Judge: John J. Kralik, Case: 24BBCV00304, Date: 2024-06-07 Tentative Ruling

Case Number: 24BBCV00304    Hearing Date: June 7, 2024    Dept: NCB

 

Superior Court of California

County of Los Angeles

North Central District

Department B

 

 

rene de la nuez,

 

                        Plaintiff,

            v.

burbank healthcare, inc. dba burbank healthcare and rehabilitation center, et al.,

 

                        Defendants.

 

  Case No.: 24BBCV00304

 

  Hearing Date:  June 7, 2024

 

 [TENTATIVE] order RE:

demurrer

 

BACKGROUND

A.    Allegations

Plaintiff Rene De La Nuez (“Plaintiff”) alleges that he is an elder.  He alleges that Defendants Burbank Healthcare, Inc. dba Burbank Healthcare and Rehabilitation Center and Burbank Healthcare LLC dba Burbank Healthcare and Rehabilitation Center (collectively, “Burbank Healthcare”) were in the business of providing long term custodial care as a 24-hour skilled nursing facility at Burbank Healthcare and Rehabilitation Center facility (“Facility”).  Plaintiff alleges that Defendants Longwood Management LLC and Longwood Management Corp. (collectively, “Longwood”) were engaged in operating/managing the Facility.  Plaintiff refers to Burbank Healthcare and Longwood as “Facility Management.”  Plaintiff alleges that Defendant Ayuna K Panossian, M.D. was a licensed physician who was providing care and treatment to Plaintiff at the Facility, and that Defendants Ayuna K. Panossian, M.D. (a professional corporation) and Facility Management are vicariously liable for Dr. Panossian’s actions.  Plaintiff alleges that Defendant California Wound Healing Medical Group, Inc. (“CWHMG”) provides care, wound management, and wound treatment to residents at the Facility.  Defendant Joseph A. Addiego, D.P.M. is alleged to have provided podiatric and/or wound care to Plaintiff at the Facility and Defendants Joseph A. Addiego, D.P.M. (a professional corporation), CWHMG, and Facility Management are alleged to be vicariously liable for Dr. Addiego’s actions.

Plaintiff alleges that he was admitted to the Facility on September 28, 2022 under the primary care of Dr. Panossian for skilled nursing care and physical, speech, and occupational therapy, following a stay at Providence St. Joseph Medical Center (“Providence”).  Plaintiff alleges his medical history at the time included cerebrovascular incident (stroke) with resident left-sided weakness and diabetes mellitus.  On September 29, 2022, physical and occupational therapy evaluations were completed, and Plaintiff was noted to require assistance for activities of daily living including maximal assistance for bed mobility and transfers.  On December 7, 2022, Dr. Panossian noted that Plaintiff should use a walker for mobility.  On April 7, 2023, Plaintiff’s records noted a left lateral foot wound and a left lateral ankle wound, and wound care was provided by CWHMG and Dr. Addiego.  Plaintiff alleges wound care was provided weekly but on May 12, 2023, records indicated that the left lateral ankle wound involved bone and in June to August 2023, there were signs of infection in the left foot wounds.  On September 1, 2023, Plaintiff was transferred to the emergency department at Providence.  Plaintiff was diagnosed with gangrene and he underwent an above-the-knee amputation on the left leg on September 8, 2023.  On October 1, 2023, Plaintiff was transferred from Providence to a different skilled nursing facility. 

The complaint, filed on February 6, 2024, alleges causes of action for: (1) elder abuse/neglect (Welfare & Institutions Code, § 15600 et al.) against Burbank Healthcare and Longwood; (2) elder abuse/neglect (Welfare & Institutions Code, § 15600 et al.) against Panossian Defendants, CWHMG, and Addiego Defendants; (3) negligence against all Defendants; and (4) violation of Patient Bill of Rights (Health & Safety Code, § 1430(b)) against Burbank Healthcare and Longwood. 

B.     Demurrer on Calendar

On April 23, 2024, Defendants Joseph A. Addiego, D.P.M (an individual, “Dr. Addiego”) and Joseph A. Addiego, D.P.M. (a professional corporation, “Addiego Corporation”) (collectively, “Addiego Defendants”) filed a demurrer to the 2nd cause of action in the complaint. 

On May 24, 2024, Plaintiff filed an opposition brief.

On May 31, 2024, Addiego Defendants filed a reply brief.

DISCUSSION

Addiego Defendants demur to the 2nd cause of action for elder abuse/neglect in the complaint on the ground that it fails to state sufficient facts to constitute a cause of action. 

