Judge: Gail Killefer, Case: 24STCV03085, Date: 2024-08-21 Tentative Ruling



Case Number: 24STCV03085    Hearing Date: August 21, 2024    Dept: 37

HEARING DATE:                 Wednesday, August 21, 2024

CASE NUMBER:                   24STCV03085

CASE NAME:                        Olivia Pass v. Del Amo Hospital, Inc.

MOVING PARTY:                 Defendant Del Amo Hospital, Inc.

OPPOSING PARTY:             Plaintiff Olivia Pass

TRIAL DATE:                        Not set.

PROOF OF SERVICE:           OK

                                                                                                                                                           

PROCEEDING:                      Motion to Compel Arbitration of Individual PAGA Claim and Stay Representative Action

OPPOSITION:                        19 July 2024

REPLY:                                  25 July 2024

 

TENTATIVE:                         Defendant’s motion to compel arbitration is denied. Defendant to give notice.

                                                                                                                                                           

 

Background

 

On February 5, 2024, Olivia Pass (“Plaintiff”) filed this PAGA action against Del Amo Hospital, Inc. (“Defendant”) and Does 1 to 50.

 

The operative First Amended Complaint (“FAC”), filed April 11, 2024, alleges eight causes of action:

 

1)     Violation of Labor Code §§ 204, 510, 1194, 1198 (Failure to Pay All Wages);

2)     Violation of Labor Code §§ 226.7, 512 (Failure to Provide Meal Periods);

3)     Violation of Labor Code § 226.7 (Failure to Provide Rest Periods);

4)     Violation of Labor Code § 226, (Failure to Keep Accurate Itemized Wage Statements);

5)     Violation of Labor Code §§ 201-203, (Failure to Pay Wages Upon Termination of Employment);

6)     Violation of Labor Code § 2802 (Failure to Reimburse for Necessary Expenditures);

7)     Violation of Bus. & Prof. Code § 17200 et seq. (Unfair Business Practices); and

8)     Violation of the Private Attorneys General Act, Labor Code sections 2698, et seq.

On April 24, 2024, Plaintiff dismissed her individual claims for relief. Defendant now moves to compel Plaintiff’s individual PAGA claims to arbitration and stay the representative PAGA action. Plaintiff opposes the Motion. The matter is now before the court.

 

Motion to Compel Arbitration

 

I.         Legal Standard

 

“California law reflects a strong public policy in favor of arbitration as a relatively quick and inexpensive method for resolving disputes.¿ To further that policy, Code of Civil Procedure, section 1281.2 requires a trial court to enforce a written arbitration agreement unless one of three limited exceptions applies.¿ Those statutory exceptions arise where (1) a party waives the right to arbitration; (2) grounds exist for revoking the arbitration agreement; and (3) pending litigation with a third party creates the possibility of conflicting rulings on common factual or legal¿ issues.”¿ (CCP, § 1281.2; Acquire II, Ltd. v. Colton Real Estate Group (2013) 213 Cal.App.4th 959, 967.)¿ Similarly, public policy under federal law favors arbitration and the fundamental principle that arbitration is a matter of contract and that courts must place arbitration agreements on an equal footing with other contracts and enforce them according to their terms.¿ (AT&T Mobility LLC v. Concepcion (2011) 563 U.S. 333, 339.)¿¿¿ 

¿¿ 

In deciding a motion or petition to compel arbitration, trial courts must first decide whether an enforceable arbitration agreement exists between the parties and then determine whether the claims are covered within the scope of the agreement.¿(Omar v. Ralphs Grocery Co. (2004) 118 Cal.App.4th 955, 961.)¿ The opposing party has the burden to establish any defense to enforcement.¿ (Gatton v. T-Mobile USA, Inc. (2007) 152 Cal.App.4th 571, 579 [“The petitioner ... bears the burden of proving the existence of a valid arbitration agreement and the opposing party, plaintiffs here, bears the burden of proving any fact necessary to its defense.”].)¿ 

 

II.        Request for Judicial Notice

 

The court may take judicial notice of records of any court of record of the United States. (Evid. Code, § 452(d)(2).) However, the court may only judicially notice the existence of the record, not that its contents are the truth. (Sosinsky v. Grant (1992) 6 Cal.App.4th 1548, 1565.) 

 

Defendant’s request judicial notice of the following:

 

1)     Class Action Complaint filed on February 5, 2024, and First Amended Complaint

filed on April 11, 2024 by Plaintiff in the Los Angeles Superior Court, Case No. 24STCV03085. (Cal. Evid. Code § 452(d)(1)).

