Judge: Lee W. Tsao, Case: 21NWCV00755, Date: 2023-03-28 Tentative Ruling
Case Number: 21NWCV00755 Hearing Date: March 28, 2023 Dept: C
NAYLOR v. 5648 EAST GOTHAM STREET,
LLC
CASE NO.: 21NWCV00755
HEARING: 3/28/23 @ 10:30 AM
#4
TENTATIVE RULING
Defendant
5648 East Gotham Street, LLC’s motion to compel
arbitration is GRANTED
as to the individual claims. The representative
claims are STAYED.
Moving party to give NOTICE.
Defendant 5648 East Gotham Street, LLC dba Briarcrest Nursing
Center (“Briarcrest”) moves to compel arbitration pursuant to CCP § 1281.2.
A
written agreement to submit to arbitration an existing controversy or a
controversy thereafter arising is valid, enforceable and irrevocable, save upon
such grounds as exist for the revocation of any contract. (CCP § 1281.) The court must grant the petition
to compel arbitration unless it finds either: no written agreement to arbitrate
exists; the right to compel arbitration has been waived; grounds exist for
revocation of the agreement; or litigation is pending that may render the
arbitration unnecessary or create conflicting rulings on common issues. (CCP § 1281.2.)
Plaintiff’s
Complaint asserts a cause of action for PAGA violations.
The Court finds that
Defendant has met the burden of proving the existence of a valid arbitration
agreement between the parties. Plaintiff “knowingly and
voluntarily agree[d] to submit and settle any dispute, controversy or claim
arising out of or relating to my employment relationship with Briarcrest
Nursing Center to arbitration as described in the “arbitration agreement”
section of this handbook.” (Pellicer Decl., Ex. B-C.)
Based on the recent United States
Supreme Court opinion in Viking River Cruises, Inc. v. Moriana, 142
S.Ct. 1906 (2022), Plaintiff’s individual claims are subject to binding arbitration.
In
opposition, Plaintiff initially contends that no one told him about the
documents that he was signing. (Naylor
Decl., ¶¶ 4, 8.) Plaintiff relies on Gamboa
v. Northeast Community Clinic (2021)
72 Cal.App.5th 158 and Ruiz v. Moss Bros. Auto Group, Inc. (2014) 232
Cal.App.4th 836. However, the court
finds both cases are distinguishable. Ruiz
involved an electronic signature, and the reasoning in Gamboa was
rejected in Iyere v. Wise
Auto Group (2023) 87
Cal.App.5th 747, 756.
The arbitration proponent has a minimal burden
on a Petition to Compel Arbitration and need only attach an arbitration
agreement signed by the plaintiff. (See Espejo
v. Southern California Permanente Medical Group (2016) 246 Cal.App.4th
1047, 1057, 1060.) In response, if a
plaintiff challenges the authenticity of the signature, plaintiff must present
sufficient evidence to create a factual dispute as to whether the signature is
her own. If the plaintiff is simply
“unable to recall” or “does not remember” signing the agreement, this is
insufficient as a matter of law to create a legitimate factual dispute so as to
shift the burden back to defendant to prove the signature’s authenticity.
(See Iyere v. Wise Auto Group (2023) 87 Cal.App.5th 747,
756 – “That evidence does not create a factual dispute as to whether
plaintiffs signed the agreement. The declarations explicitly acknowledge that
plaintiffs signed a “stack of documents” and do not deny that the stack
included the agreement.”) Here, Plaintiff explicitly acknowledged that he
signed documents, and does not deny that the documents included the arbitration
provision. (Naylor Decl., ¶ 5.) Pursuant to Iyere, the fact that Plaintiff was unable to recall
or does not remember is insufficient to create a factual dispute as to whether
Plaintiff signed the document.
Alternatively,
Plaintiff argues that the Agreement is unconscionable.
Once
petitioners allege that an arbitration agreement exists, the burden shifts to
respondents to prove the falsity of the purported agreement. (Condee v.
Longwood Mgt. Corp. (2001) 88 Cal.App.4th 215, 219.) An adhesion contract in of itself is
insufficient to render the arbitration clause unenforceable. (Armendariz v.
Foundation Health Psychcare Services, Inc. (2000) 24 Cal.4th 83, 113.)
Instead, the opposing party must demonstrate that the agreement is
unconscionable. (Id.) To find an agreement to be unconscionable, there must
be a finding of both procedural unconscionability and substantive
unconscionability. (Id. at 114.)
Procedural
unconscionability concerns the manner in which the contract was negotiated and
the parties' circumstances at that time, and focuses on the factors of
oppression or surprise. (Sanchez v.
