Judge: Gail Killefer, Case: 22STCV06892, Date: 2023-05-01 Tentative Ruling



Case Number: 22STCV06892    Hearing Date: May 1, 2023    Dept: 37

HEARING DATE:                 May 1, 2023   

CASE NUMBER:                  22STCV06892

CASE NAME:                        Eugenio Giordano v. Google, LLC, et al.  

TRIAL DATE:                        November 28, 2023

PROOF OF SERVICE:          OK

                                                                                                                                                           

MOTION:                               Motion to Compel Further Responses to Special Interrogatories, Set One; Requests for Production of Documents, Set One;

MOVING PARTY:                Plaintiff, Eugenio Giordano 

OPPOSING PARTIES:          Defendants, Google, LLC. and Alphabet, Inc. 

OPPOSITION:                       April 11, 2023 

REPLY:                                  April 17, 2023 

                                                                                                                                                           

TENTATIVE:                         Plaintiff’s motion is denied. Plaintiff’s motion for sanctions is denied. Defendants’ request for sanctions is denied. Defendants are to give notice.

                                                                                                                                                           

Background

This action arises out of the employment of Eugenio Giordano, Ph.D. (“Plaintiff”) by Google, LLC. (“Google”), a wholly owned subsidiary of Alphabet, Inc. (“Alphabet”) (collectively “Defendants”). Defendants employed Plaintiff as a software engineer. According to the Complaint, shortly after Plaintiff began his employment with Defendants, Defendants’ Los Angeles offices were shut down due to the COVID-19 pandemic. In March 2021, Plaintiff’s supervisor advised Plaintiff of poor work performance and that Plaintiff would be placed on a Performance Improvement Plan (“PIP”). The Complaint alleges Plaintiff began to suffer medical impairments and disabilities during his employment with Defendants.

The Complaint further alleges Plaintiff requested accommodations from Defendants in April 2021, then was placed on the PIP in June 2021. In August 2021, Plaintiff ended his PIP without having met the deadlines, but provided Defendants with alleged medical documentation of his disabilities, including “very severe obstructive sleep apnea.” Defendants then allegedly terminated Plaintiff on August 30, 2021.

Plaintiff’s operative Second Amended Complaint (“SAC”) alleges SEVEN causes of action: (1) failure to provide accommodation in violation of FEHA, (2) failure to engage in in the interactive process in violation of FEHA, (3) disability discrimination in violation of FEHA, (4) retaliation in violation of FEHA, (5) failure to prevent harassment, discrimination, and retaliation on the basis of disability in violation of FEHA, (6) wrongful discharge in violation of public policy, and (7) failure to provide timely wage statements (violation of Labor Code §§ 226).

The following motions to compel further responses from Plaintiff are now before the court:

1.      Motion to Compel Further Responses to Special Interrogatories, Set One, requests nos. 2-8, 18 from Google

2.      Motion to Compel Further Responses to Requests for Production, Set One, requests nos. 79-87 from Google

3.      Motion to Compel Further Responses to Special Interrogatories, Set One, requests nos. 2-8, 19 from Alphabet

4.      Motion to Compel Further Responses to Requests for Production, Set One, requests nos. 79-87 from Alphabet 

Defendants filed one combined opposition to all motions, and Plaintiff filed one combined reply.

MOTIONS TO COMPEL FURTHER RESPONSES

Procedural History

 

Plaintiff served Request for Production, Set One, and Special Interrogatories, Set One on Defendants on October 27, 2022. (Declaration of Jeffrey A. Atteberry (“Atteberry Decl.”), ¶ 13, Exhs. B, C.)

 

Defendants served responses to these discovery requests on November 29, 2022. (Atteberry Decl. ¶ 16, Exhs. D-G.)

 

Meet and Confer Efforts

A motion to compel further responses “shall be accompanied by a meet and confer declaration.”  (CCP § 2030.300(b)(1).)  The declaration must state facts showing a reasonable and good faith attempt at an informal resolution of each issue presented in the motion.  (CCP § 2016.040.)  “[A] reasonable and good faith attempt at informal resolution entails something more than bickering with [opposing] counsel….  Rather, the law requires that counsel attempt to talk the matter over, compare their views, consult, and deliberate.”  (Clement v. Alegre (2009) 177 Cal.App.4th 1277, 1294.)

Atteberry attests that the parties have been conferring regarding these discovery responses since December 8, 2022 and attended an Informal Discovery Conference (“IDC’) hearing on February 2, 2023 regarding these issues. (Atteberry Decl. ¶¶18-26.)