            A plaintiff must prove more than simple or even gross negligence in the provider’s care or custody of the elder or dependent adult.  (Carter v. Prime Healthcare Paradise Valley LLC (2011) 198 Cal.App.4th 396, 405.)  The plaintiff must prove by clear and convincing evidence that defendant was guilty of recklessness, oppression, fraud or malice in the commission of the neglect, which applies essentially the equivalent standard to support punitive damages.  (Id.; Welf. & Inst. Code, § 15657.)  The enhanced remedies are available only for acts of egregious abuse against elder or dependent adult.  (Carter, supra, 198 Cal.App.4th at 405.) “‘Recklessness’ refers to a subjective state of culpability greater than simple negligence, which has been described as ‘deliberate disregard’ of the ‘high degree of probability’ that an injury will occur” and rises to the level of a conscious choice of a course of action with knowledge of the serious danger to others involved in it.  (Delaney v. Baker (1999) 20 Cal.4th 23, 31-32.)  Unlike negligence, recklessness involves more than inadvertence, incompetence, unskillfulness, or a failure to take precautions.  (Id. at 31.)

            There are several factors that must be pled with particularity, including: (1) defendants had responsibility for meeting the basic needs of the elder or dependent adult, such as nutrition, hydration, hygiene or medical care; (2) defendants knew of conditions that made the elder or dependent adult unable to provide for his or her own basic needs; (3) defendants denied or withheld goods or services necessary to meet the elder or dependent adult’s basic needs, either with knowledge that injury was substantially certain to befall the elder or dependent adult (if the plaintiff alleges oppression, fraud or malice) or with conscious disregard of the high probability of such injury (if the plaintiff alleges recklessness); and (4) the neglect caused the elder or dependent adult to suffer physical harm, pain or mental suffering.  (Carter, supra, 198 Cal.App.4th at 406-407.)

In the 2nd cause of action, Plaintiff alleges that Dr. Addiego was an agent or employee of CWHMG, Addiego Corporation, and Facility Management.  (Compl., ¶70.) He alleges that Dr. Addiego was one of the individuals responsible for the management, monitoring, and treatment of Plaintiff’s wound while he was a resident at the Facility.  (Id.)  He alleges that CWHMG and Dr. Addiego undertook Plaintiff’s custodial and medical care such that they had primary and ongoing responsibility to provide services and/or medical or custodial care to assist with Plaintiff’s wound while he was at the Facility.  (Id.)  Plaintiff alleges that while he was a resident, Defendants had the care and custody of Plaintiff and owed him a duty in the discharge of their respective responsibilities.  (Id., ¶73.)  He alleges that Defendants breached their duty and subjected Plaintiff to elder abuse and neglect.  (Id., ¶74.)  Plaintiff alleges that Defendants were aware that Plaintiff was dependent upon them for his custodial care and activities of daily living, including but not limited to eating, hydrating, toileting, mobility, turning, repositioning, and personal hygiene.  (Id., ¶75.)  He alleges at the time of his admission, he was free and clear of any wounds on the lateral side of his left foot, but that he developed wounds that became severely infected and led to an above-the-knee amputation following Defendants’ failure to provide medical and custodial services.  (Id., ¶76.) 

Addiego Defendants concede that there are sufficient allegations for the negligence cause of action, but argue that Plaintiff has not alleged sufficient facts for elder abuse.  They argue that Plaintiff has not alleged specific facts of their failure to provide medical care, of a custodial relationship, or of recklessness, malice, oppression, or fraud. 

Addiego Defendants argue that Plaintiff has not alleged sufficient facts regarding “neglect.”  Neglect includes the failure to provide medical care for physical and mental health needs.  (Welf. & Inst. Code, § 15610.57(b)(2).)  Addiego Defendants argue that Plaintiff has alleged facts showing that he had developed left lateral foot and ankle wounds on April 7, 2023 and that wound management and care began weekly thereafter until September 1, 2023.  (Compl., ¶¶26-31.)  They argue that while the worsening of Plaintiff’s left foot may amount to a cause of action for negligence, it does not rise to the level of elder abuse. 

The allegations regarding Addiego Defendants’ purported neglect of Plaintiff are conclusory and are not alleged with the heightened specificity requires for elder abuse claims.  Plaintiff has not alleged facts showing that Addiego Defendants withheld custodial or medical care from Plaintiff; rather, the allegations show that once Plaintiff exhibited signs of leg wounds, Addiego Defendants began providing wound care and services on a weekly basis until he was transferred to Providence in September 2023. As currently alleged, the facts do not rise to a showing of elder abuse or neglect.

Similarly, the allegations fail to rise to the level of showing recklessness, malice, oppression, or fraud on the part of Addiego Defendants. While Plaintiff need not prove such facts at the pleading stage, he must still allege specific facts for an elder abuse claim.