Western Pizza Enterprises, Inc. (2009) 172 Cal.App.4th 154, 173.) “Procedural unconscionability focuses on the
manner in which the disputed clause is presented to the party in the weaker
bargaining position. When the weaker party is presented the clause and told to
‘take it or leave it’ without the opportunity for meaningful negotiation,
oppression, and therefore procedural unconscionability, are present.” (Szetela v. Discover Bank (2002) 97
Cal.App.4th 1094, 1100.) “Substantive
unconscionability addresses the fairness of the term in dispute. Substantive
unconscionability ‘traditionally involves contract terms that are so one-sided
as to ‘shock the conscience,’ or that impose harsh or oppressive terms.’” (Szetela, supra, 97 Cal.App.4th at
1110.)
Plaintiff
contends that the arbitration agreement is procedurally unconscionable because
it was presented as a “take it or leave it” agreement. However, Plaintiff offers no evidence that
Plaintiff lacked the ability to negotiate the contract. Aside from generally alleging that no one
told Plaintiff about the documents he was signing (Naylor Decl., ¶ 4-6),
Plaintiff offers no facts or details regarding the circumstance surrounding the
signing of the arbitration agreement. Plaintiff does not dispute that the
“onboarding process” takes 2-3 days, and that Plaintiff had possession of the
handbook and arbitration agreement during this time. (Pellicer Decl., ¶ 6.) “It is hornbook law
that failing to read an agreement before signing it does not prevent the
formation of a contract.” (Upton v. Tribilcock (1875) 91 U.S. 45, 50;
quoted by Iyere v. Wise Auto Group (2023) 87 Cal.App.5th 747, 759 - “it
will not do for a [person] to enter into a contract and when called upon to
respond to its obligations, to say that [they] did not read it when [they]
signed it, or did not know what it contained”. “That settled rule cannot be
evaded by adding, ‘... and if I had read the contract, I wouldn’t have signed
it.’” (Ibid.; see also Pinnacle Museum Tower Assn v. Pinnacle Market
Development (US), LLC (2012) 55 Cal.4th 223, 236 - “An
arbitration clause within a contract may be binding on a party even if the
party never actually read the clause”.) Plaintiff does not explain what questions he
initiated, and what the employer’s response was. Plaintiff does not assert that he did not
want to arbitrate his disputes, and does not assert that he vocalized any such
objection to the employer. Like
Plaintiff’s allegation that he did not recall being told about the arbitration agreement,
his allegation that he was not permitted to negotiate the document, lacks
credibility. Here, the arbitration provision is in all-capital letters, and
appears directly above Plaintiff’s signature.
(Pellicer Decl., Ex. B.) The provision is not hidden within any other
text. Accordingly, the court
finds that Plaintiff failed to establish any procedural unconscionability. To find an agreement to be unconscionable,
there must be a finding of both procedural unconscionability and substantive
unconscionability. (Armendariz v.
Foundation Health Psychcare Services, Inc. (2000) 24 Cal.4th 83, 114.) Since Plaintiff failed to establish the first
prong of the test, the court need not address substantive unconscionability.
Notwithstanding
such, the court finds that there are no contract terms that are so one-sided
that it shocks the conscience or imposes harsh or oppressive terms. Here, the arbitration provision is
mutual. It
clearly states that any disputes between the employee and employer must be
resolved through arbitration, which can be enforced by either side. Further, it
clearly states that “Both parties shall have all rights of discovery and
remedies as he or she would have in a state court civil action,” and “The
arbitrator shall follow the applicable law in determining whether to award attorneys’
fees and costs to the prevailing party.” (Pellicer
Decl., Ex. B.) Plaintiff also argues
that it is unconscionable to require Plaintiff to relinquish her statutory PAGA
rights. However, this proposition is
without merit. The arbitration provision
does not mention PAGA or require Plaintiff to relinquish any statutory
rights. Plaintiff has failed to identify
any such provision in the agreement. (Further, Plaintiff is not relinquishing
any state law rights because such claims may be severed. See below.)
The court finds there is nothing substantively unconscionable about the
agreement.
Accordingly,
the court does not find that the contract is unconscionable.
Finally,
Plaintiff argues that PAGA is a substantive state right and therefore, the
court should not enforce the U.S.
Supreme Court decision in in Viking River. Because PAGA standing may be
a state law issue, and the California Supreme Court is poised to hear this
issue in Adolph v. Uber Technologies, Inc., No. S274671 (rev. granted
July 20, 2022), this court will sever the representative claims from the
individual claims, and stay the representative claims pending the arbitration
of the individual claims and/or further instruction from the California Supreme
Court.
Accordingly,
the motion is GRANTED as to the individual claims.
The representative claims are STAYED.