The Atteberry Declaration is sufficient for purposes of CCP § 2030.300.

 

Discussion

I.                   Legal Authority

On receipt of responses to interrogatories, the propounding party may move for an order compelling a further response if the propounding party deems that an objection is without merit or too general or an answer is evasive or incomplete. (CCP § 2030.300(a)(1)-(3).)  The moving party must also include reasons why further answers should be ordered: legal or factual arguments why the answers given were incomplete or nonresponsive, or the objections invalid.  (Cal. Rules of Court, rule 3.1345(c).)  The responding party has the burden to justify objections in response to a motion filed to compel further responses.  (Fairmont Ins. Co. v. Superior Court (2000) 22 Cal.4th 245, 255.) 

On receipt of responses to requests for production, the propounding party may move for an order compelling a further response if the propounding party deems that a statement of compliance is incomplete, a representation of inability to comply is inadequate, incomplete, or evasive, or an objection in the response is without merit. (See CCP §§ 2030.310(a)(1)-(3).)  The moving party must also include reasons why further answers should be ordered: legal or factual arguments why the answers given were incomplete or nonresponsive, or the objections invalid.  (Cal. Rules of Court, rule 3.1345(c).)  The responding party has the burden to justify objections in response to a motion filed to compel further responses.  (Fairmont Ins. Co. v. Superior Court (2000) 22 Cal.4th 245, 255.) 

II.                Timeliness

Pursuant to CCP § 2030.300(c), a motion to compel further responses to interrogatories must be filed within 45 days of service of the verified response, or on or before any specific later date to which the demanding party and the responding party have agreed in writing, with additional time allowed for the manner of service.  (CCP §§ 1013(a); 2030.300(c).)  The 45-day requirement of CCP § 2030.300(c) is mandatory and jurisdictional in the sense that it renders the court without authority to rule on a motion to compel further responses to discovery other than to deny the motion.  (Sexton v. Superior Court (1997) 58 Cal.App.4th 1403, 1410.)

Pursuant to CCP § 2031.310(c), a motion to compel further responses to inspection demands must be filed within 45 days of service of the verified response, or on or before any specific later date to which the demanding party and the responding party have agreed in writing, with additional time allowed for the manner of service.  (CCP §§ 1013(a); 2031.310(c).)  The 45-day requirement of CCP § 2031.310(c) is mandatory and jurisdictional in the sense that it renders the court without authority to rule on a motion to compel further responses to discovery other than to deny the motion.  (Sexton v. Superior Court (1997) 58 Cal.App.4th 1403, 1410.)

The parties attended their first IDC hearing and filed a joint IDC proposed Order, which was granted on November 10, 2022, regarding these discovery issues. The parties then attended a second IDC hearing on February 2, 2023, and this motion to compel now comes before the court following these IDC hearings. Thus, Plaintiff’s motions are timely.

 

 

III.             Analysis

Plaintiff moves to compel a further response to the discovery requests as outlined above from both Defendants. According to Plaintiff, these requests are “directly aimed at (1) his claims of being denied reasonable accommodation by being denied part-time work that he requested, and (2) Defendant’s defenses in terminating him without considering his medical diagnosis because he failed his PIP.” (Motion, 12.)

Specifically, Plaintiff contends the requests regarding available part-time positions is directly related to the availability of accommodations he had requested. (Motion, 12-13.)

Further, Plaintiff contends limitations regarding these requests to “part time positions available within Dr. Giordano’s reporting line from August 30, 2019 to August 30, 2021” is too narrow since “[Plaintiff’s] reporting line is a very limited subsection of software engineers Defendants employed” whereas Plaintiff “was qualified and able to work in departments outside of the [department he was employed in.]” (Motion, 14.)

Also, Plaintiff contends the requests regarding PIPs are also directly relevant to the pretextual termination he alleges in the SAC. (Motion, 16-17.) Plaintiff correctly points out that Defendants’ explanation includes that “Plaintiff had already unsuccessfully performed under the PIP and the decision to terminate was already made when Plaintiff emailed Jones about sleep apnea on August 24, 2021.” (Motion, 16.)

