Judge: Gail Killefer, Case: 21STCV09560, Date: 2022-10-19 Tentative Ruling



Case Number: 21STCV09560    Hearing Date: October 19, 2022    Dept: 37

HEARING DATE:                 October 19, 2022

CASE NUMBER:                  21STCV09560

CASE NAME:                        Jason Lanc v. Nick T. Movagar, et al. 

MOVING PARTIES:             Cross-Defendants, Michael S. Brown and California Lawyers Group LLP

OPPOSING PARTIES:          Cross-Complainants, Nick Movagar, Steven Yamin, Daniel Reeves, and Movagar & Yamin APLC

TRIAL DATE:                        July 5, 2023

 

PROOF OF SERVICE:          OK

                                                                                                                                                           

MOTION:                               Cross-Defendants’ Demurrer to Cross-Complaint

OPPOSITION:                       October 5, 2022

REPLY:                                  October 11, 2022

                                                                                                                                                           

Tentative:                                Moving Cross-Defendants’ demurrer to the first three causes of action is sustained, without leave to amend. Moving Cross-Defendants are to give notice.

                                                                                                                                                           

Background

This action arises in connection with Nick Movagar, Steven Yamin, Daniel Reeves and Movagar & Yamin, A Professional Law Corporation (collectively “Defendants’”) representation of Jason Lanc (“Plaintiff”) in his underlying personal injury action, Jason Lanc v. Liana Hovhannisyan (“Underlying Case”). While Defendants represented Lanc in the Underlying Case through several stages of litigation, the matter was negotiated to settlement with different counsel for Plaintiff, which Defendants sought to prevent and enforce their rights as Plaintiff’s alleged counsel of record.

 

On March 11, 2021, Lanc filed this lawsuit again all Defendants alleging claims for: (1) Intentional Interference with Contract; (2) Conversion; (3) Breach of Fiduciary Duty; (4) Declaratory Relief; (5) Intentional Infliction of Emotional Distress; and (6) Negligent Infliction of Emotional Distress

 

In an effort to allow Lanc to obtain the settlement sum of $250,000, which was deposited with the Court by former Defendant and Cross-Complainant Safeco, the Parties submitted a Joint Stipulation to the Court on July 29, 2021 for: (1) Discharge of Defendant and Cross-Complainant Safeco; (2) Dismissal of Plaintiff Jason Lanc’s Complaint against Defendant and Cross-Complainant Safeco; and (3) Dismissal of Defendant and Cross-Complainant Safeco’s Cross-Complaint against all Cross-Defendants without Prejudice. The Joint Stipulation was entered by court order on July 30, 2021.

 

Since the Joint Stipulation, the parties have attempted to informally resolve Defendants’ claims for the reasonable value for their services, as to the settlement amount, but have not come to a resolution.

 

On May 4, 2022, the court granted Defendants’ request to file a Cross-Complaint in this action against Plaintiff Jason Lanc (“Lanc”) and to name as Cross-Defendants, Michael S. Brown (“Brown”) and California Lawyers Group LLP (“CLG”) alleging: (1) Equitable Indemnity; (2) Contribution; (3) Declaratory Relief regarding Equitable Indemnity and Contribution; and (4) Quantum Meruit. On May 5, 2022, Defendants filed their cross-complaint alleging these causes of action.

 

Brown and CLG (collectively “Moving Cross-Defendants”) now demur to the first three causes of action of the Cross-Complaint. Cross-Complainants oppose the motion.

Request for Judicial Notice

Moving Cross-Defendants request judicial notice of the following in support of its demurrer:

 

1.      Portions of Docket in the matter Nick T. Movagar, et. al., vs. Jason Lanc, et al., Case No. 21STCV09560. (Exhibit 1);

2.      Courtney M. Serrato’s Declaration in support of filing proposed cross-complaint. (Exhibit 2);

3.      M&Y’s Cross-Complaint filed in this matter. (Exhibit 3).

 

Moving Cross-Defendants’ request is granted. The existence and legal significance of these documents are proper matters for judicial notice. (Evid. Code § 452(h).) However, the court may not take judicial notice of the truth of the contents of the documents.  (Herrera v. Deutsche Bank National Trust Co. (2011) 196 Cal.App.4th 1366, 1375.)  Documents are only judicially noticeable to show their existence and what orders were made.  The truth of the facts and findings within the documents are not judicially noticeable.  (Lockley v. Law Office of Cantrell, Green, Pekich, Cruz & McCort (2001) 91 Cal.App.4th 875, 885.)

