Judge: James C. Chalfant, Case: 22STCP03987, Date: 2023-09-12 Tentative Ruling
Case Number: 22STCP03987 Hearing Date: September 12, 2023 Dept: 85
John Crowe v. California
Fish and Game Commission, 22STCP03987
Tentative decision on petition
for writ of mandate: denied
Petitioner
John Crowe (“Crowe”) seeks a writ of mandate vacating the penalty decision of Respondent
California Fish and Game Commission (“Commission”) for a five-year suspension
of his commercial fishing license and his lobster operator permit (collectively,
“Licenses”).
The
court has read and considered the moving papers, opposition, and reply, and
renders the following tentative decision.
A. Statement of the Case
1.
Petition
Petitioner
Crowe filed the Petition on November 7, 2022, alleging a claim of administrative
mandamus. The Petition alleges in pertinent
as follows.
The
California Department of Fish and Wildlife (“DFW”) filed an accusation with
Commission seeking revocation of Crowe’s Licenses. An administrative law judge (“ALJ”) with the
Office of Administrative Hearings (“OAH”) conducted a hearing on the Accusation
on January 19 and 20, 2022. On March 23,
2022, the OAH issued a proposed decision recommending that the Commission suspend
Crowe’s Licenses for one year. On April
20, 2022, Commission rejected the proposed decision and chose to decide the
case upon the record. Commission heard
oral argument on August 17, 2022 and subsequently issued a decision suspending Crowe’s
Licenses for five years.
Crowe seeks a writ of mandate setting aside Commission’s penalty.
2.
Course of Proceedings
On
November 29, 2022, the court denied Crowe’s ex parte application to stay
Commission’s decision suspending his Licenses.
On
February 23, 2023, Commission filed an Answer.
On
March 20, 2023, pursuant to court order, Commission Executive Director Melissa
Miller-Henson filed a declaration stating that Commission has no policy or
manual in place regarding the suspension, revocation, or penalization of
commercial fishing licenses or permits.
B. Standard of Review
CCP
section 1094.5 is the administrative mandamus provision which structures the
procedure for judicial review of adjudicatory decisions rendered by
administrative agencies. Topanga
Ass’n for a Scenic Community v. County of Los Angeles, (“Topanga”)
(1974) 11 Cal.3d 506, 514 15.
CCP
section 1094.5 does not in its face specify which cases are subject to
independent review, leaving that issue to the courts. Fukuda v. City of Angels, (“Fukuda”)
(1999) 20 Cal.4th 805, 811. In cases
reviewing decisions which affect a vested, fundamental right the trial court
exercises independent judgment on the evidence.
Bixby v. Pierno, (“Bixby”) (1971) 4 Cal.3d 130, 143; see
CCP §1094.5(c). An administrative
decision imposing discipline on a professional licensee is decided under the
independent judgment standard. Griffiths
v. Superior Court, (2002) 96 Cal.App.4th 757, 767.[1]
Under
the independent judgment test, “the trial court not only examines the
administrative record for errors of law but also exercises its independent
judgment upon the evidence disclosed in a limited trial de novo.” Bixby, supra, 4 Cal.3d at 143. The
court must draw its own reasonable inferences from the evidence and make its
own credibility determinations. Morrison
v. Housing Authority of the City of Los Angeles Board of Commissioners,
(2003) 107 Cal.App.4th 860, 868. In
short, the court substitutes its judgment for the agency’s regarding the basic
facts of what happened, when, why, and the credibility of witnesses. Guymon v. Board of Accountancy, (1976)
55 Cal.App.3d 1010, 1013 16.
“In
exercising its independent judgment, a trial court must afford a strong
presumption of correctness concerning the administrative findings, and the
party challenging the administrative decision bears the burden of convincing
the court that the administrative findings are contrary to the weight of the
evidence.” Fukuda, supra, 20 Cal.4th at 817. Unless it can be demonstrated by petitioner
that the agency’s actions are not grounded upon any reasonable basis in law or
any substantial basis in fact, the courts should not interfere with the
agency’s discretion or substitute their wisdom for that of the agency. Bixby, supra, 4 Cal.3d 130, 150 51; Bank of America v. State Water
Resources Control Board, (1974) 42 Cal.App.3d 198, 208.
The
agency’s decision must be based on a preponderance of the evidence presented at
the hearing. Board of Medical Quality
Assurance v. Superior Court, (1977) 73 Cal.App.3d 860, 862. The hearing officer is only required to issue
findings that give enough explanation so that parties may determine whether,
and upon what basis, to review the decision. Topanga, supra, 11 Cal.3d 506, 514 15. Implicit in CCP section 1094.5 is a
requirement that the agency set forth findings to bridge the analytic gap
between the raw evidence and ultimate decision or order. Id. at 115.
An
agency is presumed to have regularly performed its official duties (Evid. Code
§664), and the petitioner therefore has the burden of proof. Steele v. Los Angeles County Civil Service
Commission, (1958) 166 Cal.App.2d 129, 137.
“[T]he burden of proof falls upon the party attacking the administrative
decision to demonstrate wherein the proceedings were unfair, in excess of
jurisdiction or showed prejudicial abuse of discretion. Afford v. Pierno, (1972) 27 Cal.App.3d
682, 691.
C. Governing Law
It is unlawful to
possess a bird, mammal, fish, reptile, amphibian, or part of any of those
animals, taken in violation of the Fish and Game Code (“F&G Code”)[2]
or any regulations adopted pursuant to it.
§2002. To “take” a fish is to hunt,
pursue, catch, capture, or kill it, or attempt to do so. §86. “Fish”
means wild fish, mollusks, crustaceans, invertebrates, or amphibians, including
any part, spawn, or ova thereof. §45.
1. Required Licenses
No person shall use or
operate any boat or appliance to take fish for commercial purposes unless DFW
has issued that person a commercial fishing license. §7850(a). A licensed commercial fisherman cannot fish
for lobster without either a transferable lobster operator permit, a
non-transferable lobster operator permit, or a lobster crewmember permit. 14 CCR §122(a).
All licenses, tags, and fish
taken or otherwise dealt with under the F&G Code shall be exhibited upon
demand to any person authorized by DFW to enforce the F&G Code or any law
that relates to fish protection and conservation. §2012.
2. Logbooks
The holder of a
fishing license shall keep a true record of all fish taken and shall comply
with such regulations as Commission may prescribe. §7923.
Commission may
require the owner and operator of a commercial fishing vessel, the holder of a
commercial fishing license or permit, and the owner and licenseholder of a
commercial passenger fishing boat to keep and submit a complete and accurate
record of fishing activities in a form prescribed by DFW. §8026(a); 14 CCR §190(c). This logbook must be immediately surrendered
upon demand to a DFW peace officer. 14
CCR §190(c).
Failure to keep required
logbooks may result in revocation or suspension of the license or permit for
taking of either all fish or the species at issue, not to last more than one
year. 14 CCR §190(e).
3. Landing Receipts
Every commercial
fisherman who sells or delivers fish taken by him or her to any person who is required
to be licensed as a fish receiver under F&G Code section 8030 et. seq.
and is not, shall make a legible landing receipt record on a form that DFW
furnishes. §8043(a). Such receipt shall be completed at the time
of the receipt, purchase, or transfer of fish, whichever occurs first. §8043(a).
The landing receipt shall include an accurate weight of the species of
fish received, as well as any other information that DFW prescribes. §8043(b)(1), (9).
4. Lobsters
Only licensed
commercial fisherman operating under a valid lobster operator permit or lobster
crewmember permit may take spiny lobsters for commercial purposes. 14 CCR §122(a).
It is unlawful to
possess on any boat or to bring ashore any fish upon which a size or weight
limit is prescribed in such a condition that its size or weight cannot be
determined. §5508.
No person may take,
possess, purchase, or sell a spiny lobster less than 3.25 inches in length
measured in a straight line from the rear edge of the eye socket to the rear
edge of the body shell. §8252. Every person who takes spiny lobster shall carry
a measuring device and shall measure any lobster immediately on removal from a
trap. Id. If it is found to be undersized, the lobster
shall be returned to the water immediately.
Id.
Spiny lobsters must be
kept in a whole, measurable condition such that their size can be determined,
until being prepared for immediate consumption.
14 CCR §§ 29.90(e), 121.5(a).
5. Protected
Marine Areas
Commission has
designated marine protected areas, marine managed areas, and special closures. 14 CCR §632.