Discovery based on the outcomes of PIPs at Google is therefore relevant to probing this asserted defense. [] The requests here seek vital information that goes directly to whether this defense is pretextual, such as the number of employees put on PIPs and whether they were fired after passing or failing a PIP. [] If every employee who was put on a PIP failed it, that would point to evidence that the PIP was pretextual and that Defendants did not engage in the interactive process in good faith by ignoring Dr. Giordano’s statements that he was suffering from medical issues. If employees who were put on PIPs failed them but were not terminated, that would rebut Defendants’ assertion that they did not need to consider Dr. Giordano’s medical diagnosis before firing him because he had already failed the PIP.” (Motion, 16.) (internal citations omitted)

Lastly, Plaintiff contends that while Alphabet alleges it did not employ Plaintiff,

“[s]ubstantive discovery responses from Alphabet are warranted in this case because Dr. Giordano contends, supported by evidence, that Google and Alphabet were joint employers. Alphabet has so far resisted discovery on this case and objected in whole to nearly every request on the basis it was not Dr. Giordano’s employer.

...

Dr. Giordano understands Alphabet’s contention that it does not have employees and disagrees. Whether Defendants are joint employers is a matter to be resolved at a later substantive motion stage, not in discovery. Compelling Alphabet to provide substantive discovery responses is therefore warranted.” (Motion, 17-18.)

In opposition, Defendants correctly explain that the discovery requests at issue “generally fall into the following categories;”

· Performance Improvement Plan (“PIP”) information of every Google employee over approximately the past five (5) years, including: who was placed on a PIP; who was placed on a PIP and self-identified as having a disability; who was terminated following a PIP and who was not terminated; and who was terminated within three (3) months following the conclusion of the PIP, among other overbroad requests. (Requests for Production of Documents Nos. 79-85; Special Interrogatories Nos. 2-7.)

· Information relating to the number of Google employees who identify (or identified) as disabled over the past five years. (Special Interrogatory No. 2.)

· Information about other employees’ medical disclosures after failed PIPs. (Requests for Production of Documents Nos. 86-87; Special Interrogatory No. 8.)

· Information about every part-time software engineering position available during the past five years, including job title, duties, hours and number of positions available, all without any limitation. (Special Interrogatory Nos. 18-19).” (Opp., 2.)

Further, Defendants correctly explain that “Plaintiff sought all documents relating to every PIP issued to every Google employee for any reason over the past five years.” (Opp., 2.) Defendants repeat their arguments from earlier IDCs regarding the overbroad nature of these requests, both in terms of scope and definition. (Opp., 3-4.)

Google employs nearly two hundred thousand people in the United States. Plaintiff does not have carte blanche to go digging through their private, confidential personnel records just because he chose to file a lawsuit against Google. Even construing the term “employees” to mean “software engineers,” Plaintiff’s requests are virtually unbounded because, at a company like Google, in its industry, the phrase “software engineer” applies to a lot of people, including many whose titles do not specifically state “Software Engineer.”3 Plaintiff has refused to acknowledge or address any reality-based nuances like this.

Furthermore, a performance improvement plan (“PIP”) is not a one-size-fits-all process, and Plaintiff does not even attempt to limit the request to employees with whom he was similarly situated. PIPs are sensitive personnel records, and Plaintiff should be able to explain why, beyond an unsupported theory, other employees’ performance deficiencies — for whatever reason — and improvement plans are relevant to his discrimination claims in this case. ... Plaintiff claims to be looking for some needle that, according to him, may or may not exist in a haystack, but (1) he has never identified the information that the needle represents, (2) he has never served a targeted discovery request asking for the needle, and (3) instead he has only asked Defendants to produce a haystack of private information. Anonymizing the information is not a productive idea, either. Anonymizing would necessarily remove all context, equate all conduct as being equal, and severely limit the utility of any such information. Notably, Plaintiff volunteers to anonymize this information, but does not explain how bare numbers, without any factual explanations could be even theoretically relevant.

...

Plaintiff’s only justification for his invasive, burdensome and privacy-implicating requests, are that Plaintiff thinks he might be able to show pretext if every employee on a PIP failed their plan, or if he was the only one who failed. Both theories are implausible, however, and fail to consider that claims of pretext with regard to management decisions involve evidence relating to the employee’s supervisory staff, not some unidentified manager in an unidentified and distant position with no connection or tie to Plaintiff and his reporting line.

Given the particularized and highly-confidential nature of PIPs, moreover, the records Plaintiff seeks, are not ‘directly relevant’ to his claims, as required to warrant such a broad intrusion of privacy” (Opp., 4-6 citing Puerto v. Super. Ct., (2008) 158 Cal.App.4th 1242, 1251.)

Defendants further contend Plaintiff’s discovery requests regarding disability information are equally overboard as they “do not distinguish between different kinds of disabilities, different implications or limitations resulting from those different disabilities, temporary or permanent disabilities, disclosed or undisclosed disabilities, and, in general, any of the nuance that naturally comes with the territory.” (Opp., 6.) Defendants assert Plaintiff refuses to limit these requests to his “personal circumstances” or “his reporting line or business organization.” (Opp., 6.)

