Judge: Douglas W. Stern, Case: 22STCV19313, Date: 2023-04-20 Tentative Ruling



Case Number: 22STCV19313    Hearing Date: April 20, 2023    Dept: 68

Hai-Jin Shin vs. Wise & Healthy Aging, Long-Term Care Ombudsman, et al. 22STCV19313

MOVING PARTY: State of California on behalf of Defendants

RESPONDING PARTY:  Plaintiff Hai-Jin Shin

Demurrer to Second Amended Complaint with Motion to Strike

I. BACKGROUND

A. Factual

Plaintiff’s Second Amended Complaint (SAC), like her First Amended Complaint, alleges three causes of action for violation of constitutional equal protection, violation of constitutional due process, and violations of statutory duties under Cal. Welf. & Inst. Code § 9712.5(a)(1) against Defendants Long-Term Care Ombudsman of California and Wise & Healthy Aging, Long-Term Care Ombudsman Services (Defendants). These causes of action are related to the care of Plaintiff’s mother at a Convalescent Center. Plaintiff alleges that Defendants’ failure to provide a Korean language interpreter when Plaintiff’s mother was signing her advanced directives was a violation of her mother’s Equal Protection and Due Process rights. Further, Plaintiff claims that Defendants breached their duties under the California Welfare and Institutions Code because of this failure. (Demurrer at p. 7.)

B. Procedural

This action was originally filed by Plaintiff on June 13, 2022. Defendants filed their Demurrer with Motion to Strike as to Plaintiff’s SAC on March 28, 2023. Plaintiff filed her opposition several days late on April 14, 2023 (it would have been due 9 court days before the hearing, on April 7, 2023). Defendants filed an objection to the late opposition and replies April 17, 2023.  The Court notes the objections, finds that they are well taken, but is nevertheless reviewing and considering the late oppositions.

C. Judicial Notice

Defendants have requested that the Court take judicial notice of restraining orders and related documents that were filed against Plaintiff by her brother to stay away from their mother while their mother was in the long-term care facility.  The request is granted.

Plaintiff has also requested that the Court take judicial notice of documents related to the prior restraining orders. That request is denied.

The judicial notice is relevant to the Court only with respect to the motion to strike relating to the class action allegations.

II. ANALYSIS

A. The Demurrer

As a general matter, in a demurrer proceeding, the defects must be apparent on the face of the pleading or via proper judicial notice. (Donabedian v. Mercury Ins. Co. (2004) 116 Cal.App.4th 968, 994.) “A demurrer tests the pleading alone, and not the evidence or facts alleged.” (E-Fab, Inc. v. Accountants, Inc. Servs. (2007) 153 Cal.App.4th 1308, 1315.) As such, the court assumes the truth of the complaint’s properly pleaded or implied factual allegations. (Id.) The only issue a demurrer is concerned with is whether the complaint, as it stands, states a cause of action. (Hahn v. Mirda (2007) 147 Cal.App.4th 740, 747.)

Where a demurrer is sustained, leave to amend must be allowed where there is a reasonable possibility of successful amendment. (Goodman v. Kennedy (1976) 18 Cal.3d 335, 348.) The burden is on the plaintiff to show the court that a pleading can be amended successfully. (Id.; Lewis v. YouTube, LLC (2015) 244 Cal.App.4th 118, 226.) However, “[i]f there is any reasonable possibility that the plaintiff can state a good cause of action, it is error to sustain a demurrer without leave to amend.” (Youngman v. Nevada Irrigation Dist. (1969) 70 Cal.2d 240, 245).

1. First Two Causes of Action

Defendants demur to Plaintiff’s first and second causes of action under the Equal Protection Clause and Due Process Clause on the basis that federal lawsuits are barred against a state when the state has not given its consent. Additionally, Defendants demur on the basis that the claims fail on a state constitutional basis because Plaintiff has not established a private right of action.

The Eleventh Amendment to the U.S. Constitution bars federal lawsuits against a state absent consent of the state. (Papasan v. Allain (1986) 478 U.S. 265, 276.) For the exception to this bar under the doctrine of Ex parte Young to apply, a plaintiff must allege claims against individually named state officials. (Ex parte Young (1908) 209 U.S. 123; see also Papasan, 478 U.S. at 277-78; Edelman v. Jordan (1974) 415 U.S. 651, 664-68.)

