Judge: Kristin S. Escalante , Case: BC705530, Date: 2023-03-29 Tentative Ruling
Case Number: BC705530 Hearing Date: March 29, 2023 Dept: 24
The
above-captioned matters are called for hearing.
The Court has
read the moving papers in the above-captioned motions and announces its
tentative rulings in open Court.
The Motion for
Summary Judgment reservation no.: 617817155277 filed by Defendant Cedars Sinai
Medical Center on 12/13/2022 is GRANTED.
Defendant
Cedars-Sinai Medical Center (“Cedars”) moves for summary judgment against
Plaintiff Oriana Parks (“Plaintiff”) as to Plaintiff’s entire operative first
amended complaint (“FAC”). Specifically, Cedars moves on the grounds that no
triable issues exist for any material facts in this case because Cedars met the
standard of care at all times during the care and treatment of Michael Park
(“Decedent”) and nothing Cedars did contributed to Decedent’s death. (Notice of
Mtn., p. 2.) Plaintiff, now in pro per, does not oppose.
Cedars filed
the motion on December 13, 2023, for a summary judgment hearing set for
November 23, 2023. Based on a calendaring error, the motion papers were not
timely served prior to the November 23, 2023 hearing. Cedars concurrently
served an ex parte application to continue the trial and specially set Cedars’
motion for summary judgment in March 2023. On December 15, 2023 the court
granted the ex parte motion to continue trial to July 17, 2023 and ordered
Cedars to reserve a new motion for summary judgment date. Cedars reserved March
29, 2023. (Minute Order; Dec. 15, 2022.) Based on the new date, the motion was
timely, providing 107 days’ notice prior to the March 29 hearing date.
On May 8, 2018,
Plaintiff filed a complaint against Cedars, Barlow Respiratory Hospital
(“Barlow”), and Valley Presbyterian Hospital (“Valley Presbyterian”)
(collectively “Defendants”) alleging five causes of action elder abuse, willful
misconduct, wrongful death, violations of the business and professions code,
and negligent infliction of emotional distress (“NIED”). On March 12, 2019,
Plaintiff filed the FAC alleging two causes of action for elder abuse and wrongful
death against Defendants.
Plaintiff
brought the suit as the Successor-in-interest and surviving spouse of Decedent.
(FAC, ¶1.) Plaintiff alleges that Defendants were Decedent’s care takers but
neglected him while he was in their care and caused physical harm to Decedent.
(FAC, ¶¶16-19) Decedent is over the age of 65. (FAC, ¶¶19.) Their neglect
eventually caused his death.
Specifically,
in August 2016 Plaintiff was admitted to Cedars after a fall and two weeks stay
and Encino Hospital. (FAC, ¶¶22-15.) Upon admission to Cedars, Decedent’s skin
was noted to be intact but he was assessed as being high risk for pressure
ulcers. (FAC, ¶¶26-27.) As a result, Cedars initiated and developed a skin
integrity care plan. The plan required Cedars staff to monitor Decedent twice
daily for redness or breakdown and report to a physician for further treatment
in the event of skin breakdown. (FAC, ¶¶28-29.) Cedars staff were also required
to reposition Decedent at least every two-hours. (FAC, ¶30.) Plaintiff alleges
Cedars’ staff repeatedly failed to monitor Decedent’s skin from August 23,
2016, through September 15, 2016. (FAC, ¶¶31-42.) Decedent developed Stage IV
pressure ulcers while in Cedars’ care. (FAC, ¶43.) At some point Decedent was
then admitted to Barlow where he developed further Stage IV pressure ulcers and
sepsis. (FAC, ¶44.) Finally, Decedent was admitted to Valley Presbyterian where
he developed multiple infections and was removed from his ventilator against
his families wishes. (FAC, ¶46.) Decedent succumbed to his injuries in May
2017. (FAC, ¶47.)
Cedars attached
just over twenty thousand pages to its motion for summary judgment comprised of
39 separate volumes. Some of the volumes number three thousand pages. This
avalanche of evidence appears unnecessary as Cedars relies on only a small
portion of the documents in its separate statement. The relevant documents to
the motion are the medical records from Cedars, Encino Hospital Medical
Center (“Encino”), and Valley Presbyterian.