14 CCR section 632(b)(120)(A) defines the boundaries of the Abalone Cove State Marine Conservation Area
(“SMCA”) where the taking of any living, geological, or cultural marine
resource for commercial or recreational purposes is prohibited. 14 CCR §§ 632(a)(1)(c), (b)(120)(B).
6. Commission’s Authority for Licenses
Revocation/Suspension
After notice and
opportunity for hearing, Commission may suspend, revoke, or cancel commercial
fishing privileges for the period it so determines, based on a violation of the
F&G Code or any regulation adopted pursuant thereto. §7857(b)(2).
For purposes of license suspension
or revocation, a plea of nolo contendre qualifies as a conviction of the statute
or regulation violated. §12158.5.
In the analogous
case of an appeal for the revocation or suspension of a recreational hunting or
sport fishing license or permit privileges, Commission shall consider at least
the nature, circumstances, extent, and gravity of the person’s violations, the
person’s culpability for the violations, and the injury to natural resources by
the violations, and may restore the person's hunting or sport fishing license
or permit privileges. §12154(b)(1).
D. Statement of
Facts
1. Background
Crowe has been a commercial
fisherman his entire adult life. AR 483.
Crowe began fishing recreationally as a
youth and has fished in multiple commercial fisheries, including lobster, squid,
and rod and reel in southern California.
AR 484.
2. History of Citations
a. December 2008
On December 16, 2008,
Warden S. Garcia (“Garcia”) cited Crowe for possession of six undersized
lobsters out of a total catch of about 150.
AR 65-66. This was a violation of
section 8252. AR 66. Garcia confirmed that Crowe had measured the
lobsters with the same type of gauge as Garcia.
AR 66. Crowe admitted that the
six lobsters were short and needed a year or two to reach legal size. AR 66.
In February 2009, the
prosecution dismissed the case against Crowe in the furtherance of
justice. AR 97.
b. February 2014
On February 7, 2014, while
on patrol on the coast of Palos Verdes, Warden L.D. Arkinstall (“Arkinstall”) saw
two lobster traps 69 and 109 yards into an SMCA. AR 71-72.
Arkinstall wrote that these traps violated 14 CCR section 632(b)(98)(B),
which prohibits the taking of living resources from the SMCA. AR 72.
Arkinstall contacted
Crowe, the owner of the traps. AR
72. Crowe said he set those traps two
days earlier on February 5, 2014, and that they must have drifted into the
SMCA. AR 73. Arkinstall replied that this was unlikely
because the prevailing wave direction would have forced the traps southeast,
farther away from the SMCA. AR 73. This meant that Crowe must have set the traps
deeper into the SMCA than Arkinstall found them. AR 73.
When Arkinstall
contacted Crowe again on March 1, 2014, Crowe argued that the wind must have
pushed his traps into the SMCA. AR
73. Arkinstall cited Crowe for a
violation of 14 CCR section 632(b)(98)(B).
AR 71.
In August 2014, Crowe
pled nolo contendre to a count of disturbing the peace under Penal Code section
415 for the incident. AR 100. The court assessed $280 in fines, which Crowe
paid. AR 100.
c. December 2015
On December 8, 2015,
Warden M. Louden (“Louden”) observed Crowe pulling traps from the water and asked
to inspect Crowe’s Licenses and catch.
AR 88. Louden discovered two
undersized lobsters, a violation of section 8252. AR 88.
Crowe stated that he could not accurately measure the lobsters because
the boat was rocking from waves when he pulled the traps from the water. AR 88.
Louden confiscated the lobsters and issued a citation. AR 88.
In April 2016, Crowe
pled nolo contendre for this violation of section 8252. AR 90.
The court imposed a suspended sentence and summary probation of one year,
assessed a fine of $2,325, and ordered Crowe to obey all laws. AR 90.
Crowe paid the fine. AR 91.
d. January 2016
On January 17, 2016,
Warden P. Ton (“Ton”) approached Crowe as his vessel returned to King Harbor
from a fishing trip. AR 59. Ton approached from the rear at a speed
between 30-35 mph, while Crowe traveled 25-30 mph. AR 59.
As Ton approached, Crowe was cleaning the two 55-gallon barrels. AR 59.
When Crowe saw Ton, he looked
startled and immediately moved toward a 35-gallon-grey barrel on the right side
of his boat. AR 59. Ton shouted: “State Fish and Wildlife. Stop.”
AR 59. Crowe ignored the order
and dumped the 35-gallon barrel over the side.
AR 59. Ton observed 12-15 undersized lobsters fall out of that barrel
into the ocean. AR 59. Ton’s fellow warden pulled their vessel within
five feet of Crowe’s boat. Crowe walked
quickly to the left side of his vessel.
AR 59. Despite two more directions
to stop, he unloaded a white five-gallon bucket over the left rail. AR 59.
Ton saw about ten shapes that he believes were lobster tails fall out of
the bucket. AR 59.
When the wardens boarded,
Ton asked Crowe why he dumped the two barrels into the ocean. AR 59.
Crowe nervously stated that he was just cleaning out the barrels. AR 59.
He then admitted that he did something stupid that he should not have
done; he had tails on board that he should not have had. AR 59.
There were about ten lobster tails in the white bucket and their ten
carapaces plus five whole lobsters in the grey bucket. AR 59-60.
Ton cuffed Crowe to prevent further destruction of evidence during an
inspection. AR 60.
Ton cited Crowe for 15
counts of commercial possession of undersized lobster under section 8252, ten
counts of unlawful possession of tailed lobster under section 2002, 25 counts
of unlawful destruction of evidence under Penal Code section 135, and one count
of obstructing a peace officer under Penal Code section 148(a)(1). AR 60.
In April 2016, Crowe
pleaded nolo contendre to one count of violating section 5508. AR 102-03. The court sentenced him to one day in jail and
one year of probation and ordered Crowe to obey all laws. AR 103.
e. March 2017
In December 2016, a
confidential informant (“CI”) met with Arkinstall and his patrol boat’s squad
of DFW officers concerning Crowe. AR
44. The CI reported that Crowe was selling
“sport packs”, which he described as lobster tails. AR 44.
Crowe had been seen with a bucket of tails which he threw off the dock
when a DFW warden arrived in the parking lot.
AR 44. The CI also stated that
Crowe was known to sell lobster with carapace length less than the legal
requirement. AR 44. He further asserted that Crowe had admitted
that he had questionable (undersized) lobster that he was selling to a receiver
when a DFW warden drove by as the transaction was occurring. AR 44-45.
On March 9, 2017,
Arkinstall, in plain clothes, observed Crowe’s vessel dock. AR 45.
He saw Crowe’s deckhand dump lobster into a receiver at the dock. AR 45.
Crowe and his deckhand unloaded and cleaned the vessel. AR 45.
On March 10, 2017,[3]
Loudon saw Crowe’s vessel return to its slip.
AR 45. He and his fellow commercial fisherman unload a white bucket with
a green towel. AR 45. They loaded a dolly with trash cans and with
buckets. AR 45.
Arkinstall called
Warden Loudon to help inspect Crowe. AR
55. Warden Katherine Hummel (“Hummel”)
also responded to Arkinstall’s call for assistance. AR 89.
Arkinstall, then in uniform, contacted Crowe, his deckhand, and a third
party, Stacian Gabrielli (“Gabrielli”).
AR 45. Gabrielli had a black plastic
bag which she spontaneously said to Crowe: “I grabbed this off the gate,
thanks.” AR 45. Arkinstall asked to inspect the bag and felt
lobster tails in it. AR 45.
Louden approached Crowe
as he was walking from his boat to his truck.
AR 55. He denied that he caught any lobster either that day or the day
before. AR 55. Crowe also stated that the vessel did not
have any fish in it. AR 55. Louden asked whether Crowe understood section
2012, which requires fishermen to exhibit all fish upon demand from a
warden. AR 55, 89. He then made a formal demand to see the
vessel and Crowe’s gear. AR 55. Crowe repeated that he had no fish in the
vessel. AR 55. Louden again asked Crowe if he understood
section 2012. AR 45, 55. Crowe then admitted that he had some spider
crab in the vessel, but nothing else. AR
55.
When Arkinstall asked,
Crowe gave him permission to inspect the receivers by his vessel. AR 45.
As Arkinstall approached and saw a white bucket near Crowe’s truck,
Crowe said “Shit.” AR 46, 55. When asked why Crowe did not mention the
bucket, he said he forgot and was not trying to hide it. AR 55.