 

2)     Exhibit 1: Declaration of Lilit Tunyan in Support of Plaintiff’s Application to Dismiss Class and Individual Claims for Relief One Through Seven Against Defendant Without Prejudice filed on April 22, 2024. (Cal. Evid. Code § 452(d)(1)).

 

3)     Exhibit 2: April 23, 2024 Order Dismissing Class and Individual Claims for Relief One Through Seven Against Defendant Without Prejudice. (Cal. Evid. Code § 452(d)(1)).

Defendant’s request for judicial notice is granted.

 

Plaintiff requests judicial notice of the following:

 

1)     Exhibit A: Order dismissing Plaintiff Olivia Pass’ individual PAGA claim against Defendant Del Amo Hospital, Inc. without prejudice.

 

Plaintiff’s request for judicial notice is granted.

 

III.      Discussion

 

Defendant moves for an order compelling Plaintiff to arbitrate her individual PAGA claims and stay the action as to the representative claims pending arbitration. Plaintiff opposes the Motion on the basis that she dismissed her individual PAGA action and there are no individual PAGA claims to order to arbitration such that the Motion should be denied.

 

            A.        Existence of A Valid Agreement to Arbitrate

 

Defendant asserts that as part of the onboarding process, on November 4, 2022, Plaintiff reviewed and executed the Alternative Resolution for Conflicts Agreement (the “ARC”). (Shanner Decl., Ex. B.) Defendant’s records show that during the onboarding process Plaintiff used a unique username and password to access the ARC and  after being apprised that a checkbox is the equivalent to a handwritten signature, checked the box to state “yes” to having reviewed and agreed to abide by the ARC terms. (Shanner Decl., ¶¶ 3-9. Ex. A.)

 

The ARC states in the relevant parts:

 

1. How This Agreement Applies

 

This Agreement is governed by Federal Arbitration Act, 9 U.S.C. § 1 . . . Excepts as it otherwise provides, this Agreement applies to any past, present or future dispute arising out of or related to Employee’s application for employment, employment, and/or termination of employment . . .

 

Except as it otherwise provides, this Agreement is intended to apply to the resolution of disputes that otherwise would be resolved in the court of law or before a forum other than arbitration.

 

Except as it otherwise provides, this Agreement applies, without limitation, to disputes regarding the employment relationship, compensation, breaks and rest periods, seating, privacy, retaliation, discrimination, termination, or harassment . . .

 

[ ]

 

 

             6. How Arbitration Proceedings are Conducted

 

[ ]

 

You and the Company agree to bring any dispute in arbitration on an individual basis only. Accordingly, . . .

 

(c) Private Attorneys General Act (“PAGA”) Individual Action Requirement. Your and the Company agree to arbitrate PAGA claims on an individual basis only. Therefore, any claim by You under PAGA to recover Your unpaid wages, penalties, or other individual relief must be arbitrated under this Agreement. The Arbitrator is without authority to preside over any PAGA claim by you on behalf of any other person or joined by or consolidated with another person’s or entity’s PAGA claim. This PAGA Individual Action Requirement clauses will be severable from this Agreement if there is a judicial determination that it is invalid, unenforceable, unconscionable, void or voidable. In such case, the PAGA action must be litigated in a civil court of competent jurisdiction-not in arbitration-but the portion of the PAGA Individual Action Requirement that is enforceable will be enforced in arbitration.

 

[ ]

 

            10.       Enforcement of this Agreement

 

This Agreement is the full and complete agreement relating to the formal resolution of employment-related disputes. Any contractual disclaimers the Company has in any handbooks, other agreements, or policies do not apply to this Agreement. This Agreement will survive the termination of Your employment and the expiration of any benefit, and it will also continue to apply if You are transferred or rehired by an affiliate of the Company and/or separated and rehired by the Company or its affiliates. In the event any portion of this Agreement is deemed unenforceable, the remainder of this Agreement will be enforceable. However, under no circumstances may the Arbitrator hear or preside over any class, collective, or other claim joined by or consolidated with another person's or entity's claim, unless all parties agree in writing. This Agreement does not alter the "at-will" status of Your employment.

 

(Shaner Decl., ¶ 10,  Ex. B.)

