Judge: Lisa R. Jaskol, Case: 21STCV01629, Date: 2024-11-12 Tentative Ruling
Case Number: 21STCV01629 Hearing Date: November 12, 2024 Dept: 28
Having considered the moving papers, the Court rules as follows.
BACKGROUND
On January 14, 2021, Plaintiffs Doris Ayala (“Ayala”) and Marcos Ocegueda (“Ocegueda”) filed this action against Defendants Alexis Margarito Navarrete Cruz, Santiago de Jesus Navarrete, and Does 1-100 for negligence, negligence per se, loss of consortium, and vicarious liability.
On May 5, 2023, Defendants Alexis Margarito Navarrete Cruz and Santiago de Jesus Navarrete (“Defendants”) filed an answer.
On September 20, 2024, Defendants filed (1) a motion to compel Ocegueda’s responses to Defendants’ request for identification and production of writings and things and for sanctions, (2) a motion to compel Ocegueda’s responses to special interrogatories and for sanctions, and (3) a motion to compel Ocegueda’s responses to form interrogatories and for sanctions. The motions also asked the Court to impose sanctions. Plaintiff has not filed oppositions.
Trial is currently scheduled for May 20, 2025.
PARTIES’ REQUESTS
Defendants ask the Court to compel Ocegueda’s responses to request for identification and production of writings and things, special interrogatories, and form interrogatories. Defendants also ask the Court to impose sanctions.
LEGAL STANDARD
A. Inspection demand
Code of Civil Procedure section 2031.300 provides:
“If a party to whom a demand for inspection, copying, testing, or sampling is directed fails to serve a timely response to it, the following rules shall apply:
“(a) The party to whom the demand for inspection, copying, testing, or sampling is directed waives any objection to the demand, including one based on privilege or on the protection for work product under Chapter 4 (commencing with Section 2018.010). The court, on motion, may relieve that party from this waiver on its determination that both of the following conditions are satisfied:
“(1) The party has subsequently served a response that is in substantial compliance with Sections 2031.210, 2031.220, 2031.230, 2031.240, and 2031.280.
“(2) The party’s failure to serve a timely response was the result of mistake, inadvertence, or excusable neglect.
“(b) The party making the demand may move for an order compelling response to the demand.
“(c) Except as provided in subdivision (d), the court shall impose a monetary sanction under Chapter 7 (commencing with Section 2023.010) against any party, person, or attorney who unsuccessfully makes or opposes a motion to compel a response to a demand for inspection, copying, testing, or sampling, unless it finds that the one subject to the sanction acted with substantial justification or that other circumstances make the imposition of the sanction unjust. If a party then fails to obey the order compelling a response, the court may make those orders that are just, including the imposition of an issue sanction, an evidence sanction, or a terminating sanction under Chapter 7 (commencing with Section 2023.010). In lieu of or in addition to this sanction, the court may impose a monetary sanction under Chapter 7 (commencing with Section 2023.010).
“(d) (1) Notwithstanding subdivision (c), absent exceptional circumstances, the court shall not impose sanctions on a party or any attorney of a party for failure to provide electronically stored information that has been lost, damaged, altered, or overwritten as a result of the routine, good faith operation of an electronic information system.
“(2) This subdivision shall not be construed to alter any obligation to preserve discoverable information.”
(Code Civ. Proc., § 2031.300.)
B. Interrogatories
Code of Civil Procedure section 2030.290 provides:
“If a party to whom interrogatories are directed fails to serve a timely response, the following rules apply:
“(a) The party to whom the interrogatories are directed waives any right to exercise the option to produce writings under Section 2030.230, as well as any objection to the interrogatories, including one based on privilege or on the protection for work product under Chapter 4 (commencing with Section 2018.010). The court, on motion, may relieve that party from this waiver on its determination that both of the following conditions are satisfied:
“(1) The party has subsequently served a response that is in substantial compliance with Sections 2030.210, 2030.220, 2030.230, and 2030.240.
“(2) The party’s failure to serve a timely response was the result of mistake, inadvertence, or excusable neglect.
“(b) The party propounding the interrogatories may move for an order compelling response to the interrogatories.
“(c) The court shall impose a monetary sanction under Chapter 7 (commencing with Section 2023.010) against any party, person, or attorney who unsuccessfully makes or opposes a motion to compel a response to interrogatories, unless it finds that the one subject to the sanction acted with substantial justification or that other circumstances make the imposition of the sanction unjust. If a party then fails to obey an order compelling answers, the court may make those orders that are just, including the imposition of an issue sanction, an evidence sanction, or a terminating sanction under Chapter 7 (commencing with Section 2023.010). In lieu of or in addition to that sanction, the court may impose a monetary sanction under Chapter 7 (commencing with Section 2023.010).”