He asserted that the bucket was off to the side because Crowe set it
down after he accidentally dumped out trash cans onto the dock. AR 55.
Arkinstall did not see any sign of spillage from trash cans, and he had
not heard or seen the spill when he was watching Crowe earlier. AR 46.
Arkinstall and Louden both
inspected the bucket and found 11 lobster tails under a damp towel. AR 46, 55.
Crowe explained that he was taking the lobsters home to eat. AR 46.
Crowe explained that he had tailed the lobster out of the harbor because
his wife did not like the smell of lobster in the garage. AR 46, 55.
This violated section 2002 via 14 CCR section 29.90(e), which requires
that spiny lobsters be kept in a whole and measurable condition until being
prepared for immediate consumption. AR
46. Crowe admitted that he knew that it
was a violation and that he should have waited until he got home. AR 55.
Crowe’s actions also violated section 8047(a)(1) for failure to record
that a commercial fisherman was taking some fish for personal use. AR 46.
Arkinstall asked
Gabrielli how much she paid for the lobster tails and she said that Crowe gave
them to her for a bbq tonight. AR
47. He asked Crowe if he had filled out
a landing receipt for the lobster tails he gave to Gabrielli and he said
no. AR 47. Crowe violated section 8047 when he gave Gabrielli
four lobster tails without accepting payment or recording a landing
receipt. AR 47.
Arkinstall and Louden
also inspected Crowe’s logbook. AR 46, 55. Arkinstall noted that it was not complete,
which must occur before disembarking the vessel under 14 CCR section 190(c)(1). AR 46.
Crowe said that he completes the log in his truck before he drives away,
but Arkinstall responded that he is required to complete the log before he
leaves the vessel. AR 46.
Arkinstall cited Crowe
for violations of section 2012, 14 CCR section 190(c)(1), section 2002, and 14
CCR section 190(c)(1). AR 42.
In November 2017, Crowe
pled nolo contendre to charges that he violated sections 2002 and 2012. AR 93-94.
The court placed him on 36 months summary probation, assessed fines and
restitution, and ordered him to obey all laws and not fish in Redondo
Beach. AR 94.
3. The Accusation
On March 27, 2019, DFW
filed an Accusation with Commission to permanently revoke Crowe’s Licenses. AR 144-60.
Of the ten causes for
discipline, the first six stem from the 2017 incident and violations of sections
2012 (AR 154), 2002 (AR 155), 8043(a) (AR 156), and 14 CCR sections 29.90(e)
(AR 155), 29.91 (AR 156), and 190(c) (AR 156).
The other four causes for
discipline stem from the 2015 incident and a violation of section 5508 (AR 157),
the 2015 incident and a violation of section 8252 (AR 157), the 2014 incident
and a violation of 14 CCR sections 632(A)(1)(c) and 632(b)(120) (AR 158), and the
2008 incident and a violation of section 8252 (AR 158).
Crowe filed a Notice of
Defense for a hearing on the Accusation.
AR 26.
The OAH initially set
the hearing for October 6 to 8, 2021. AR
28. After Crowe’s unopposed motion for a
continuance (AR 29-30), the OAH rescheduled the hearing for January 19-21,
2022. AR 34-35.
4. The OAH Hearing
Pertinent testimony from
the OAH hearing is as follows.
a. Arkinstall
Crowe is a licensed
commercial fisherman for lobster. AR
296. In the 2014 incident, Arkinstall
was on a skiff patrol when he saw two lobster traps in the SMCA. AR 300-01.
He confirmed that the traps were in the SMCA and not just the buoys that
marked them. AR 301. He then confirmed that the traps were closed
and had bait in them. AR 301. The paint on the traps indicated that they
belonged to Crowe. AR 302. Crowe subsequently confirmed that the traps
were his. AR 302.
Arkinstall met Crowe
near Point Vicente. AR 302. He admitted that they were in the SMCA but
said the traps were set outside the SMCA and must have drifted into it. AR 303.
In a follow-up call on March 1, 2014, Crowe repeated that the wind or
waves must have pushed them in. AR
304. Crowe never admitted or denied that
he put the traps in the SMCA. AR
328.
Arkinstall investigated
the claim and integrated wind and wave conditions from windfinder.com and
UCFD.edu into his report. AR 304305. They show that there was a little bit of
wind, but it looked like it would push anything further from the coast and SMCA
instead of closer to it. AR 307. Admittedly, a current can move a trap in the
opposite direction of the wind. AR
330. Fishermen are so competitive that
DFW has had to prosecute people for moving other fishermen’s traps without
permission. AR 331-32.
For the 2017 incident, the
dates on Arkinstall’s report should read March 9 and 10 instead of 8 and
9. AR 311. The incident began when a CI informed DFW
that Crowe was conducting illegal activity of selling tailed lobsters. AR 312. Tailed lobsters are lobsters with the body removed
because most people eat the tail. AR
312. Fishermen sell the tails as “sport
packs.” AR 312. Arkinstall admitted that he only knew the
term “sport pack” from the CI. AR 340.
Arkinstall’s
investigation began on March 8, 2017. AR
313. He was in an unmarked vehicle and
saw Crowe and another commercial fisherman on board put lobster into the
receiver at the dock. AR 313. A “receiver” is a change in which lobster can
be kept alive. AR 312.
The next day,
Arkinstall, again in an unmarked vehicle, saw Crowe unload a white bucket and
place a green towel on top. AR 314. After cleanup, he grabbed the bucket and
walked to his truck. AR 315. He saw Gabrielli speak to Crowe and his deckhand. AR 314.
Arkinstall called
another warden to contact Crowe. AR 314. A half hour later, Arkinstall, now in
uniform, Hummel, and Louden then made contact with Crowe. AR 315.
Gabrielli grabbed a bag, looked at Crowe, and said “thanks”. AR 315.
Arkinstall asked Crowe if he could inspect the bag. AR 315.
Arkinstall felt lobster tails and gave the bag to Hummel. AR 315.
He then asked Crowe for
permission to inspect his receivers. AR
315. At this point, Louden had formally demanded
to see all fish that Crowe possessed. AR
315-16. Arkinstall saw the white bucket
just below Crowe’s vehicle and discovered 11 tailed lobsters inside. AR 316.
Crowe spontaneously said: “Shit.”
AR 316.
Crowe said that he was
going to take the 11 tails home to eat, but this is a violation. AR 316.
A lobster must remain whole until immediate consumption so DFW can
measure the carapace until then and confirm that the lobster meets size
requirements. AR 316. Arkinstall asked where the carapaces were,
and Crowe responded that he tailed them outside the harbor because his wife
hates the smell in the garage. AR 317. A fisherman taking broken yield home is
therefore typical. AR 342-43. Some markets will not accept a lobster with a
broken leg or antennae or will only do so for a much lower price. AR 342.
The problem was that Crowe tailed the lobsters at the dock as opposed to
his house. AR 343. Crowe lives in Redondo Beach, the same town
as the harbor in the 2017 incident. AR
344-45.
Arkinstall noticed that
Crowe had not fully filled out his daily log.
AR 317. Crowe also failed to
issue a landing receipt for the tailed lobster he gave to Gabrielli or the ones
he took home. AR 318.
Arkinstall cited Crowe for
unlawful possession of fish or wildlife under section 2002, possession of a
tailed lobster under 14 CCR section 29.90(e), and incomplete logbooks under 14
CCR section 190. AR 320-21.
b. Garcia
For the December 16, 2008
incident, Garcia was in his patrol truck when he noticed Crowe’s vessel. AR 360-61.
Once he realized that Crowe was a commercial fisherman, he approached
and performed an inspection on his catch.
AR 361. The catch was in a
barrel-like container. AR 361. Garcia measured 150 lobsters, six of which
were under the 3.25-inch carapace requirement.
AR 361.
After Garcia finished
measuring the lobsters, he confirmed that Crowe’s gauge was the same size as
his own. AR 361-62. When asked who on the crew measured the
lobsters, Crowe confirmed he did. AR
362. He acknowledged that the gauge
moved for the six lobsters at issue, which meant they were too small. AR 362.
He also stated that he needed his eyes checked. AR 362.
Based on the water temperature, Crowe and Garcia agreed that the six
lobsters needed at least another year to grow.
AR 363.
c. Ton
For the 2016 incident,
Ton and another warden were on boat patrol offshore of Redondo Beach when they observed
Crowe’s vessel through radar and binoculars.