Further, a plaintiff cannot establish a private right of action for alleged violations of Article I, section 7(a) under the Equal Protection Clause or Due Process Clause of the California Constitution if the instant action is not tied to an established common law or statutory action against the defendants. (Julian v. Mission Community Hosp. (2017) 11 Cal.App.5th 360, 392 [holding that no private right of action for alleged violations of constitutional provisions when such action is not tied to an established common law or statutory action]; see also McAllister v. Los Angeles Unified Sch. Dist. (2013) 216 Cal.App.4th 1198, 1214 [holding no private right of action under art I., § 2(a), for substitute teacher allegedly terminated for comments made a public rally].

As was the case with previous iterations of Plaintiff’s complaint, there is no indication of consent to the suit from the state of California, so Plaintiff’s federal claims are barred on that basis, nor is Plaintiff suing individually named state officials. Additionally, Plaintiff has not shown that the instant action is tied to an established common law or statutory action against Defendants, so Plaintiff cannot maintain the causes of action under the California Constitution, either.

Defendants’ demurrer as to Plaintiff’s first two causes of action is sustained without leave to amend.

                        2. Third Cause of Action

            Defendants demur to the third cause of action on the basis that Welfare and Institutions Code section 9712.5 does not create a mandatory duty for Defendants.

            Pursuant to Welfare and Institutions Code section 9715, subdivision (a), representatives of the office of the Ombudsman are immune from liability if they are acting in good faith in the performance of their duties.

            Similarly, government employees are immune from liability under Gov. Code § 820.2 if the acts at issue are a result of the exercise of discretion vested in the employee. The entity is liable for injury resulting from the act of an employee if the employee is immune. (Gov. Code § 815.2(b).)

            Like the previous version of the complaint, there is no indication from Plaintiff’s SAC that Defendants’ employees were not acting in good faith, nor is there any indication that they failed to perform a mandatory duty. Additionally, as the employees in this case were exercising their discretion, the employees and the entities would be immune.

            Defendants’ demurrer as to Plaintiff’s third cause of action is sustained without leave to amend.

B. Motion to Strike

Defendants move to strike references to a class action suit from Plaintiff’s FAC for being irrelevant and improper. The following contain the references that Defendants are requesting the Court to strike:

·         “Class Action” from the caption. (SAC, p. 1)

·         Paragraph No. 3 (SAC, p. 2:22-3:5)

·         Section VII Class Action Allegations (SAC, ¶¶ 53-55)

·         Section VII. Prayer for Relief (SAC, ¶¶ 5-6 at p. 23.) (requests for permanent injunction and attorney’s fees)

Defendants argue that Plaintiff’s class action allegations are improper because Plaintiff failed to plead a sufficient factual basis in the SAC to amend the individual action into a putative class action.

Civil Code section 382 sets forth the requirements for a plaintiff or a putative class of plaintiffs to file a proposed class action in the State of California. In order to state an appropriate factual basis for a proposed class action, the plaintiff must establish the existence of “an ascertainable class” and a “well-defined community of interest among class members.” (Sav-On Drug Stores v. Superior Court (2004) 34 Cal.4th 319, 326.) The “community of interest” criteria is comprised of three factors: (1) predominant common question of law or fact; (2) class representatives with claims or defenses typical of the class; and (3) class representatives who can adequately represent the class. (Ibid.) Moreover, plaintiffs are required to show that class treatment would “provide substantial benefits” to both the courts and the litigants. (Bell v. Farmers Ins. Exchange (2004) 15 Cal.App.4th 715, 741.)

Plaintiff has not shown that she can adequately represent the class. To start, she cannot maintain any of her causes of action individually as currently pled, so she could not maintain them as part of a class. Further, Plaintiff has not shown that the claims she is making are typical of an ascertainable class of persons; rather, the allegations she has made concerning the treatment of her mother appear to be specific to the situation of her mother. Plaintiff has not provided any facts that would show that the problems that she has alleged are widespread.

Plaintiff has also not pled any facts showing that she would be entitled to attorney’s fees, or that a permanent injunction would be appropriate.

Defendant’s motion to strike is granted without leave to amend.

III. ORDER

1.    Defendants’ Demurrer as to Plaintiff’s Second Amended Complaint is sustained without leave to amend.

2.    Defendants’ Motion to Strike is granted without leave to amend.