Further, Defendants contend the discovery requests are not only overbroad but also oppressive and unduly burdensome, and that these characterizations were explained to Plaintiff in the parties’ meet and confer correspondence. (Opp., 7-9.) Also, Defendants correctly assert “[t]here are better ways to approach the issues Plaintiff wants to explore” as “the information Plaintiff’s discovery requests target are more readily accessible via deposition questions — a source far more convenient for the parties, less burdensome, and far less expensive than requiring Defendants to comb through the records of any individual ever placed on a PIP in the last five years. The parties have already scheduled six depositions of the key witnesses...” (Opp., 9-10.) Defendants correctly note Plaintiff has propounded no less than 20 sets of written discovery requests, and CCP 2031.310 allows the court broad discretion in allowing for less burdensome forms of discovery. (Id.)

Lastly, Defendants contend:

“Plaintiff’s attempt to conflate issues regarding the separate corporate existence of Google, LLC, and Alphabet, Inc., is improper and seems to be disingenuous. Google is a subsidiary of Alphabet. Plaintiff was employed by Google. Alphabet has no employees. These facts have been repeatedly conveyed to Plaintiff and his counsel. Theoretical arguments about joint employer liability — which the Court aptly observed during the IDC hearing are specious — are insufficient to require discovery, let alone implicate subsidiary liability to a parent corporation. Alphabet should not even be in this case.” (Opp., 10.)

In reply, Plaintiff contends the requests are only for “data” and that the requests themselves are not overbroad and narrowly defined. (Reply, 2-5.) However, while Plaintiff makes conclusory contentions regarding the relevance of these requests, Defendants’ burden, the burdensome and oppressive nature of the requests, and alleged lack of privacy concerns here, Plaintiff still fails to show how such broad, expansive requests do not invade the privacy of other employees of Defendants and do not create a very burdensome obligation for document production on Defendants. (Reply, 3-7.)

The court agrees with Defendants that the discovery requests as propounded are overly broad, burdensome, and oppressive as currently defined. Plaintiff’s motion and arguments provide little support as to why alternative, less burdensome and oppressive means of discovery, namely the already scheduled depositions, should not mean that further responses are unnecessary here. The court agrees with Defendants that Plaintiff may avail himself of further narrow discovery after conducting depositions, and finding relevant and less burdensome requests for discovery production.

The court has reviewed Plaintiff’s discovery requests, and Defendants’ responses to same. Based upon this review, the court finds that no good cause exists to compel a further response to each request.

For these reasons, Plaintiff’s Motion to Compel Further Responses to discovery requests is denied.

Sanctions

Pursuant to CCP § 2023.030, the court may impose sanctions against anyone “engaging in conduct that is a misuse of the discovery process.” Specifically, the court may impose a “monetary sanction ordering that one engaging in the misuse of the discovery process or any attorney advising that conduct, or both pay the reasonable expenses, including attorney's fees, incurred by anyone as a result of that conduct.” (CCP § 2023.030 (a).)

Plaintiff moves for an award of sanctions in the amount of $3,500 against Defendants and his counsel in connection with the Motion to Compel Further Responses. (Motion, 18.)

In opposition, Defendants contend that the request for sanctions must be denied for the following reasons:

“Defendants should not be sanctioned because they have been nothing but reasonable throughout the meet and confer process and have not engaged in misuse of the discovery process as Plaintiff suggests. As stated herein, Defendants have offered numerous compromises to Plaintiff to narrow the timeframe and scope of the discovery requests which are the subject of this motion, in order to avoid burdening the Court with unnecessary motion practice. Plaintiff, however, has rejected Defendants’ offers and has instead filed the present motion. Defendants’ positions are not unreasonable, either. In fact, the Court’s order following the IDC hearing on these issues largely agreed with Defendants’ positions on the scope of Plaintiff’s entitlement to discovery and on the reasonable limitations for his overbroad or otherwise improper requests.” (Opp., 11.)

Defendants further request sanctions against Plaintiff of $14,796 as “Plaintiff’s motion lacks merit and incorrectly accuses Defendants of abusing the discovery process...” (Opp., 11.)

The court exercises its discretion in finding both parties’ requests for sanctions in connection with each motion unmerited and does not award either party their respective, requested sanctions.

Conclusion

Plaintiff’s motion is denied. Plaintiff’s motion for sanctions is denied. Defendants’ request for sanctions is denied. Defendants are to give notice.