AR 378, 380. As they approached
Crowe from the rear-left quarter, it looked like Crowe was cleaning two gray 55-gallon
barrels in the center of the deck. AR
381.
Crowe first saw Ton’s
vessel when it was about ten feet away.
AR 382. Crowe was startled, akin
to a kid caught with his hand in the cookie jar. AR 382.
Crowe immediately abandoned the barrels and walked to the right of the
vessel. AR 382-83. Ton yelled for Crowe to stop and identify
himself, but Crowe ignored the command and overturned the contents of a 35-gallon
barrel into the ocean. AR 383. Ton saw what looked like 12-15 undersized
lobsters fall into the sea. AR 383. They looked like they were the size of
crayfish, about half the required size.
AR 399. It appeared that Crowe
was trying to get rid of the barrel’s contents before the wardens could board
his vessel. AR 404.
When Ton’s vessel was
only five feet away, Ton and his fellow warden again yelled for Crowe to
stop. AR 383-84. Crowe instead walked to the left side of his
boat, lifted a white five-gallon bucket over the rail, and dumped what looked
like ten lobster tails into the ocean.
AR 384.
Crowe’s helmsman then
noticed the wardens and slowed Crowe’s boat.
AR 385. Ton boarded and asked
Crowe what he was doing. AR 385. Crowe first answered nervously that he was
cleaning his vessel. AR 385. When asked why he dumped the buckets, Crowe
admitted that he freaked out because he had tails on board that he should not
have. AR 385. When asked for details, he said there were ten
tails in the five-gallon bucket and the ten bodies plus five whole lobsters in
the 35-gallon barrel. AR 385. Ton handcuffed Crowe as he searched for more
evidence. AR 386.
For the December 2015
incident, Ton and Louden measured Crowe’s catch and discovered that two of Crowe’s
lobsters were undersized. AR
389-90. Ton did not personally measure
the lobsters, Warden Loudon did. AR
393. He did not remember how many
lobsters Crowe had on board. AR 392-93.
d. Tom Mason
Tom Mason (“Mason”) is a
Senior Environmental Supervisor with DFW’s Marine Division. AR 412.
Spiny
lobster fishing holds an important place within fishing communities. AR 417.
It dates back to the 1800s and is responsible for the third most
valuable fishery. AR 417. He helped develop the spiny lobster management plan based on a harvest
control rule that relies on logbook data and landing receipt information. AR 418.
The rule that a caught
lobster must be kept intact and meet a size minimum is important to maintain a
sustainable commercial lobster fishery.
AR 415. Size limits for any
species increase the ability of that species to reproduce before capture. AR 415.
Lobsters reach sexual maturity when between five and seven years old, or
2.5-3 inches. AR 416, 420. The minimum size to catch a lobster is 3.25
inches to ensure that lobsters live long enough to reproduce at least
once. AR 416. The reproductive output of the stock would
otherwise reduce over time, which would increase the risk of overfishing and
the lobster stock’s collapse. AR 416-17.
The Catch
per Unit Effort (“CPUE”) is the ratio of fish of lobster caught per trap
dropped. AR 420. The spiny potential ratio (“SPR”) is the
estimate of the stock’s spawning output.
AR 421. If either number drops
below a certain threshold, it may trigger management action. AR 421.
The CPUE has generally increased since 2016, and the SPR was at its peak
in around 2018. AR 420-21. The lobster population currently is healthy
because of the management measures in place.
AR 426.
e. Hummel
For the March 9, 2017 incident,
Hummel was on patrol with Louden when they made contact with Crowe at King
Harbor Marina. AR 466-67. King Harbor Marina coordinator, Gabrielli,
came up from the dock with a plastic bag.
AR 467. She gave it to
Arkinstall, who felt it and could tell that there were lobster tails
inside. AR 467. Gabrielli confirmed that Crowe gave them to
her. AR 467.
Louden asked if Crowe
had caught anything and Crowe at first said “No.” AR 467.
Louden then advised Crowe that under section 2012, all fish are to be
exhibited on demand. AR 467. Hummel does not remember what happened with
Crowe afterwards. AR 468. Arkinstall and Louden dealt with him while
Hummel stayed with Gabrielli. AR 468. After Arkinstalll and Louden completed the
investigation, Hummel gave the lobster tail bag to Arkinstall and left. AR 468.
f. Crowe
Crowe began commercially
fishing for lobster in 2004 after he purchased a boat and permit from a retired
fisherman. AR 485-86. The boat cost him $15,000 and the permit
$20,000. AR 486. As of January 2022, a lobster permit sells
for $100,000 to $130,000. AR 486.
Other fishery costs
include buoys, ropes, traps, and various pieces of electronic equipment. AR 487.
He has to replace the boat’s motor every three years. AR 487.
His costs average about $20,000 per year. AR 487.
Crowe makes about $80,000 to $100,000 a year after he subtracts the
$20,000 in costs. AR 488.
Crowe measures lobster
as soon as he raises them from the ocean floor.
AR 493. He immediately throws
undersized lobsters overboard and keeps the rest in a holding tank to keep them
alive until they can be received or sold.
AR 494. Crowe would never intentionally
take undersized lobster because they are of no value, it is in effect stealing
from oneself, and it is against regulations.
AR 497, 519.
Different wardens have
given him different instructions on how to measure lobster lengths. AR 496.
Some ask to see the gauge stand up on the carapace without touching both
sides or in between. AR 496. Others want to ensure that there is no wiggle
room when in that position. AR 496.
For the 2008 incident,
Crowe believed all his lobsters met size requirements when Garcia came
aboard. AR 494. Garcia said he thought they were undersized,
and that Crowe could work that out in court.
AR 570-71. Because Crowe was
never prosecuted for the 2008 incident, he still believed that the lobsters
were legal to take. AR 570. His impression was that the court dismissed
the case for that reason. AR 597.
Two days before the 2014
incident, Crowe set 26 traps on either side of the SMCA boundary line. AR 499.
Crowe always chooses the same spots.
AR 499-00. He plots the boundary
line to ensure that he stays out of the MLPA and SMCA. AR 500.
After Arkinstall showed
Crowe the traps he found within the SMCA, Arkinstall asked for Crowe’s map plot
data, which Crowe provided. AR 501. As to how the traps moved, factors could
include weather, kelp carried by the current, boats keelhauling them, or even
whale entanglements. AR 504-05, 556. The 2014 incident was not the first time
Crowe had to retrieve his traps from inside the MLPA. AR 505.
When he finds his gear in the MLPA, the law requires that he rail dump
whatever is inside the trap. AR 505.
For the 2015 incident,
Crowe was catching about four short lobsters for every legal one. AR 512-13.
Louden and Ton boarded the ship for a standard inspection. AR 513.
The two lobsters that they eventually deemed short were measured between
10 and 15 times. AR 514. They argued with Crowe about the gauge test,
but the wardens eventually considered them clicker fish. AR 514.
That was the same type of fish that was at issue in the 2008 incident. AR 566-567.
For the 2016 incident, Crowe
was startled when he saw a boat approach from behind because he feared a
collision. AR 516-17. He saw only a silhouette and did not know
that it was the DFW at first. AR
517. At the time, Crowe had already
tailed lobsters that octopus and other fish predation had picked apart, which
made them inferior for sale. AR 518-19. It just made more sense to consume them
himself or give them to friends and family.
AR 519. What the wardens saw him
throw overboard was not undersized lobsters, but rather the bodies of the
tailed lobsters. AR 519.
Crowe normally fills out
his logbook in the morning, save for three fields that can only be filled after
he returns: the number of shorts released, the number of legal caught, and the
number of traps serviced. AR 526.
During the 2017 incident,
Crowe had 15 tailed lobsters in a white bucket on the sidewalk as he spoke to
the wardens. AR 536. These lobsters were inferior due to
predation. AR 580. He planned to eat 11 and give four to
Gabrielli for free for a surf-and-turf meal she had planned. AR 536-37.
He could have cleaned the 11 lobsters at home, but he did not want to
hear from his wife, who is the only person in the family who does not like
lobster. AR 537.
In 2011, it was
acceptable to tail a lobster at the harbor and throw the carapace into the
water. AR 538. This was economically responsible because
crabs could feed on those entrails. AR
586. Crowe had sufficient time before
the 2017 incident to learn that the regulations had changed, but he had no
reason to do so because he had never been cited for it. AR 586.