Discussion

I.                   Meet and Confer Requirement

CCP § 430.41 provides that a Defendant, prior to filing a demurrer, “shall meet and confer in person or by telephone” with Plaintiff to determine whether an agreement can be reached regarding the objections to be raised in the demurrer. Further, as part of the meet and confer process, the demurring Defendant “shall identify all of the specific causes of action that it believes are subject to the demurrer and identify with legal support the basis of the deficiencies.” (CCP § 430.41(a)(1).) The Plaintiff is then to respond by providing “legal support for its position that the pleading is legally sufficient,” or, alternatively, “how the complaint…could be amended.” (Id.) This meet and confer shall occur “at least five days before the date the responsive pleading is due.” (CCP § 430.41(a)(2).) Finally, the demurring Defendant is to file and serve a declaration with the demurrer stating either:

“(A) The means by which the demurring party met and conferred with the party who filed the pleading subject to demurrer, and that the parties did not reach an agreement resolving the objections raised in the demurrer.

(B) That the party who filed the pleading subject to the demurrer failed to respond to the meet and confer request of the demurring party or otherwise failed to meet and confer in good faith.”

(CCP § 430.41(a)(3)(A)-(B).)

Moving Cross-Defendants submit the declaration of their counsel, Michael S. Brown (“Brown”), to show compliance with the meet and confer requirements. Brown attests that on August 10, 2022, counsel “initiated by email and a phone call to defense counsel Courtney Serrato a request for a meet and confer,” and opposing counsel did not change her position after the issues raised in this demurrer were brought forth. (Brown Decl. ¶¶ 3-7.)

The Brown Declaration is sufficient for purposes of CCP § 430.41.  

II.                Legal Standard

A demurrer is an objection to a pleading, the grounds for which are apparent from either the face of the complaint or a matter of which the court may take judicial notice.  (CCP § 430.30(a); see also Blank v. Kirwan (1985) 39 Cal.3d 311, 318.)  The purpose of a demurrer is to challenge the sufficiency of a pleading “by raising questions of law.”  (Postley v. Harvey (1984) 153 Cal.App.3d 280, 286.)  The court “treat[s] the demurrer as admitting all material facts properly pleaded, but not contentions, deductions or conclusions of fact or law. . . .”  (Berkley v. Dowds (2007) 152 Cal.App.4th 518, 525.)  “In the construction of a pleading, for the purpose of determining its effect, its allegations must be liberally construed, with a view to substantial justice between the parties.”  (CCP § 452; see also Stevens v. Sup. Ct. (1999) 75 Cal.App.4th 594, 601.)  “When a court evaluates a complaint, the plaintiff is entitled to reasonable inferences from the facts pled.”  (Duval v. Board of Trustees (2001) 93 Cal.App.4th 902, 906.) 

The general rule is that the plaintiff need only allege ultimate facts, not evidentiary facts.  (Doe v. City of Los Angeles (2007) 42 Cal.4th 531, 550.)  “All that is required of a plaintiff, as a matter of pleading, even as against a special demurrer, is that his complaint set forth the essential facts of the case with reasonable precision and with sufficient particularity to acquaint the defendant with the nature, source and extent of his cause of action.”  (Rannard v. Lockheed Aircraft Corp. (1945) 26 Cal.2d 149, 156-157.)  “[D]emurrers for uncertainty are disfavored and are granted only if the pleading is so incomprehensible that a defendant cannot reasonably respond.”  (Mahan v. Charles W. Chan Ins. Agency, Inc. (2017) 14 Cal.App.5th 841, 848, fn. 3, citing Lickiss v. Fin. Indus. Regulatory Auth. (2012) 208 Cal.App.4th 1125, 1135.)  In addition, even where a complaint is in some respects uncertain, courts strictly construe a demurrer for uncertainty “because ambiguities can be clarified under modern discovery procedures.”  (Khoury v. Maly’s of California, Inc. (1993) 14 Cal.App.4th 612, 616.) 