“Although hospital and medical
records are hearsay, they can be admitted under the business records exception
to the hearsay rule.” (Garibay v. Hemmat (2008) 161 Cal.App.4th 735, 742.)
Under the exception, “[e]vidence of a writing made as a record of an act,
condition, or event is not made inadmissible by the hearsay rule when offered
to prove the act, condition, or event if: [¶] (a) [t]he writing was made in the
regular course of business; [¶] (b) [t]he writing was at or near the time of
the act, condition, or event; [¶] (c) [t] custodian or other qualified witness
testifies to its identity and the mode of its preparation; and, [¶] (d) [t]he
source of information and method and time of preparation were such as to
indicate its trustworthiness.” (Evid. Code, § 1271.) The records may be
admissible based on the affidavit accompanying the records from the custodian
or other qualified witness. (Evid. Code, § 1561.) However, “a custodian’s declaration may state all the
matters it is required to state under section 1561, yet fail to provide a
sufficient foundation for admission of the records under section 1271.
[Citation] Most significantly, the custodian’s declaration is not required to
state the identity or mode of preparation of the records. As a result, it will
usually fail to show that the sources of information and method and time of
preparation of the records indicate their trustworthiness.” (Taggart v. Super
Seer Corp. (1995) 33 Cal.App.4th 1697, 1706 (Taggart) [internal quotations
omitted].)
Here, Cedars submits a Custodian of Records declaration
for the Cedars Medical Records and the Valley Presbyterian medical records.
(Declaration of Brandon Sanchez [“Sanchez Dec.,”], ¶¶ 7, Ex. D, Vol 4 at p. 3; 10 Ex. F at p. 2.) The
court finds the custodian of records declarations sufficient. However, Cedars
does not identify, and the court has been unable to locate, a custodian of
record declaration for the Encino records (Sanchez Decl. ¶ 9, Ex. E, Vol 24-29,
33.) Therefore, the Encino records are inadmissible for lack of authentication.
(See Evid. Code, §§ 1271, 1271.) The
Cedars records provides the primary evidentiary support for Cedars’ motion
regarding Decedent’s medical treatment while in its care. The inadmissibility
of the Encino records does not change the outcome.
A brief summary of the relevant
facts supported by admissible records are as follows:
From 8/8/2016 to 8/22/2016,
while in Cedars’ care Decedent had redness on his sacrum, but no pressure
ulcers. (Sanchez Decl., ¶7, Ex. D, Vol 4, at p. 1491; Vol 5, at p. 1246-1249,
1180-1183.)
On 09/17/2016, Decedent arrived
at Cedar’s emergency department. At that time, Decedent skin was warm and dry
without a rash. (Sanchez Decl., ¶ 7, Ex. D, Vol 23, at p. 14181.) A month
later, on 10/10/2016, Decedent was readmitted to Cedars and assessed to have a
pressure ulcer, stage one. (Sanchez Decl., ¶ 7, Ex. D, Vol. at p. 4104; Vol 8,
at p. 3413.) During this stay, until 10/18/2016, Decedent’s pressure ulcer did
not worsen. (Sanchez Decl., ¶ 7, Ex. D, Vol. 8, at p. 3418-25, 3431, 3372.)
Decedent was readmitted to
Cedars on 10/23/2016 and stayed until 11/11/2016. (Sanchez Decl., ¶ 7, Ex. D,
Vol 9, at p. 4207, 4193.) He still had a stage one pressure ulcer. (Sanchez
Decl., ¶ 7, Ex. D, Vol 10, at p. 4207, 4193.)
Decedent was readmitted on
11/29/2016. (Sanchez Decl., ¶ 7, Ex. D, Vol 9, at p. 4198) At that time he
presented with abdominal pain, sepsis, a pelvic mass, and a momentarily
unstageable pressure ulcer on his sacrum. (Sanchez Decl., ¶ 7, Ex. D, Vol 11,
at p. 7352) Later that day it was determined to be a stage 2/3 pressure ulcer.
(Sanchez Decl., ¶ 7, Ex. D, Vol 11, at p. 7480.) During this stay, Decedent was
severely underweight and had food intolerance or difficulty eating. (Sanchez
Decl., ¶7,
Ex. D, Vol. 11, at p. 6531-6352) At six feet, Decedent only weighed 120 pounds.