Crowe also did not know that he needed landing receipts for fish that he
would not sell. AR 539, 580.
Crowe did not tell
Arkinstall that the white bucket had lobster tails until Arkinstall asked about
the bucket. AR 583. However, he did not try to hide the white bucket,
which was in plain sight. AR 583.
The 2017 incident is the
last time DFW has contacted him for a violation. AR 523.
Since then, DFW wardens have boarded him 15-20 times. AR 523-24.
Crowe pled nolo
contendre on two different occasions for three of the incidents; the 2015 and
2016 incidents were part of the same hearing.
AR 510-11.
Crowe now understands
that, if he is going to gift a lobster, he should wait until he meets his buyer
to tell him that. AR 540-41. The buyer will then fill out his own fish log
and exclude those lobsters. AR 541. He also was remorseful that he continued to
tail lobsters after they changed regulations for tailing lobsters in 2010. AR 544.
Crowe has learned his
lesson in small increments about taking fish for personal consumption and other
violations. AR 598. He has a lot of respect for DFW and
Commission, and he understands that the standards for a commercial fisherman
are higher than for a recreational one.
AR 598. It has been almost six
years since the 2017 incident, and no time in court is worth taking him out of
the fishery he uses to provide for his family.
AR 598. If given the chance,
Crowe will ensure that DFW does not hear negative things about him again. AR 598.
5. The ALJ’s Proposed Decision
On March 21, 2022, the
ALJ issued a Proposed Decision to suspend Crowe’s Licenses for one year. AR 686-706.
Of the ten causes for
discipline in the Accusation, DFW had abandoned the third and fifth. AR 201.
Crowe’s criminal convictions proved four causes of action. AR 688-91, 700-01. The convictions show that he violated
sections 2012 and 2002 during the 2017 incident (AR 689), section 5508 in the
2016 incident (AR 690-91), and section 8252 in the 2015 incident (AR 691).
DFW also provided
sufficient evidence to prevail on allegations that Crowe violated 14 CCR
sections 29.90(e) and 190(c) in the 2017 incident (AR 691-92, 701-03), 14 CCR
section 632 in the 2014 incident (AR 693-94, 703-04), and sections 7857(b) and
8252 in the 2008 Incident (AR 694, 704).
Crowe testified that he
has been commercial fishing for more than 20 years on his own Licenses. AR 695.
He testified that he did not place his two buoys in the SMCA and offered
possible explanations how they got there, including someone moving his traps or
a fisherman tying up to a buoy, causing it to drag. AR 695.
For the March 9,
2017 incident, Crowe testified that when the warden demanded to see his fish,
he thought the warden only wanted to see those he intended to sell. AR 695.
He did not intend to sell the tailed lobsters but rather to take them
home. AR 695. His motive to tail the lobsters he was taking
home was to avoid placing carapaces in his trash can because his wife hated the
smell. AR 695. He admitted that he did not understand the
requirement for a landing receipt for lobsters taken for personal consumption. AR 695.
The applicable statute does not require a landing receipt for fish held
for personal consumption but it is applicable to any transfer of fish. AR 696.
Crowe testified that he now presents all of his fish to a buyer who
prepares a landing receipt. AR 696.
Since the 2017
incident, DFW wardens have boarded his boat 20 times without additional
citation. AR 696. Crowe has also cooperated with DFW investigations
of other fishermen. AR 696.
As for the penalty, the
purpose of disciplinary proceedings is not to punish the licensee but to protect
the public. AR 700. Neither DFW nor Commission has issued guidelines
for discipline applicable to this situation.
AR 704. However, section 12154
lists factors to consider when deciding on the appropriate discipline against a
hunting or sport fishing license. AR 704. These include the nature, circumstances,
extent, and gravity of the violations; the person’s culpability for the
violations; and the injury to natural resources caused by the violations. AR 704.
Other regulatory agencies consider similar factors. AR 704-05.
These factors are useful in determining the appropriate discipline for
Crowe’s Licenses. AR 704.
DFW seeks to protect
a valuable public resource through the Accusation. AR 700.
The laws regarding the taking of waters have been developed to protect
lobster stock, a resource of great value to California. AR 696-97. Mature and uninjured lobsters have
substantial value to fisherman as shown by the fact that the lobsters
confiscated from Crowe in 2016 were sold for just under $35 per lobster. AR 697.
The law places a minimum size on lobsters and the taking of undersized
lobsters threatens to erode lobster stock.
AR 697. Disallowing the tailing
of lobsters ensures that only properly sized lobsters are taken. AR 697.
Lobster fishermen are required to report their catches and the number of
undersized lobsters returned to the ocean so that DFW can gather data to
regulate the trade and evaluate the health and viability of the stock. AR 697.
While the harm from
Crowe’s misconduct is not quantifiable, the potential for harm is
significant. AR 705. Crowe’s actions prevented lobsters from
laying hundreds of thousands of eggs. AR
705. He may have mismeasured the
lobsters without intent to violate the law, but the rules that proscribe
tailing lobsters are clear and he was caught more than once with tailed
lobsters. AR 705.
Crowe’s last
violation was five years ago, despite frequent DFW inspections. AR 705.
The evidentiary significance of misconduct is diminished in the absence
of recent and similar misconduct. AR 705.
In light of this, the ALJ
did not think that outright revocation was necessary to protect the public or
aquatic resources. AR 705. Given that he has been on a lawful course
since 2017, the loss of one year’s income via license suspension should be
enough for Crowe to understand his obligation to fish in a responsible
manner. AR 706.
6. The Parties’
Responses to the Proposed Decision
DFW opposed the ALJ’s
Proposed Decision and asked Commission to revoke the Licenses. AR 161-65.
DFW asserted that a one-year suspension is woefully
inadequate given Crowe’s pattern of repeated misconduct. AR 164.
A suspension for one lobster season is not enough to keep Crowe off the
water or allow rehabilitation. AR 164. Crowe testified that he is remorseful and has
learned his lesson, but his violations and criminal convictions show that the
violations may continue. AR 164.
Crowe asked
Commission to adopt the ALJ’s Proposed Decision in its entirety. AR 166-71.
He asserted that because he harvests thousands of lobsters per year, the
number of lobsters at issue in the five incidents render his violations
relatively minor. AR 169. Because he only tailed lobster to avoid doing
so at home, the extent of the harm was minimal and grossly disproportionate to
any revocation of his Licenses. AR 170.
6. The
Commission’s Proceeding
On April
20, 2022, Commission held a closed session to consider the Proposed Decision. AR 181-88.
Commission voted to reject the Proposed Decision and issued a notice of
non-adoption of the Proposed Decision on May 4, 2022. AR 242-43.
The
Commissioners discussed the Accusation in executive session at its August 17,
2022 meeting. AR 654.
Counsel for DFW argued that the ALJ erred in recommending
only a one-year suspension. AR 657-58. The ALJ found that Crowe committed eight
violations across six dates spanning ten years, all related to commercial spiny
lobster fishing. AR 658. Perhaps the most egregious of these violations
was the destruction of evidence in the 2016 incident. AR 659.
Mason
testified that the regulations at issue are important from a biological
perspective. AR 659. They protect the species’ reproductive output
and prevent collapse of the stock. AR
659-60. Despite this, paragraphs 17 and
18 of the Proposed Decision are based on a flawed conclusion that revocation is
not necessary to protect marine resources.
AR 660.
DFW argued
that the Proposed Decision also is inconsistent with past Commission decisions. AR 660.
In one such decision, the licensee, Tecklenburg, committed violations of
taking and possessing lobster on three occasions, with a total of 25 undersized
lobsters recovered. AR 660-61. When combined with the other violations, the
situation merited a lifetime revocation of Crowe’s Licenses. AR 661.
The facts of this case warrant revocation because they reflect a long-standing
disregard for the applicable rules. AR
661. Crowe testified that he was
remorseful, but it strains credulity to presume he was remorseful after the
violations for which he was convicted.
AR 661. An appropriate discipline
for Crowe is important to deter other bad actors and affirm the faith of
law-abiding fishermen. AR 663.
Crowe replied
that he had a “heavy heart and much regret” over the actions at issue in the
Accusation. AR 664. He has cooperated with DFW in various matters
before to protect the health and the sustainability of the fishing industry
from which he derives his income. AR
665-66. He has accepted responsibility
for the violations at issue and has changed his own behavior over the last five
years to avoid any future violations. AR
666.