Demurrers do not lie as to only parts of causes of action where some valid claim is alleged but “must dispose of an entire cause of action to be sustained.”  (Poizner v. Fremont General Corp. (2007) 148 Cal.App.4th 97, 119.)  “Generally it is an abuse of discretion to sustain a demurrer without leave to amend if there is any reasonable possibility that the defect can be cured by amendment.”  (Goodman v. Kennedy (1976) 18 Cal.3d 335, 349.) 

III.             Analysis

A.     Preclusion of all claims for Indemnification and/or Contribution

First, Moving Cross-Defendants contend that their demurrer against the first two causes of action must be sustained as indemnity or contribution claims by an attorney against successor counsel are generally precluded. (Demurrer, 6; citing Lewis v. Purvin (1989) 208 Cal.App.3d 1208, 1211-14; Austin v. Superior Court (1999) 72 Cal.App.4th 1126.)

The court in Austin provides further explanation for this preclusion, stating:

“[T]here are competing policies in the case of a lawyer sued for malpractice. Again, in Copenbarger we noted: “In the case of a lawyer sued for malpractice, however, there are policies which militate against permitting the assertion of indemnity and contribution claims against the successor lawyer. Since the successor lawyer frequently is the very lawyer representing plaintiff in the malpractice action, permitting such a claim to proceed would create conflicts for that lawyer in the malpractice action. The mere ability to pursue such a claim would thus give the lawyer being sued for malpractice a tactical weapon not available to defendants in other tort actions. Other policies militating against permitting such a cross-complaint or suit for indemnity or contribution to proceed arise from the difficult problems posed by the lawyer's duty to protect the confidences of the client and arising out of the policies protecting the lawyer's work product. These conflicting policies resulted in a number of conflicting appellate decisions.”

(Austin, supra, 72 Cal.App.4th at 1128; citing Copenbarger v. International Ins. Co. (1996) 46 Cal.App.4th 961, 965.)

Moving Cross-Defendants then point out that the Cross-Complaint pursues claims based on Cross-Complainants’ previous representation of Plaintiff Lanc. (Demurrer, 7-8.) As such, Moving Cross-Defendants contend such claims for indemnity and contribution should be precluded, citing the Austin court’s holding’s precedential effect. (Id.)

In opposition, Cross-Complainants contend the cited cases are inapposite here as they operate “only in legal malpractice or professional negligence cases brought by the client,” whereas the Plaintiff here does not assert claims for legal malpractice. (Opp., 2, 6.) Cross-Complainants further argue that holding such preclusive effect here “would mean that all successor counsel would be immunized from a cross-complaint for any conduct that does not arise out of a claim for professional negligence or legal malpractice, simply because of their position as ‘successor counsel.’” (Opp., 7.) However, Cross-Complainants fail to explain why such a holding would immunize all successor counsels, especially since Plaintiff here has alleged that Cross-Complainants acted in breach of the duties they owed to Plaintiff in at least some capacity. Cross-Complainants also contend “the claims in Plaintiff’s Complaint and the Cross-Complaint arise out of allegations relating to Cross-Complainants’ and Cross-Defendants’ conduct after they were no longer counsel for Plaintiff in the Underlying Case.” (Id.) However, Cross-Complainants again fail to explain how the claims in this action, relating to the settlement of Plaintiff’s claims in the underlying litigation by Cross-Complainants and their alleged efforts to prevent such settlement and enforce their rights, do not relate to their acting as counsel for Plaintiff here.