Next, Addiego Defendants argue that Plaintiff fails to allege that a custodial or caretaking relationship existed between Addiego Defendants and Plaintiff.   They rely on the California Supreme Court case in Winn v. Pioneer Medical Group, Inc. (2016) 63 Cal.4th 148.  In the Winn case, the Supreme Court concluded that “the Act does not apply unless the defendant health care provider had a substantial caretaking or custodial relationship, involving ongoing responsibility for one or more basic needs, with the elder patient. It is the nature of the elder or dependent adult's relationship with the defendant—not the defendant's professional standing—that makes the defendant potentially liable for neglect. Because defendants did not have a caretaking or custodial relationship with the decedent, we find that plaintiffs cannot adequately allege neglect under the Elder Abuse Act.”  (Winn, supra, 63 Cal.4th at 152.)  The code contemplates the existence of a robust caretaking or custodial relationship—that is, a relationship where a certain party has assumed a significant measure of responsibility for attending to one or more of an elder's basic needs that an able-bodied and fully competent adult would ordinarily be capable of managing without assistance.”  (Id. at 158.)  With respect to establishing neglect by the failure to provide medical care for physical and mental health needs, the Winn court stated:

As with the other examples of neglect, the failure to provide medical care assumes that the defendant is in a position to deprive an elder or a dependent adult of medical care. Section 15610.57, subdivision (b)(2)'s use of the word “provide” also suggests a care provider's assumption of a substantial caretaking or custodial role, as it speaks to a determination made by one with control over an elder whether to initiate medical care at all. Read in tandem, section 15610.57, subdivisions (a)(1) and (b)(2) support a straightforward conclusion: whether a determination that medical care should be provided is made by a health care provider or not, it is the defendant's relationship with an elder or a dependent adult—not the defendant's professional standing or expertise—that makes the defendant potentially liable for neglect.

(Winn, supra, 63 Cal.4th at 158.)

            There is a distinction between medical care versus custodial care.  The Supreme Court in Covenant Care, Covenant Care, Inc. v. Superior Court (2004) 32 Cal.4th 771 stated:

As used in the Act, neglect refers not to the substandard performance of medical services but, rather, to the “failure of those responsible for attending to the basic needs and comforts of elderly or dependent adults, regardless of their professional standing, to carry out their custodial obligations.” (Delaney, supra, 20 Cal.4th at p. 34, 82 Cal.Rptr.2d 610, 971 P.2d 986.) Thus, the statutory definition of “neglect” speaks not of the undertaking of medical services, but of the failure to provide medical care.

(Covenant Care, supra, 32 Cal.4th at 783.)  The Court of Appeal in Carter v. Prime Healthcare Paradise Valley LLC (2011) 198 Cal.App.4th 396 stated:

With respect to the conduct actually attributed to the Hospital—failure to treat Grant's pressure ulcers, administer prescribed antibiotics or stock the crash cart; false documentation; purposefully inadequate testing for medications—plaintiffs contend their allegations the Hospital acted “recklessly” or “fraudulently” suffice to cause “the acts to rise to the level of neglect” under the Elder Abuse Act. We disagree.

(Carter, supra, 198 Cal.App.4th  410; Smith v. Ben Bennett, Inc. (2005) 133 Cal.App.4th 1507, 1518 [stating that the Supreme Court held that the term “professional negligence” within the meaning of the Welfare & Institutions Code, § 15657.2 is mutually exclusive of the abuse and neglect specified in section 15657]; Benun v. Superior Court (2004) 123 Cal.App.4th 113, 125 [“‘Statutorily, as well as in common parlance, the function of a health care provider is distinct from that of an elder custodian, and the fact that some health care institutions, such as nursing homes, perform custodial functions and provide professional medical care (citation) does not mean that the two functions are the same.’ (Citation.)”] [Internal quotation marks and citations omitted.].) 

As currently alleged, the complaint does not rise to the level of showing that Addiego Defendants had a caretaking or custodial relationship with Plaintiff.  While Addiego Defendants may have been Plaintiff’s podiatrist/doctor and provided wound care to Plaintiff, Plaintiff has not alleged specific facts against Addiego Defendants showing that they undertook caretaking or custodial duties with ongoing responsibilities of Plaintiff’s basic needs that an able-bodied and fully competent adult would be capable of managing without assistance.  In other words, Plaintiff has not alleged sufficient facts showing that Addiego Defendants acted in a manner pursuant to a caretaking and custodial relationship.  At most, Plaintiff’s allegations rise to the level of Addiego Defendants’ provision of medical and wound care to Plaintiff.  This would amount to a cause of action for professional negligence.  (As noted above, the 3rd cause of action is for negligence.) 

CONCLUSION AND ORDER

Defendants Joseph A. Addiego, D.P.M (an individual) and Joseph A. Addiego, D.P.M. (a professional corporation)’s demurrer to the 2nd cause of action in the complaint is sustained with 20 days leave to amend.

Defendants shall give notice of this order. 

 

DATED: June 7, 2024                                                                        ___________________________

                                                                                          John Kralik

                                                                                          Judge of the Superior Court