Judge: Malcolm Mackey, Case: 21STCV22686, Date: 2023-02-08 Tentative Ruling



Case Number: 21STCV22686    Hearing Date: February 8, 2023    Dept: 55

ZARIN v. SCHWARTZ                                                       21STCV22686

Hearing Date:  2/8/22,  Dept. 55

#8:   

MOTION TO COMPEL FURTHER RESPONSES TO DEFENDANTS’ SPECIAL INTERROGATORIES, SET ONE, AND REQUEST FOR SANCTIONS IN THE AMOUNT OF $4,435.00. (TAKEN OFF CALENDAR 1/31 BY MOVING PARTY AFTER COURT REVIEWED BOTH MOTIONS)

MOTION TO COMPEL FURTHER RESPONSES TO THE REQUEST FOR PRODUCTION OF DOCUMENTS, SET ONE.

 

Notice:  Okay

Opposition

 

MP: Defendants

RP:  Plaintiff

 

Summary

 

On 6/17/21, Plaintiff filed a Complaint alleging that Defendants, as attorneys, represented Plaintiff in a number of cases, spanning a significant period of time, but as to one case, Defendants negligently advised her, resulting in the striking of her answer and entry of default and  default judgment.

The causes of action are:

1.      PROFESSIONAL NEGLIGENCE

2.      BREACH OF FIDUCIARY DUTY

3.      BREACH OF CONTRACT

4.      BREACH GOOD FAITH AND FAIR DEALING.

 

On 7/26/21, Defendant FELDMAN BERMAN SCHWARTZ, LLP filed a Cross-Complaint against Plaintiff, alleging that, in a 2019 Retainer Agreement, Cross-Complainant agreed to represent Plaintiff in various, specified legal matters, but she has not paid for the legal services she received.

 

 

MP Positions

 

Moving parties requests an order compelling Plaintiff’s further responses to special interrogatories, and imposing sanctions ($4,435), on bases including the following:

 

·         On August 2, 2022, Plaintiff served responses to Defendants’ Special Interrogatories. The responses were deficient as to Special Interrogatory Nos. 2, 5, 8, 11, 14, 17, 20, 23, and 26.

·         Plaintiff refuses to identify any documents.

·         Defendants met and conferred with Plaintiff regarding the deficient responses.

 

Moving parties requests an order compelling Plaintiff’s further responses to document requests, on bases including the following:

 

·         On August 2, 2022, Plaintiff served initial responses to Defendants’ Requests for Production.

·         Plaintiff failed to provide any responsive documents and instead provided the same boilerplate response to each request:

 

“All of the documents known to plaintiff in response to this demand/request for documents are already in the possession, custody and control of defendants. Also, the pleadings and other papers filed in the BIDARI ACTION, MIKHAIL ACTION, NICK BENE ACTION, and REGHABI ACTION, which are believed to be in the possession of defendants or are obtainable from some other source that is more convenient, less burdensome, and less expensive. [California Code of Civil Procedure §2019.030(a)(1)]. Plaintiff would note that the documents she has in her possession were delivered over to her by defendants and at this time it is believed that no other documents relevant to this matter exist that are not in the possession of defendants. Defendants do have materials that plaintiff does not have.”

·         After meeting and conferring to no avail, Defendants are now forced to file this instant motion to compel responses.

 

 

RP Positions

 

Opposing party advocates denying as to interrogatories,  and imposing $4,500 in sanctions against Defendant GARY SCHWARTZ, for reasons including the following:

 

1. Counsel for defendant GARY N. SCHWARTZ, made no real or good faith

effort to meet and confer in relation to this discovery motion with counsel for

plaintiff Ahang Zarin.

 

2. Plaintiff Ahang Zarin revealed to counsel for defendants, the meritorious

nature of the responses to discovery she served on defendant GARY N.

SCHWARTZ.

 

3. Though under a mandatory and quasi-jurisdictional duty to file this motion to

compel with the required 45-day time period as set out in California Code of

Civil Procedure § 2030.300(c),defendant GARY N. SCHWARTZ, and his

counsel failed to do so.

 

4. Defendant GARY N. SCHWARTZ, and his counsel without reason, cause, or

excuse, and without any statutory or case law support, intentionally and

deliberately misused the discovery process and filed this discovery motion even

though such a motion was prohibited by statute.

 

5. There is no separate statement filed in this matter with a hearing date of

February 8, 2023, thus rendering defendant Schwartz incompetent and further

subject to denial under California Rules of Court, Rule 3.1345(c).[See Mills

vs. U.S. Bank [2008] 166 Cal.App.4th 871, 893.]