 

Plaintiff does not deny that she signed the ARC on November 4, 2022. Instead, Plaintiff asserts that because she dismissed her individual PAGA claim, there is no individual PAGA claim to arbitrate, and the motion should be denied. Defendant asserts that Plaintiff’s action fails because a PAGA cause of action requires an individual PAGA without citing any authority to support this proposition.

 

B.        Plaintiffs’ Dismissal of Her Individual PAGA Claim does not Deprive Her of Standing to Assert a Representative PAGA Claim

 

California law holds “a plaintiff's inability to obtain individual relief is not necessarily fatal to the maintenance of a PAGA claim.” (Kim v. Reins International California, Inc. (2020) 9 Cal.5th 73, 85 (Kim)). “Where a plaintiff has brought a PAGA action comprising individual and non-individual claims, an order compelling arbitration of the individual claims does not strip the plaintiff of standing as an aggrieved employee to litigate claims on behalf of other employees under PAGA.” (Adolph v. Uber Technologies, Inc. (2023) 14 Cal.5th 1104, 1114  (Adolph)). The Plaintiff asserts that pursuant to Adolph, PAGA claims are severable and that she can bring a representative PAGA claim without bringing an individual PAGA claim.  

           

Therefore, Plaintiff need not maintain an individual PAGA claim to have standing to pursue a representative PAGA claim. In Balderas v. Fresh Start Harvesting, Inc. (2024) 101 Cal.App.5th 533 (Balderas), the Court of Appeal for the Second District found that even if an employee does not bring an individual PAGA action, the employee retains standing to bring a representative PAGA action. “[W]e hold that an employee who does not bring an individual claim against her employer may nevertheless bring a PAGA action for herself and other employees of the company.” (Ibid.) 

 

The Balderas Court rejected the trial court finding that “because [the plaintiff] had not filed an individual action seeking PAGA relief for herself, she lacked standing to pursue a “non-individual” or representative PAGA action on behalf of other employees.” (Balderas, supra, 101 Cal.App.5th at p. 533.) The Balderas court explained that despite the plaintiff not bringing an individual PAGA action, the plaintiff retained standing under Adolph to bring a representative PAGA claim because in her complaint:  

 

She alleged that she 1) was an “aggrieved” employee of Fresh Start, and 2) was subject to one or more Fresh Start violations. She alleged, “[W]hen Employees including Ms. Balderas started work for Fresh Start at around 6:00 a.m. or 7:00 a.m., they regularly were not provided a meal period until after 5 hours of work for shifts longer than 5 hours.” This delay in providing timely meal periods for her and other employees violated their right to have “a meal period within the first five (5) hours of work.” 

 
(Balderas, supra, 101 Cal.App.5th at p. 533.) 

 

Accordingly, the plaintiff in Balderas met the only two requirements needed for PAGA standing: (1) she was an employee of the alleged violator and (2) was someone “against whom one or more of the alleged violations was committed.” (Balderas, supra, 101 Cal.App.5th at p. 533; see Lab. Code, § 2699) (c).)  Consistent with the California Supreme Court’s findings in Adolph and Kim, the Balderas Court declined to impose additional standing requirements, such as requiring the plaintiff to bring both an individual and a representative PAGA action.  As Defendant fails to show that a PAGA action requires Plaintiff to maintain an individual PAGA claim, Defendant fails to show that Plaintiff’s action should be dismissed for failure to state a cause of action,.

Lastly, while the question of whether Plaintiff is an “aggrieved employee” “against whom one or more of the alleged violations was committed” (Lab. Code, § 2699(c)) is a dispute that is usually subject to arbitration, the ARC at issue expressly created an exception for PAGA actions which states in the relevant parts:

 

You and the Company agree to arbitrate PAGA claims on an individual basis only. . . The Arbitrator is without authority to preside over any PAGA claim by You on behalf of any other person or joined by or consolidated with another person's or entity's PAGA claim. . . In such case, the PAGA action must be litigated in a civil court of competent jurisdiction-not in arbitration-but the portion of the PAGA Individual Action Requirement that is enforceable will be enforced in arbitration.

 

(Shaner Decl., ¶ 10,  Ex. B, § 6(c) [bold added].)

 

As the issue of Plaintiff’s standing to assert a representative PAGA claim is not an individual PAGA claim subject to arbitration, the court cannot order Plaintiff to arbitrate the issue of standing. Therefore, the motion to compel arbitration is denied.

 

Conclusion

 

Defendant’s motion to compel arbitration is denied. Defendant to give notice.