Judge: Gregory Keosian, Case: 21STCV18512, Date: 2023-10-17 Tentative Ruling

Case Number: 21STCV18512    Hearing Date: October 17, 2023    Dept: 61

Plaintiffs Seneca Vaughn and Rickey Vitiligo’s Motion for Approval of PAGA Settlement is GRANTED.

Plaintiff to give notice.

I.                   MOTION TO APPROVE SETTLEMENT

Under PAGA, “t[t]he superior court shall review and approve any settlement of any civil action filed pursuant to this part. The proposed settlement shall be submitted to the agency at the same time that it is submitted to the court.” (Lab. Code, § 2699, subd. (l)(2).)

“[A] trial court should evaluate a PAGA settlement to determine whether it is fair, reasonable, and adequate in view of PAGA's purposes to remediate present labor law violations, deter future ones, and to maximize enforcement of state labor laws.” (Moniz v. Adecco USA, Inc. (2021) 72 Cal.App.5th 56, 77.)

Federal courts have compared and contrasted PAGA settlements to class action settlements:

In the class action context, where PAGA claims often also appear, a district court must independently determine that a proposed settlement agreement is “fundamentally fair, adequate and reasonable” before granting approval. [Citations.] However, as the parties rightly point out and as noted above, this is not a class action lawsuit, and PAGA claims are intended to serve a decidedly different purpose-namely to protect the public rather than for the benefit of private parties. [Citation.] In one recent district court case, the LWDA provided some guidance regarding court approval of PAGA settlements. [Citations.] In that case, where both class action and PAGA claims were covered by a proposed settlement, the LWDA stressed that “when a PAGA claim is settled, the relief provided for under the PAGA be genuine and meaningful, consistent with the underlying purpose of the statute to benefit the public and, in the context of a class action, the court evaluate whether the settlement meets the standards of being “fundamentally fair, reasonable, and adequate” with reference to the public policies underlying the PAGA.”

(Salazar, supra, 2017 WL 1135801 at pp. 3–4.) A number of these factors, “including the strength of the plaintiff's case, the risk, the stage of the proceeding, the complexity and likely duration of further litigation, and the settlement amount,” have been recognized as useful in the analysis of PAGA settlements. (Moniz, supra, 72 Cal.App.5th at p. 77.)

Plaintiffs Seneca Vaughn and Rickey Vitiligo (Plaintiffs) present the terms of a proposed PAGA settlement here as follows. Defendant Public Health Foundation Enterprises, Inc. (Defendant) agrees to pay a gross settlement amount of $1,150,000.00. (Saunders Decl. Exh. 1, ¶ 3.1.) Plaintiffs’ counsel is to be paid from this amount $383,333.33, representing one third of the gross settlement, plus expenses not exceeding $15,000.00. (Id. at ¶ 3.2.1.) Plaintiffs are each to receive individual payments of $5,000.00. (Id. at ¶ 3.2.2.) Fees are to be paid to the settlement administrator in an amount not exceeding $10,000.00. (Id. at ¶ 3.2.3.)

These payments leave an approximate net settlement award of $731,666.67. From this, 75% is to go to the Labor Workforce Development Agency, while 25% is to go to the aggrieved employees on a per pay period basis. (Id. at ¶ 3.2.4.) The parties estimate that there are 3,651 aggrieved employees, who worked a total of 115,000 pay periods. (Id. at ¶ 4.1.)

As to the amount of fees sought, Plaintiffs present a lodestar analysis of fees expended in this case of $233,375, representing 293.8 hours of attorney work, at an average hourly rate of $794.33. (Saunders Decl. Exh. 5.) Measured against the $383,333.33 fee award sought here, the award sought would work a multiplier of roughly 1.64 on this lodestar figure.

Plaintiffs present a maximum potential exposure for Defendant of $28 million, based the following estimates of violation rates applicable to Plaintiffs’ alleged violations:

·         10% violation rate for unpaid wages: $1.15 million

·         35.8% violation rate for meal period violations: $4.117 million

·         100% violation rate for rest period violations: $11.5 million

·         100% violation rate for wage statement violations: $11.5 million

·         100% violation rate for waiting time penalties for 2,500 former employees: $250,000

Plaintiffs present the defenses that Defendant proposed as to each claim, such as the adoption of a legitimate alternative work schedule, compliant meal and rest break written policies, and potential unmanageability of the claims. (Saunders Decl. ¶¶ 21–26.)

In light of the above, the overall settlement amount furthers the purposes of PAGA. The settlement is reasonable in light of the strength and complexity of Plaintiffs’ claims, and the risks posed by litigation. Plaintiffs’ request for fees, representing one third of the gross settlement amount, is reasonable in light of the proposed lodestar and multiplier presented by Plaintiffs’ counsel. The calculation of attorney fees from a percentage of a common fund created by a settlement agreement is a permissible mode of fee calculation. (See Laffitte v. Robert Half Internat. Inc. (2016) 1 Cal.5th 480, 503.) Courts may evaluate the reasonableness of any percentage-based attorney fee award through a “cross-check” with a lodestar calculation, as Plaintiff presents here. (See Laffitte v. Robert Half Internat. Inc. (2016) 1 Cal.5th 480, 505.)

The motion is therefore GRANTED.