In reply, Moving Cross-Defendants cite Holland v. Thacher, (1988) 199 Cal.App.3d 924, to contend the inclusion or exclusion of a legal malpractice claim does not determine the influence of this case law, but rather the public policy considerations involved when a former attorney brings a claim against a successor counsel for indemnity. (Reply, 4.) Specifically, the Holland court elaborated:

“To begin with, it must be remembered that disallowing such actions imposes no burden on the predecessor attorney. Through the assertion of an affirmative defense the former attorney is still able to reduce his or her own exposure by the extent of the successor attorney's responsibility for the client's injury. As Thacher and Miller point out, principles of agency permit the successor attorney's negligence to be imputed to the client-plaintiff to reduce his or her recovery through application of comparative fault principles. (internal citations omitted.) However, because a successful affirmative defense would reduce the client-plaintiff's recovery, cross-complaints have a superficial appeal.

We are persuaded that the apparent benefit of allowing cross-complaints must give way to the sound public policy reasons enunciated in those cases supporting the majority rule forbidding them. Underlying the various formulations of the policy rationale is the concern that a cross-complaint for indemnity might adversely affect the relationship between the client and the successor attorney. Furthermore, as the predecessor attorney can seek protection from liability by asserting an affirmative defense, ‘inherent’ in the additional cross-complaint option are ‘the seeds of irresponsible cross-lawsuits motivated by naught but spite and a desire to spread confusion, dissention [sic] in the opponent's camp.’ (internal citations omitted.)

The concern about the negative effects on the attorney-client relationship has been variously expressed. Lawsuits between the successive attorneys of a client may engender conflict that will preclude or discourage the successor lawyer from participating in the case. ... Several courts have observed that the allowance of cross-complaints would frequently result in the plaintiff's lawyer feeling he or she can no longer participate in the litigation. ... Though this may not be a controlling consideration, we can envision situations in which the problems presented by a potential cross-complaint from the former attorney might make it hard for the client to find a competent replacement.

A successor attorney confronted with a cross-complaint might feel disinclined to take the case, or compelled to drop out, because the attorney-client privilege could seriously interfere with an effective defense. In all likelihood, much of the information relevant to the successor attorney's defense derives from the representation of the client. Thus, if cross-complaints were allowed, the successor attorney would be unable to use privileged information gained in the course of the professional relationship with the client to defend himself or herself unless the client waived the attorney-client privilege. The only ‘solution’ to this problem that has been proposed is to put the client to an election ‘either to waive the privilege or assume responsibility in the present suit (on an imputed negligence theory) for any judgment against Lawyer II.’ (Braun, Gibson, Dunn & Crutcher v. Superior Court Revisited (1982) 22 Santa Clara L.Rev. 1, 26, fn. 68.) The difficulty with this theory is that the attorney-client privilege, which is a creature of statute (Evid. Code, § 954), cannot be judicially modified. As has been noted, ‘the area of privilege’ 'is one of the few instances where the Evidence Code precludes the courts from elaborating upon the statutory scheme.' (Evid. Code, § 911, Cal. Law Revision Com. comment.)” (Dickerson v. Superior Court (1982) 135 Cal.App.3d 93, 99.) The Legislature, which possesses sole authority to effectuate the proposed solution, has not done so.

By disallowing cross-complaints by former attorneys, a successor attorney who has exacerbated or failed to mitigate damages caused by a predecessor will be held liable only if the client sues both the negligent attorneys. In that event, the successor lawyer would be free to use the privileged information because of the waiver of privilege inherent in a suit brought by a client alleging breach of a duty arising out of the lawyer-client relationship. (Evid. Code, § 958.)

The discovery problem created by the attorney-client privilege would also be presented, it is true, if the predecessor attorney raised the issue of the successor attorney's comparative negligence by way of affirmative defense. In this event, however, the client would have a greater incentive to waive the privilege. By refusing to do so, the client would restrict the successor attorney's ability to respond to the affirmative defense, and therefore, run the risk of reducing the ultimate recovery against the predecessor attorney.”

(Holland v. Thacher (1988) 199 Cal.App.3d 924, 929–931.)

