Judge: Malcolm Mackey, Case: 20STCV42875, Date: 2022-12-06 Tentative Ruling



Case Number: 20STCV42875    Hearing Date: December 6, 2022    Dept: 55

INCALZA v. PORSCHE DESIGN STUDIO NORTH AMERICA        20STCV42875

Hearing Date:  12/6/22,  Dept. 55

#5:   MOTION TO COMPEL DEFENDANT PORSCHE DESIGN OF AMERICA, INC. TO PROVIDE FURTHER RESPONSES TO FORM INTERROGATORIES – GENERAL (C.C.P. §2030.300); REQUEST FOR MONETARY SANCTIONS IN THE AMOUNT OF $4,200.00 AGAINST DEFENDANT AND ITS COUNSEL OF RECORD.

 

Notice:  Okay

Opposition

 

MP:  Plaintiff

RP:  Defendant PORSCHE

 

Summary

 

On 11/9/20, Plaintiff GIANCARLO INCALZA filed a Complaint.

On 3/22/21, Plaintiff filed a First Amended Complaint, alleging that defendants wrongfully terminated his employment, based on age discrimination, and fraudulently induced Plaintiff to sign a severance agreement, release, and illegal noncompetition agreement prohibiting work for Porsche, which he did not fully understand due to limited fluency in English, because of high-level management’s repeatedly stating that the agreement was drafted to mean that Plaintiff could apply for other jobs at Porsche, and then defendants actually processed such job applications.

The causes of action are:

(1) RESCISSION;

(2) VIOLATION OF BUSINESS AND PROFESSIONS CODE § 16600;

(3) FRAUD/DECEIT;

(4) DISCRIMINATION IN VIOLATION OF FEHA;

(5) FAILURE TO HIRE IN VIOLATION OF FEHA;

(6) HARASSMENT IN VIOLATION OF FEHA;

(7) FAILURE TO PREVENT DISCRIMINATION;

(8) FAILURE TO PRODUCE PERSONNEL FILE IN VIOLATION OF CALIFORNIA LABOR CODE § 1198.5;

(9) INTENTIONAL INFLICTION OF EMOTIONAL DISTRESS;

(10) NEGLIGENT HIRING, RETENTION, AND SUPERVISION;

(11) WRONGFUL TERMINATION IN VIOLATION OF PUBLIC POLICY;

(12) WHISTLE-BLOWER RETALIATION IN VIOLATION OF LABOR CODE § 1102.5.

 

 

MP Positions

 

Moving party requests an order compelling defendant Porsche Design of America, Inc. to provide further responses to Plaintiff’s Form Interrogatories, within seven days, and imposing $4,200 in sanctions, on grounds including the following:

 

·         Form Interrogatory 15.1 asks Porsche to identify all facts, witnesses, and documents that support each of its affirmative defenses.

·         Porsche supplemented its response, but still failed to identify any facts or witnesses as to two of the affirmative defenses.

·         Regarding its “Legitimate Business Justification” defense, Porsche’s supplemental response to subsection (a) states: “Legitimate business reasons existed for management’s decision to eliminate the Regional Manager position in 2018 which Plaintiff held, for the termination of Plaintiff’s employment in 2019 due to inability to meet expectations as store manager, and for the decision not to hire Plaintiff following termination.” (motion, ex. 4.)

·         Porsche’s supplemental response to subsection (b) only states: “Plaintiff and Defendants,” but was asked to “state the names, ADDRESSES, and telephone numbers of all PERSONS who have knowledge of those facts [supporting the defense].”

·         Extensive meet and confer efforts were unsuccessful.

 

 

 

RP Positions

 

Opposing party advocates denying, and sanctions against moving party and counsel, for reasons including the following:

 

·         Code-compliant responses already were provided, as follows:

 

“6. Legitimate Business Justification

(a) Legitimate business reasons existed for management’s decision to eliminate the Regional Manager position in 2018 which Plaintiff held, for the termination of Plaintiff’s employment in 2019 due to inability to meet expectations as store manager, and for the decision not to hire Plaintiff following termination.

(b) Plaintiff. John Mansfield, Karsten Von Engeln, Kathy Martin, Gerhard Novak, who may be reached through counsel of record.

(c) Pursuant to Code of Civil Procedure Section 2030.230, Defendant refers Plaintiff to PDOA_78-82, 84-101, 103-108, 114-117, 160-163, 165-167, 170-174, 176-179, 183, 187-291, 307-308, 311, 318-327, 330-338.”

 

“10. Not Hiring Entity

(a) This defense was asserted by non-employer entities, Porsche Design Studio North

America and Porsche Cars North America.

(b) Plaintiff and Defendants.

(c) Pursuant to Code of Civil Procedure Section 2030.230, Defendant refers Plaintiff to PDOA_72.”

 

 

Tentative Ruling

 

The motion is granted, as to the requests to compel.

Both sides’ sanctions requests are denied, the Court finding substantial justification.

Defendant PORSCHE DESIGN OF AMERICA, INC. is to provide further responses without objections within 30 days.

Although counsel cannot contact represented parties, addresses and telephone numbers also can serve as witness-identification information.

“Central to the discovery process is the identification of potential witnesses. ‘The disclosure of the names and addresses of potential witnesses is a routine and essential part of pretrial discovery.’ ”  Puerto v. Superior Ct (2008) 158 Cal. App. 4th 1242, 1249–50. 

“ ‘While representing a client, a member shall not communicate directly or indirectly about the subject of the representation with a party the member knows to be represented by another lawyer in the matter, unless the member has the consent of the other lawyer.’ “  San Francisco Unified Sch. Dist. ex rel. Contreras v. First Student, Inc. (2013) 213 Cal. App. 4th 1212, 1230  (quoting Cal. Rules of Prof. C., Rule 2-100(a), which is now Rule 4.2(a)).

For purposes of discovery motions, no level of supportive information is required in responses as to contention interrogatories such as Form Interrogatory 15.1. 

Contention interrogatories involve the reflection of attorneys in formulating a response in a sophisticated process of legal reasoning, sorting through evidence and organizing it in terms of contentions a party is asserting.  Rifkind v. Sup. Ct. (1994) 22 Cal. App. 4th 1255, 1263.  However, any factually devoid or unsupportive responses to contention interrogatories may shift the burden of proof for a motion for summary judgment.   Union Bank v. Sup. Ct. (1995) 31 Cal. App. 4th 573, 580.

Finally, sanctions are denied because, (1) traditionally, excusing respondents from stating witnesses’ addresses and telephone numbers, commonly have been excused where Rule of Professional Conduct 4.2(a) would apply, (2) there is no citable and governing authority directly on point about compelling those types of responses for identification purposes, and (3) there is case law supporting the use of witness addresses towards identifying witnesses where no communication with parties is involved.

Generally, monetary sanctions are mandatory as to parties losing discovery motions, unless courts find substantial justification or other injustice.  E.g.,  Foothill Properties v. Lyon/Copley Corona Assocs., L.P. (1996) 46 Cal.App.4th 1542, 1557-58.  “ ‘[S]ubstantial justification” has been understood to mean that a justification is clearly reasonable because it is well-grounded in both law and fact.”  Doe v. U.S. Swimming, Inc. (2011) 200 Cal.App.4th 1424, 1434.