Crowe’s counsel
added that Crowe is not a poacher. AR
668. The issue before Commission was not
revocation versus suspension. AR
668. Even DFW admitted that revocation
is the most severe penalty. AR 668. While revocation is recommended for other
forms of misconduct, Crowe’s actions do not require that. AR 668-69.
This is not a nine-year period of lawbreaking; it is a single incident
in 2008 plus four more between 2014 and 2017.
AR 671.
Crowe’s
counsel noted that Crowe was not asking that he be returned to the fishery
without penalty. He asked Commission to impose
a lesser remedy that will allow him to get back to the fishery at some point
and continue working where he had worked for the last 18 years. AR 670-71.
8. The
Final Decision
On October
27, 2022, Commission issued the Final Decision suspending Crowe’s Licenses for
five years. AR 682-84. Commission adopted the Proposed Decision’s Factual
Findings 1-38 and Legal Conclusions 1-16.
AR 682.
As to concealment of evidence, Crowe threw illegally
possessed lobster tails overboard in response to the impending boarding in the
2016 Incident. AR 683. In the 2017 incident, he did not identify a
bucket containing lobster tails despite the DFW wardens’ demands that he display
all fish caught. AR 683. He only acknowledged that tails were inside
after a warden inspected the bucket. AR
683. The multiple violations demonstrating
an intent to conceal misconduct weakens the limited evidence of rehabilitation. AR 683.
Crowe’s
testimony demonstrates a continued effort to downplay culpability. AR 683.
He deflected responsibility for the placement of traps in the SMCA in
the 2014 incident and concealment of evidence.
AR 683. The impact in a marine
protected area like the SMCA is significant because such areas are a particularly
important public resource. AR 683.
Per Factual
Finding 34, DFW has repeatedly boarded Crowe since the 2017 incident without
issuing any citations. AR 683. Crowe also testified that he has changed his
fishing practices and record keeping practices.
AR 683.
Crowe presented no other evidence of rehabilitation besides
his own testimony and the passage of time.
AR 683. The limited evidence of
rehabilitation is insufficient to overcome the nature of the violations. See In the Matter of the Accusation
against David Hornbaker, (“Hornbaker”) Agency Case No. 17ALJ02-FGC.[4] AR 683.
His support of the Proposed Decision’s one-year suspension seems to
concede that his evidence of rehabilitation is insufficient. AR 683.
Factual Findings 24-27 and 31, and Legal Conclusion 13
demonstrate that Crowe unlawfully placed traps in an MPA. California’s network of MPAs is a
particularly important public resource and impacts within an MPA are
particularly significant. See In
the Matter of the Accusation against Pacific Star Sportfishing, LLC et al.,
Agency Case No. 15ALJ08-FGC. AR 683.
Factual
Findings 16 and 21-22 demonstrate Crowe’s repeated efforts to conceal
misconduct by throwing illegally possessed tails overboard when approached by a
DFW vessel, and in a separate incident, failing to identify a bucket containing
lobster tails when repeatedly asked to display all fish caught, only
acknowledging the bucket after a warden inspected it. AR 683.
Such violations are significant and a history of concealing misconduct
weakens the limited evidence of rehabilitation.
AR 683.
Factual Findings 5-29 demonstrate a substantial number of
violations over many years. AR 684. Where a person commits repeated violations in
disregard for public resources and shows a lack of sincere remorse, revocation
of licenses is warranted. See In
the Matter of the Accusation against Troy Tecklenberg, Agency Case No.
15ALJ04-FGC. AR 683. Despite this, Crowe has expressed an intent
to change other practices to avoid future violations. AR 684.
He will change how he documents landings in his logbook, will avoid
retaining any lobsters whose legal size is unclear, and admitted that much of
what he did violated the law. AR
684. These actions suggest that
revocation is not the appropriate remedy.
AR 684.
The
Proposed Decision’s one-year suspension is the same discipline Commission
imposed for a serious, yet isolated violation, in In the Matter of the
Accusation against Gerald Wetle, Agency Case No. 17ALJ05-FGC. AR 683-84.
This precedent suggests that a one-year suspension is inconsistent with Crowe’s
number of violations over many years. AR
684. Commission ordered a five-year
suspension of Crowe’s Licenses. AR 684.
E.
Analysis
Petitioner
Crowe does not dispute his guilt for any of the sustained charges. Rather, he contends that the five-year
suspension of his Licenses is excessive because Commission’s findings on
penalty are unsupported, and its conclusion is an abuse of discretion.
1. The Penalty May Be Overturned Only for a Manifest
Abuse of Discretion
Crowe contends that the court has “wide discretion” to
determine whether an administrative agency has abused its discretion when
imposing a penalty. “Although the
Department's discretion with respect to the penalty is broad, it does not have
absolute and unlimited power. It is bound to exercise legal discretion.…The
discretion intended, however, is not a capricious or arbitrary discretion, but
an impartial discretion, guided and controlled in its exercise by fixed legal
principles. Harris v. Alcoholic Bev. Etc. Appeals Bd., (1965) 62
Cal. 2d 589, 594-95 (acts over eight-day period of serving beer to minors, serving
wine to investigators, and serving beer to intoxicated person, although imputed
to the licensee, were not of nature requiring license revocation). See also Magit v. Board of Medical Examiners, (1961) 57 Cal. 2d 74, 88 (in
determining whether agency abused its discretion, trial court must consider all
the circumstances, including that revocation of medical license would prevent
medical doctor from being gainfully occupied in his profession); Walsh
v. Kirby, (1974) 13 Cal. 3d 95, 105, ,n. 13 (department practice of
building evidence of three or more illegal sales before filing accusation in
order to justify license revocation was arbitrary because it made the gradation
of penalties set forth in regulations superfluous); O'Reilly
v. Board of Medical Examiners, (1967) 66 Cal. 2d 381, 388 (licensee’s
good faith in allowing foreign doctors to assist him did not justify a penalty
greater than probation); Turner v. Hatch, (1971) 14 Cal. App. 3d 759,
765 (maximum penalty of revocation of electronics
repair dealer’s registration for technical violation would be abuse of
discretion).[5]
From this caselaw, Crowe concludes that this court has broad
discretion to take all facts into consideration and make its own judgment whether
the punishment was excessive. Pet. Op.
Br. at 9-11; Reply at 2-4.
Crowe draws the wrong conclusion from the case law about the
standard of review for license discipline.
Commission, not the court, has broad discretion with respect to the
licensure penalty. It is well settled
that the purpose of license discipline is to protect the public, not to punish
the licensee. See e.g., Camacho
v. Youde, (1979) 95 Cal.App.3d 161, 164.
The propriety of a penalty imposed by an
administrative agency is a matter in the discretion of the agency, and its
decision may not be disturbed unless there has been a manifest abuse of
discretion. Lake v. Civil Service Commission, (1975) 47 Cal.App.3d
224, 228; Borden v. Division of Medical Quality, (Borden”)
(1994) 30 Cal.App.4th 874, 884. The policy
consideration underlying this allocation of authority is the expertise of the
administrative agency. Cadilla v. Board of Medical Examiners, (1972) 26 Cal.App.3d
961.
Contrary to Crowe’s contention, the court may not substitute
its judgment on the proper penalty in place of the discretion of the
administrative agency. Nightingale v. State Personnel Board, (“Nightingale”)
(1972) 7 Cal.3d 507, 515; Deegan v. City of Mountain View, (“Deegan”)
(1999) 72 Cal.App.4th 37, 45. “If
reasonable minds may differ as to the propriety of the penalty imposed, there
has been no abuse of discretion. It is
only in the exceptional case, when it is shown that reasonable minds cannot
differ on the propriety of the penalty, that an abuse of discretion is
shown.” Deegan, supra, 72
Cal.App.4th at 46-47 (citations omitted). The caselaw cited by Crowe is not to the
contrary.
Thus, Commission has broad discretion with respect to the
licensure penalty and the court may reverse Commission’s decision to impose a
five-year suspension only if it is a clear abuse of discretion. In making this evaluation, the court may not simply
substitute its judgment on the proper penalty for that of Commission.