(Sanchez Decl., ¶7, Ex. D, Vol. 11, at p. 6351-6352.) Decedent
required G-tube feedings for nutritional support (Sanchez Decl., ¶7,
Ex. D, Vol. 11, at p. 6328.) On 12/5/2016, Dr. Matthew Bui of Urology noted
Decedent likely had stage four cancer and was not a surgical candidate given
his comorbidities. (Sanchez Decl., ¶ 7, Ex. D, Vol 11, at p. 7184.) On
12/10/2016, Cedars doctors discussed Decedent’s poor prognosis and that
Plaintiff did not want to discuss hospice. (Sanchez Decl., ¶ 7, Ex. D, Vol 11,
at p. 7076.) By 12/15/2016 while at Cedars, Decedent’s pressure ulcer advanced
to stage 3/4. (Sanchez Decl., ¶ 7, Ex. D, Vol 11, at p. 7340-42.) By December
21, 2016, Doctor Leland Green wrote that Decedent was a “chronically ill,
wasted male who is unresponsive to name and nonverbal.” (Sanchez Decl., ¶7,
Ex. D, Vol. 11, at p. 6329.)
Cedars discharged Decedent on
January 11, 2017, for the final time. (Sanchez Decl., ¶ 7, Ex. D, Vol 11, at p.
6315.) The discharge notes that Decedent has “a chronic
neurodegenerative disease which was diagnosed as supranuclear palsy versus
Parkinson’s” and problems with feeding. (Sanchez
Decl., ¶ 7, Ex. D, Vol 11, at p. 6315.) His final diagnosis on discharge was “1.
Multiorgan failure. 2. Progressive supranuclear palsy. 3. Cancer of the tongue,
metastatic. 4. Large abdominal mass likely due to metastatic colon cancer. 5.
Moderate protein-calorie malnutrition. 6. Sacral decubitus ulcer stage IV. 7.
Sepsis. 8. Recurrent urinary tract infections. 9. Colonization with
vancomycin-resistant enterococcus. 10.Tachypnea likely due to sepsis and
central nervous system involvement with the above problems. 11. Chronic
obstructive pulmonary disease and asthma. 12.Failure to thrive. 13.Dehydration.
14.Hypercalcemia likely secondary to malignancy. 15.Hypernatremia. 16.Acute on
chronic diastolic heart failure. 17.Neurogenic bladder. 18.History of prostate
cancer. 19.Dysphagia.” (Sanchez Decl., ¶ 7, Ex. D,
Vol 11, at p. 6316.)
1. Legal Standard
A moving defendant may satisfy the initial burden to show
that one or more elements cannot be established by “presenting evidence that
conclusively negates an element of the plaintiff's cause of action or by
relying on the plaintiff's factually devoid discovery responses to show that
the plaintiff does not possess, and cannot reasonably obtain, evidence to
establish that element.” (Schmidt v. Citibank, N.A. (2018) 28 Cal.App.5th 1109,
1119.) Unless and until a defendant meets that burden, the plaintiff has no
burden to present controverting evidence.
(Consumer Cause, Inc. v. SmileCare (2001) 91 Cal. App. 4th 454, 468
[“There is no obligation on the opposing party . . . to establish anything by
affidavit unless and until the moving party has by affidavit stated facts
establishing every element . . . necessary to sustain a judgment in his
favor.”]) If a defendant fails to meet
that burden, summary judgment must be denied, even if the plaintiff fails to
file an opposition and fails to proffer any evidence.
On the other hand,
if the defendant “has met that burden, the burden shifts to the plaintiff . . .
to show that a triable issue of one or more material facts exists as to the
cause of action or a defense thereto.”
(Code Civ. Proc., § 437c, subd. (p)(2).) The plaintiff may not merely
rely on allegations or denials in its pleadings to show that a triable issue of
material fact exists, but instead “shall set forth the specific facts showing
that a triable issue of material fact exists as to the cause of action.” (Code Civ. Proc., § 437c, subd. (p)(2).) “If
the plaintiff cannot do so, summary judgment should be granted.” (Avivi v. Centro Medico Urgente Medical
Center (2008) 159 Cal.App.4th 463, 467.)
2. Adequacy of Care
The issue is whether Plaintiff can establish that Cedars
failed to use the degree of care necessary in treating Decedent such that its
negligence cause Decedent’s death.