Moving Cross-Defendants further explain that the “gist of the underlying complaint is that former legal counsel refused to take the steps necessary as former counsel to enable distribution of the settlement proceeds to plaintiff. The essence of the cross-complaint is that distribution of the settlement funds was held up by successor legal counsel... All of these facts flow from attorney-client relationships or the end of an attorney-client relationship. It is nonsensical to argue that, simply because plaintiff did not sue for legal malpractice, the judicial concerns and public policy reasons precluding indemnification and contribution cross-claims by former attorneys against successor attorneys somehow dissolve.” (Reply, 4-5.) The court agrees.

The court has reviewed the Cross-Complaint and recognizes the several conflicts and considerations which the Holland court outlined. Based upon this review the court finds that the Cross-Complaint does involve, and arises from, attorney-client relationships where necessary protections outweigh other considerations. As such, the court finds the cited precedent to be instructive and holds Cross-Complainants are precluded from bringing forth the first two causes of action for equitable indemnity and contribution.

The court therefore sustains Moving Cross-Defendants’ demurrer to the first two causes of action.

B.     First Cause of Action: Equitable Indemnity

“‘The elements of a cause of action for [equitable] indemnity are (1) a showing of fault on the part of the indemnitor and (2) resulting damages to the indemnitee for which the indemnitor is ... equitably responsible.’ ” [citation omitted] (C.W. Howe Partners Inc. v. Mooradian (2019) 43 Cal.App.5th 688, 700.)

As the court has found the first cause of action to be precluded, it continues with the analysis of other claims.

C.     Second Cause of Action: Contribution

“The comparative fault doctrine “is designed to permit the trier of fact to consider all relevant criteria in apportioning liability. The doctrine ‘is a flexible, commonsense concept, under which a jury properly may consider and evaluate the relative responsibility of various parties for an injury (whether their responsibility for the injury rests on negligence, strict liability, or other theories of responsibility), in order to arrive at an “equitable apportionment or allocation of loss.” ’ [Citation omitted.]” (Pfeifer v. John Crane, Inc. (2013) 220 Cal.App.4th 1270, 1285.)

As the court has also found the second cause of action to be precluded, it continues with the analysis of the third cause of action.

D.    Third Cause of Action: Declaratory Relief

California courts have recognized that “[t]he existence of an ‘actual controversy relating to the legal rights and duties of the respective parties,’ suffices to maintain an action for declaratory relief.”¿ (Ludgate Ins. Co. v. Lockheed Martin Corp.¿(2000) 82 Cal.App.4th 592, 605 (Ludgate).)¿ “Any person interested under a written instrument, ... or under a contract, or who desires a declaration of his or her rights or duties with respect to another, or in respect to, in, over or upon property,¿ ... may, in cases of actual controversy relating to the legal rights and duties of the respective parties, bring an original action or cross-complaint in the superior court ... for a declaration of his or her rights and duties in the premises, including a determination of any question of construction or validity arising under the instrument or contract."¿ (Ibid., quoting CCP § 1060.)¿¿¿ 

Moving Cross-Defendants contend the third cause of action is also insufficiently pled as the first two causes of action are precluded and there is no controversy between the parties as to the first two causes of action. (Demurrer, 13.) In opposition, Cross-Complainants assert that the third cause of action is sufficiently pled because it alleges all elements of a declaratory relief claim and “seeks this court make a judicial determination of the respective rights and duties of Cross-Complainants and Cross-Defendants and the comparative liability as it relates to Plaintiff’s Complaint.” (Opposition, 8-9.) In reply, Moving Cross-Defendants correctly contend “[t]he declaratory relief sought in this lawsuit is not necessary or proper under all the circumstances, especially given the fact that the underlying litigation will resolve whether any cross-defendant has any liability and, if so, what his or its comparative part of that liability happens to be.” (Reply, 7.)

Finding the third cause of action to be derivative of the first two causes of action, the court finds the third cause of action is insufficiently pled. As the first two causes of action are precluded, the court finds no further claim for declaratory relief stands.

For these reasons, Moving Cross-Defendants’ demurrer to this cause of action is sustained.

Conclusion

Moving Cross-Defendants’ demurrer to the first three causes of action is sustained, without leave to amend. Moving Cross-Defendants are to give notice.