2. Commission’s
Factual Findings for the Penalty Are Mostly Supported
Crowe argues
that some of Commission’s findings and conclusions are unsupported by the
weight of the evidence.
a. Limited Evidence of Rehabilitation
Commission concluded that Factual Findings 16 and 21-22
demonstrate Crowe’s repeated efforts to conceal misconduct by throwing
illegally possessed tails overboard when approached by a DFW vessel, and, in a
separate incident, by failing to identify a bucket containing lobster tails
when repeatedly asked to display all fish caught, only acknowledging the bucket
after a warden inspected it. AR
683. Commission found that these violations
are significant, and a history of concealing misconduct weakens the limited
evidence of rehabilitation. AR 683. Crowe’s support of the Proposed Decision’s
one-year suspension seems to concede that his evidence of rehabilitation is
insufficient. AR 683.
Crowe contests the
finding that his support of the Proposed Decision’s one-year
suspension seems to concede that his evidence of rehabilitation is
insufficient. AR 683. He never conceded that there was limited evidence of
rehabilitation and his support for the one-year suspension is based on his
remorse and recognition that he is accountable for his misconduct. AR 666-67. Pet. Op. Br. at 14.
The court
agrees in part. Commission correctly
concluded that there is limited evidence of rehabilitation. Crowe presented no other evidence of rehabilitation besides
his own testimony and the passage of time.
AR 683. There were no witnesses
to his character, and no witnesses other than himself for his conduct since the
offenses, boardings by wardens without finding a violation, and the correction
of his record-keeping. The
rehabilitation evidence was weak. However,
Crowe is correct that his support for the ALJ’s proposed one-year suspension is
not a concession about his rehabilitation.
Rather, it was a litigating position implicitly acknowledging his guilt
and that Commission would impose at least a suspension. No conclusion can reasonably be drawn about
rehabilitation from his support for the ALJ’s proposed one-year
suspension.
b. Concealment
Commission found that during the 2016 incident Crowe threw illegally
possessed lobster tails overboard in response to the impending boarding. AR 683.
In the 2017 incident, he did not identify a bucket that had lobster
tails despite the DFW wardens’ demands to display all fish caught. AR 683.
He only acknowledged that tails were inside after a warden inspected the
bucket. AR 683. A history of violations with an intent to
conceal misconduct weakens the limited evidence of rehabilitation. AR 683.
Crowe
challenges Commission’s conclusion. The
ALJ never concluded that Crowe made efforts to conceal misconduct. For Factual Finding 16, Crowe was in the
process of carrying all lobster from his fishing vessel to his vehicle, and the
ALJ made no finding that Crowe concealed lobsters. Pet. Op. Br. at 14.
As Commission’s opposition states, whether the ALJ failed to
conclude that Crowe concealed his misconduct is irrelevant because it is
Commission’s findings that are at issue.
See Opp. at 18-19. An
agency may reject an ALJ’s proposed decision and decide the case upon the
record, including the transcript, with or without taking additional evidence
but affording the parties the opportunity to present argument before the agency
itself. Govt.
Code §11517(c)(2)(E). “[T]he proposed
decision thereafter serves no identifiable function in the administrative
adjudication process.” 2 Cal. Jur.3d Admin. Law § 611; Alford
v. Department of Motor Vehicles, (2009) 79 Cal.App.4th 560, 566-67. Commission rejected the ALJ’s proposed
decision and followed the statutory procedure for deciding the case
itself. Commission was entitled to
render its own decision and order, even after it adopted the balance of the
ALJ’s proposed decision. Govt.
Code §11517(c)(2)(E).
The facts support Commission’s
conclusion that Crowe tried to conceal his misconduct. First, on January 17, 2016, Warden Ton approached Crowe as his vessel returned
to King Harbor from a fishing trip. AR
59. When Crowe saw Ton, he looked
startled and immediately moved toward a 35-gallon-grey barrel on the right side
of his boat. AR 59. Ton shouted: “State Fish and Wildlife. Stop.”
AR 59. Crowe ignored the order
and dumped the 35-gallon barrel containing 12-15 undersized lobsters over the
side. AR 59. Despite two more directions to stop, Crowe
walked quickly to the left side of his vessel and unloaded a white five-gallon
bucket of lobsters over the left rail.
AR 59. When the wardens boarded,
Ton asked Crowe why he dumped the two barrels into the oceans. AR 59.
Crowe first nervously stated that he was just cleaning out the barrels
and then admitted that he did something stupid that he should not have
done. AR 59. This is evidence of concealment.
Second, on March 10, 2017, Louden approached Crowe as he was walking from his boat
to his truck. AR 55. Crowe denied that he caught any lobster either
that day or the day before. AR 55. Crowe also stated that the vessel did not
have any fish in it. AR 55. Louden asked whether Crowe understood section
2012, which requires fishermen to exhibit all fish upon demand from a
warden. AR 55, 89. He then made a formal demand to see the
vessel and Crowe’s gear. AR 55. Crowe repeated that he had no fish in the
vessel. AR 55. Crowe gave permission to inspect the
receivers next to his vessel. AR
45. As Warden Arkinstall approached and
saw a white bucket near Crowe’s truck, Crowe said: “Shit.” AR 46, 55.
When asked why he did not mention the bucket, Crowe said he forgot and
was not trying to hide it. AR 55. He also asserted that the reason that the bucket
was off to the side was that he set it down after accidentally dumping out
trash cans on the dock. AR 55. Arkinstall did not see any sign of spillage
from trash cans, and he had not heard or seen a spill when he was watching
Crowe earlier. AR 46. Arkinstall and Louden both inspected the
bucket and found 11 lobster tails under a damp towel. AR 46, 55.
See also AR 313-16.
Despite Crowe’s protestation, this is evidence of concealment.
c. Remorse
Commission found that Factual Findings 5-29 demonstrate a
substantial number of violations over many years. AR 684.
Where a person commits repeated violations in disregard for public
resources and shows a lack of sincere remorse, revocation of licenses is
warranted. See In the Matter
of the Accusation against Troy Tecklenberg, (“Tecklenberg”) Agency
Case No. 15ALJ04-FGC. AR 683. Despite this fact, Crowe expressed an intent
to change other practices to avoid future violations. AR 684.
He will change how he documents landings in his logbook, will avoid
retaining any lobsters whose legal size is unclear, and admitted that much of
what he did violated the law. AR
684. These actions suggest that
permanent revocation is not the appropriate remedy. AR 684.
Crowe argues
that Commission’s conclusion is unwarranted.
While Crowe did admit to committing five separate law violations in the
course of his lengthy career as a commercial fisherman, he did not do so
without remorse. He expressed remorse
during his testimony at the hearing (AR 598) and during his statement to
Commission. AR 664-67. The ALJ was present during Crowe’s testimony
and was able to judge his credibility. Pet. Op. Br. at 14-15.
Crowe misunderstands Commission’s reference to remorse. Commission’s decision noted that its decision
in Tecklenburg stated that repeated violations show a
disregard for the Department’s mission of managing wildlife resources for the
public’s use and enjoyment, and coupled with a lack of sincere remorse,
requires permanent licensure revocation.
Commission concluded that, despite his substantial number of violations,
Crowe expressed an intent to change his practices, suggesting that revocation
is not the correct remedy. Thus,
Commission distinguished Tecklenberg based on Crowe’s remorse. See Opp. at 17.
Crowe’s challenges to Commission’s findings are mostly
lacking.
3. The Five-Year Suspension Is Not
a Manifest Abuse of Discretion
Because neither DFW
nor Commission has disciplinary guidelines for commercial fisherman, the ALJ
applied by analogy section 12154. That
provision lists factors to consider when deciding on the appropriate discipline
against a hunting or sport fishing license: (a) the nature, circumstances,
extent, and gravity of the violations; (b) the person’s culpability for the
violations; and (c) the injury to natural resources caused by the violations. AR 682, 704.
Crowe does not dispute the applicability of section 12154 factors. See Pet. Op. Br. at 12-13.[6]
Crowe argues that the five-year suspension is “an abusive swinging of the hammer of power
to strike [Crowe] with nearly the worst sentence possible.” Commission’s decision is what one expects in
an arbitrary system wherein punishment is meted out with a single goal in mind,
imposition of the stiffest sentence possible. The ALJ’s decision was guided by
criteria imposed by section 12154 but the Commission’s decision was guided by
no criteria other than “wild west justice” glossing over all the circumstances of
the case and creating aggravating facts to support its abusive punishment. Pet. Op. Br. at 12-13.