To prove a claim for elder abuse based on neglect,
Plaintiff must show (1) Cedars has a substantial caretaking or custodial
relationship with Decedent, involving ongoing responsibility for his based
needs, which an able-bodied and fully competent adult would ordinarily be
capable of managing without assistance, (2) that Decedent was 65 years or older
while in Cedars’ care, (3) that Cedars failed to use the degree of care that a
reasonable person in the same situation would have used in providing for
Decedent’s basic needs include providing medical care for physical and health
needs, (4) that Decedent was harmed, and (5) that Cedars’ conduct was a
substantial factor in causing Decedent’s harm. (See CACI No. 3103 see also
Norman v. Life Care Centers of Am., Inc. (2003) 107 Cal. App. 4th 1233, 1239)
To prevail against Cedars on
the claim for “wrongful death, plaintiff[] must prove (1) a wrongful act or
neglect on the part of one or more persons (that is, negligence) that (2)
causes (3) the death of another person.” (Musgrove v. Silver (2022) 82
Cal.App.5th 694, 705 [internal brackets and quotations omitted].)
Accordingly, if Plaintiff
cannot establish Cedars engaged in neglect which caused Decedent’s death, then
she cannot prevail on either claim. “In most instances there is the need for
expert testimony on the subject of just what constitutes medical negligence,
because the average judge or juror does not possess the necessary level of
knowledge about medical practice and procedure to decide on his own whether the
doctor was negligent.” (Barton v. Owen (1977)
71 Cal.App.3d 484, 493.)
In seeking
summary judgment Cedars relies primarily on the declaration of Dr. Robert
Winters M.D.. Winters is a licensed California physician who is board certified
in internal medicine and infectious disease. (Declaration of Robert Winters
[“Winters Decl.,”], ¶1.) Winters received his medical education at Tel Aviv
University followed by a residency in internal medicine at SUNY-Stonybrook and
a fellowship in infectious disease a Cornel University Medical Center. (Winters
Decl., ¶2.)
After reviewing Plaintiff’s complaint
and Decedent’s medical records, Winters opines that the health care providers
at Cedars “complied at all times with the standard of care and nothing they did
or failed to do caused or contributed to the death of [Decedent].” (Winters
Decl., ¶6.)
Specifically, during the August 8-22, 2016, and September 7-12, 2016, stays at
Cedars, Decedent had blanchable redness on the sacrum, but the wound was
documented and stabilized during the admissions without worsening. It was upon
readmission from October 10-18, 2016; October 23, 2016; and November 11, 2016,
that the sacral ulcer had advanced to stage 1. As a result, Cedars took ulcer
precautions and treatments which stabilized the wound and prevented it from
deteriorating further. (Winters Decl., ¶6.) Upon admission on
November 12, 2016 the pressure ulcer had advanced to stage 2. Winter opines
that Decedent’s body was failing given his persistent UTI, his inoperable
metastatic cancerous pelvic mass, cognitive impairment, respiratory failure,
and supranuclear palsy. At that time Decedent also could not obtain the
nutritional support necessary for his body and pressure ulcers to heal. Winters
opines that Decedent’s cause of death was the inoperable carcinoma combined
with his co-morbidities and his irreversible catabolic state, and not the care
he received at Cedars. (Winters Decl., ¶6.)
Winters’ declaration is
sufficient to shift the burden on summary judgment to Plaintiff regarding the
allegations in the FAC, provided the medical records Cedars submits as evidence
are properly brought before the court. A medical expert’s declaration stating
an opinion based entirely on review of medical records could not support
summary judgment where the records were not attached to the declaration or
otherwise before the court. (Garibay v. Hemmat (2008) 161 Cal.App.4th 735,
742-743.) As discussed previously, the records primarily relied up on for this
motion are admissible and Winters’ testimony as to the facts in those records
is sufficient to shift the burden to Plaintiff. Plaintiff has not opposed the
motion.
The court is sympathetic to
what appears to have been a harrowing experience for Plaintiff Oriana Parks
regarding her husband’s deteriorating condition and serious health
complications prior to his death. The court’s ruling does not disregard this.
Nonetheless, Plaintiff has not presented evidence to rebut Cedars’ showing.
Accordingly, the motion for
summary judgment is granted.
Moving party is directed to give notice.