(Code Civ. Proc., § 2030.290.)
DISCUSSION
A. Motions to compel discovery responses
On May 3, 2023, Defendants served request for identification and production of writings and things, set one, special interrogatories, set one, and form interrogatories, set one, on Ocegueda.
Ocegueda did not serve timely responses and had not served responses by the time Defendants filed these motions.
The Court grants Defendants’ motion to compel Ocegueda’s responses to request for identification and production of writings and things, set one, and orders Ocegueda to serve code-compliant verified responses without objections by November 26, 2024 and to produce the documents, electronically stored information, and/or other things requested without objections by November 26, 2024.
The Court grants Defendants’ motions to compel Ocegueda’s responses to special interrogatories, set one, and form interrogatories, set one, and orders Ocegueda to serve code-compliant verified responses to the special and form interrogatories without objections by November 26, 2024.
B. Sanctions
Defendants request monetary sanctions on each motion. Under Code of Civil Procedure sections 2030.290 and 2031.300, the Court shall impose a monetary sanction against any party, person, or attorney who unsuccessfully makes or opposes a motion to compel a response to interrogatories or a demand for inspection unless the Court finds that the one subject to the sanction acted with substantial justification or that other circumstances make the imposition of the sanction unjust. (See Code Civ. Proc., §§ 2030.290, subd. (c) [interrogatories], 2031.300, subd. (c) [demand for inspection].)
Ocegueda did not make or oppose a motion to compel responses to interrogatories or a demand for inspection. Therefore, sanctions are not available under Code of Civil Procedure sections 2030.290 and 2031.300.
Defendants also request sanctions under Code of Civil Procedure 2023.030, subdivision (a)(1). In City of Los Angeles v. Pricewaterhousecoopers, LLP (2024) 17 Cal.5th 46 (PwC), the Supreme Court held: “It is already well-established that a court may not rely on [Code of Civil Procedure] section 2023.030 to override the limitations prescribed by any other applicable sanctions provision in the [Civil Discovery] Act. A court may invoke its independent authority to impose sanctions under sections 2023.010 and 2023.030 only when confronted with an unusual form of discovery abuse, or a pattern of abuse, not already addressed by a relevant sanctions provision. And where it invokes that authority, it is constrained by the long-settled rules generally governing the imposition of discovery sanctions under the Act.” (PwC, supra, 17 Cal.5th at pp. 74-75.)
Code of Civil Procedure sections 2030.290, subdivision (c), and 2031.300, subdivision (c), limit the Court’s authority to impose sanctions when (as here) the non-moving party does not oppose a successful motion to compel responses to interrogatories or inspection demands. Because these statutes address this issue, the Court will not invoke its independent authority to impose sanctions under Code of Civil Procedure sections 2023.010 and 2023.030. (See PwC, supra, 17 Cal.5th at pp. 74-75.)
The Court denies Defendants’ sanctions requests.
CONCLUSION
The Court GRANTS the motion of Defendants Alexis Margarito Navarrete Cruz and Santiago de Jesus Navarrete to compel Plaintiff Marcos Ocegueda’s responses to request for identification and production of writings and things, set one, and orders Plaintiff Marcos Ocegueda to serve code-compliant verified responses without objections by November 26, 2024 and to produce the documents, electronically stored information, and/or other things requested without objections by November 26, 2024.
The Court GRANTS the motion of Defendants Alexis Margarito Navarrete Cruz and Santiago de Jesus Navarrete to compel Plaintiff Marcos Ocegueda’s responses to special interrogatories, set one, and orders Plaintiff Marcos Ocegueda to serve code-compliant verified responses to the special interrogatories without objections by November 26, 2024.
The Court GRANTS the motion of Defendants Alexis Margarito Navarrete Cruz and Santiago de Jesus Navarrete to compel Plaintiff Marcos Ocegueda’s responses to form interrogatories, set one, and orders Plaintiff Marcos Ocegueda to serve code-compliant verified responses to the form interrogatories without objections by November 26, 2024.
The Court DENIES the requests for sanctions of Defendants Alexis Margarito Navarrete Cruz and Santiago de Jesus Navarrete.
Moving parties are ordered to give notice of this ruling.
Moving parties are ordered to file the proof of service of this ruling with the Court within five days.