The ALJ concluded that Crowe’s conduct had some appreciable impact on the natural
resources as he had tailed lobster on multiple occasions and had mismeasured
some lobsters. AR 705. However, Crowe had not committed these acts
on any commercial scale or in gross quantities. The ALJ found compelling evidence of
rehabilitation, the fact that Crowe had been subjected to numerous inspections
by DFW wardens without a violation for five years since the last incident in
March of 2017. AR 705. In
concluding that Crowe had established a period of rehabilitation, the
ALJ followed the guidance of other regulatory agencies (State Bar and the
Department of Real Estate) in determining whether sufficient rehabilitation had
been established. AR 705. Pet. Op. Br. at 13.
Crowe concludes
that the punishment pronounced by Commission should be reserved for
those that engage in the most serious acts of poaching, including fishing out
of season or retaining prohibited species. The five-year suspension of Crowe’s
commercial fishing license and lobster permit is excessive and constitutes an
abuse of discretion by Commission. Pet.
Op. Br. at 14.
Consideration of the section 12154 factors shows the
following.
a. Circumstances
of the Misconduct
Commission (and the
ALJ) concluded that Crowe is subject to discipline based on his four criminal convictions
for misconduct over a nine-year period.
AR 700-01. For the 2008 incident,
Crowe was convicted and subject to discipline for possessing undersized spiny
lobsters in violation of section
8252. AR 704. For the 2014 incident, Crowe was convicted
and is subject to discipline for attempting to take lobster in a SMCA in
violation of 14 CCR section 632. AR 703-04.
For the 2017 incident, Crowe was convicted and is subject to discipline
for violating section 8043(a) by
delivering lobsters without generating a landing receipt (AR 701-02) and 14 CCR
section 190 by not completing his logbook
(AR 702-03).
Crowe’s violations
were numerous and committed over a protracted period. None appears particularly serious, but the
importance of the policies violated by Crowe is a matter committed to
Commission’s discretion.
b. Culpability
Crowe committed a substantial number of violations over nine
years. AR 684. For the 2016 and 2017 incidents, he made efforts
to conceal his misconduct by throwing illegally possessed tails overboard when
approached by a DFW vessel, and in a separate incident, by failing to identify
a bucket containing lobster tails when repeatedly asked to display all fish
caught. AR 683. The efforts to conceal are significant,
making Crowe more culpable than for mere violations. AR 683.
c. Injury to Natural Resources
Commission found that Crowe’s
unlawful placement of traps within the SMCA had the potential to substantially
impact a significant natural resource.
AR 683. The impact in a marine
protected area like the SMCA is significant because such areas are a
particularly important public resource.
AR 683. California’s network of
MPAs is a particularly important public resource and impacts within an MPA are
particularly significant. See In
the Matter of the Accusation against Pacific Star Sportfishing, LLC et al.,
Agency Case No. 15ALJ08-FGC (disciplinary
action against a commercial passenger fishing vessel license for, inter alia,
taking passengers fishing in a closed marine reserve). AR 683.
Crowe’s violations both caused and had the potential to cause
significant harm to the State’s lobster fishery “in that hundreds of thousands
of eggs could not be laid by the undersized lobsters taken by [him].” AR 705.
d. Rehabilitation
The ALJ relied on the passage of five years between Crowe’s March
2017 violation and the January 2022 hearing, as well as his fishing without
incident during that period even though he was regularly inspected, to show
rehabilitation. AR 705.
This is a bit simplistic.
The period between Crowe’s March 2017 misconduct and the March 27, 2019 Accusation
was only two years. While it took almost
another three years for the Accusation to be heard, the two-year period is most
relevant. It would take a brazen
offender to commit more violations while an accusation is pending against
him. Most people are on their best
behavior during such a period and the lack of misconduct while accused does not
reflect significantly on rehabilitation.
The two-year period between Crowe’s misconduct and the Accusation is not
lengthy and does not show rehabilitation.
Undermining Crowe’s rehabilitation is that he twice made
attempts to conceal evidence. A history
of violations with intent to conceal misconduct weakens the limited evidence of
rehabilitation. AR 683.
Crowe’s testimony demonstrates an effort to downplay culpability. AR 683.
He deflected responsibility for the placement of traps in the SMCA in
the 2014 incident and his concealment of evidence. AR 683.
These facts also undermine rehabilitation.
Commission found that Crowe presented no other evidence of
rehabilitation besides his own testimony and the passage of time and that the limited
evidence of rehabilitation is insufficient to overcome the nature of the
violations. See Hornbaker,
supra, Agency Case No. 17ALJ02-FGC.
AR 683. In Hornbaker, Commission concluded that the mere passage
of time is insufficient evidence of rehabilitation to avoid revocation where
only he testified but called no other witnesses to describe his rehabilitation
efforts, current commercial fishing practices, or present character, he
downplayed his culpability for the violations by characterizing them as
inadvertent mistakes, he did not address his dishonesty with Department wardens
and attempts to conceal his violations.
The court agrees
with Commission that Hornbaker is on point. Se Opp. at 14-15. Crowe claimed to have learned from his
mistakes and urged Commission to consider the passage of time since his last
known violation. Yet, he only presented
self-serving testimony as evidence of rehabilitation, downplayed his culpability,
and denied evidence of dishonesty and concealment.
Despite these facts, Commission found that DFW has
repeatedly boarded Crowe since the 2017 incident without issuing any
citations. AR 683. Crowe also testified that he has changed his
fishing practices and record keeping practices and has expressed an intent to
change other practices to avoid future violations. AR 683-84.
He will change how he documents landings in his logbook, will avoid
retaining any lobsters whose legal size is unclear, and admitted that much of
what he did violated the law. AR
684. These actions suggest that
revocation is not the appropriate remedy.
AR 684.
Commission found that the ALJ’s proposed one-year suspension
is the
same discipline the Commission imposed for a serious yet isolated violation in In
the Matter of the Accusation against Gerald Wetle, Agency Case No.
17ALJ05-FGC. AR 683-84. A one-year suspension is inconsistent with
Crowe’s number of violations over nine years.
AR 684. As a result, Commission
ordered a five-year suspension of Crowe’s Licenses. AR 684.
e. Conclusion
Given the number of Crowe’s offenses, his efforts to conceal
and downplay his misconduct, the weak evidence of rehabilitation, the potential
harm to natural resources, and Commission precedent, the court cannot say that the
five-year suspension was a manifest abuse of discretion.
F. Conclusion
The Petition is
denied. Commission’s counsel is ordered
to prepare a proposed judgment, serve it on Crowe’s counsel for approval as to
form, wait ten days after service for any objections, meet and confer if there
are objections, and then submit the proposed judgment along with a declaration
stating the existence/non-existence of any unresolved objections. An OSC re: judgment is set for October 19,
2023 at 9:30 a.m.
[1]
Although Crowe contends that Commission’s opposition does not clearly agree
that the independent standard of review applies (Reply at 4), it does so. Opp. at 12.
[2]
All further statutory references are to the Fish & Game Code unless
otherwise stated.
[3]
Arkinstall testified that the dates on
his report should read March 9 and 10 instead of 8 and 9. AR 311.
[4]
Government
Code section 11425.60(a) authorizes Commission to rely on agency decisions that
have been designated as precedential.
[5]
Crowe
also relies on public employee discipline cases. See Skelly v. State Personnel Board, (1975) 15 Cal. 3d 194, 21718 (public agency has a broad discretion
for discipline, but it does not have absolute and unlimited power); Carroll
v. Civil Service Commission (1970) 11 Cal. App. 3d 727, 729-30, 733
(dismissal was abuse of discretion for employee who stole $1 from the
employees' coffee fund and initially denied taking it); Szmaciarz v. State
Personnel Board, (1978) 79 Cal. App. 3d 904, 921 (abuse of discretion may
be found if the penalty was clearly excessive).
[6] Crowe
argues that, while Commission’s opposition argues that it considered section 12154, nothing in the
record indicates that it did so. Reply
at 5. Not so. Commission’s decision
expressly adopted the ALJ’s finding on the applicability of section 12154. AR 682.
Commission was not required to make findings on these section 12154
factors. Govt. Code section 11425.10(a)(6)
does not require penalty findings. Williamson
v. Board of Medical Quality Assurance, (1990) 217 Cal.App.3d 1343, 1346
(referring to former Govt. Code §11518).
The agency is only required to justify the penalty imposed, including a
statement of the factual and legal basis for the decision, and there is no
legal obligation to outline the reasons for rejecting a lesser form of
discipline. Oduyale v. California
State Board of Pharmacy, (2019) 41 Cal.App.5th 101, 113.