dismissal of the Complaint and Cross-Complaint in the Underlying Action; and

 

(2) Whether Du and Stylish’s due process rights were violated when they allegedly failed receive notice of the April 26, 2019 Stipulation by Zhou, Wei, Quing, and Yong Dong, resulting in a deprivation of due process rights when this Court entered the Stipulation and thus opened the door for Wei, Quing, and Yong Dong to obtain Default Judgment against Du and Stylish on the Underlying Action’s Cross Complaint.

 

(See BC626381, Oct. 18, 2021 Mot., 5:14-6:1 [jurisdiction argument], 6:2-7:24 [due process concerns].)

 

The Complaint in this action (21STCV37449) alleges two causes of action, which similarly address the questions of (1) whether this Court had jurisdiction to enter the enter the April 26, 2019 Stipulation in the Underlying Action (BC626381) and (2) whether Du and Stylish’s due process rights were violated when Du and Stylish allegedly failed to receive notice of the April 26, 2019 Stipulation, ultimately resulting in Default Judgment in the Underlying Action. (21STCV37449 Complaint, ¶¶ 16-30 [jurisdiction], 31-40 [due process concerns].)

 

These circumstances show that Du and Stylish’s Cross Complaint in this action and their Motion to Set Aside Default Judgment (Cross-Complaint) in the Underlying Action—made on October 18, 2021 and denied by this Court on February 16, 2022—address (1) the same issues (jurisdiction and due process concerns related to the Stipulation and Default Judgment in the Underlying BC626381 Action), (2) which were actually litigated and resolved on the merits (see BC626381 Feb. 16, 2022 Minute Order), (3) as between the same parties or their successors in interest, i.e., Du and Stylish on the one end and Wei, Quing, and Yong Dong on the other (compare BC626381 Feb. 16, 2022 Minute Order, with 21STCV37449 Complaint, First and Second Causes of Action).

 

THE COURT THUS GRANTS DEFENDANTS WEI, QUING, AND YONG DONG’S MOTION TO DISMISS THE 21STCV37449 ACTION.

 

Conclusion

 

Defendants Chen Wei, Liu Quing and Yong Dong, Inc.’s Motion to Dismiss – Res Judicata is GRANTED because the issues raised in the Complaint for this action were previously raised by the same parties—Plaintiffs Du and Stylish—actually litigated and resolved on the merits before this Court on February 16, 2022, subjecting the Complaint in this action to dismissal on claim preclusion grounds.