 

6. Sanctions are compelled to be in granted in favor of plaintiff Ahang Zarin and

against defendant GARY N. SCHWARTZ, in the amount of four thousand five

hundred dollars [$4,500.00], pursuant to pursuant to California Code of Civil

Procedure §§ 2030.290(c) and 2023.010.

(Opposition re special interrogatories, pp. 2 – 3.)

 

Opposing party advocates denying as to documents,  and imposing $4,500 in sanctions against Defendant GARY N. SCHWARTZ, for reasons including the following:

 

1. Counsel for defendant GARY N. SCHWARTZ, made no effort, good faith or

otherwise to meet and confer in relation to the FURTHER RESPONSES served

by plaintiff Ahang Zarin on August 26, 2022.

 

2. Plaintiff Ahang Zarin served meritorious FURTHER RESPONSES to the

Request/Demand for Production on defendant GARY N. SCHWARTZ, on

August 26, 2022.

 

3. Defendant Schwartz his counsel Christian R. Castro, Esq., have

misrepresented to this court that the further responses were the same as the

initial responses served by plaintiff Ahang Zarin.

 

4. Defendant GARY N. SCHWARTZ, and his counsel without reason, cause, or

excuse, and without any statutory or case law support, intentionally and

deliberately misused the discovery process and filed this discovery motion even

though such a motion was prohibited by statute.

 

5. There is no separate statement filed in this matter with a hearing date of

February 8, 2023, thus rendering defendant Schwartz incompetent and further

subject to denial under California Rules of Court, Rule 3.1345(c).[See Mills

vs. U.S. Bank [2008] 166 Cal.App.4th 871, 893.]

 

6. There was no attempt to meet and confer by moving party’s counsel in

relation to the further responses provided by Ahang Zarin, on August 26, 2022,

in violation of California Code of Civil Procedure § 20230.020.

 

7. Sanctions are compelled to be in granted in favor of plaintiff Ahang Zarin and

against defendant GARY N. SCHWARTZ, in the amount of four thousand five

hundred dollars [$4,500.00], pursuant to pursuant to California Code of Civil

Procedure §§ 2030.290(c) 20230.020 and 2023.010.

 

(Opposition re document requests, pp. 2 – 3.)

 

 Tentative Ruling

 

Motion is denied.

The opposing requests for sanctions as to both motions are granted.

Sanctions in the amount of $9,000.00 total are awarded to Plaintiff and against defendant GARY N. SCHWARTZ.

The 45-day rule expired as to special interrogatories, even considering 5 days for mailing.  Specifically, the special interrogatory responses were served on 8/2/22.  The motion was filed on 10/6/22.

Motions to compel further responses as to interrogatories and document requests must be served 45 days from the date of the original or supplemental responses.  CCP §§2030.300(c), 2031.310(c).   The 45-day limitation to move to compel further responses as to interrogatories and document requests is jurisdictional, and courts are without authority to rule on untimely motions to compel except just to deny them.  Sexton v. Sup. Ct. (1997) 58 Cal. App. 4th 1403, 1410;  Sperber v. Robinson (1994) 26 Cal. App. 4th 736, 746;  Standon Co. v. Sup. Ct. (1990) 225 Cal. App. 3d 898, 902.  The failure to file a timely motion to compel further responses to unsatisfactory discovery responses constitutes a waiver of an ability to obtain further responses.  Saxena v. Goffney (2008) 159 Cal.App.4th 316, 333.  The 45-day time limit to move to compel further discovery responses runs upon service of verified responses, as to mixed responses having factual responses and objections.  Golf & Tennis Pro Shop, Inc. v. Sup.Ct. (2022) 84 Cal.App.5th 127, 136.

Also, the initial document responses properly expressed the inability to specify some documents, because defendants have them and discovery is continuing, such as the following example:

All of the documents known to plaintiff in response to this demand/request for documents are already in the possession, custody and control of defendants. Also, the pleadings and other papers filed in the BIDARI ACTION, MIKHAIL ACTION, NICK BENE  ACTION, and REGHABI ACTION, which are believed to be in the possession of defendants or are obtainable from some other source that is more convenient, less burdensome, and less expensive. (California Code of Civil Procedure §2019.030(a)(1)). Plaintiff would note that the documents she has in her possession were delivered over to her by defendants and at this time it is believed that no other documents relevant to this matter exist that are not in the possession of defendants. Defendants do have materials that plaintiff does not have including notes and other materials that are no longer protected by work product or attorney-client privileges. Discovery is still continuing in relation to this demand/request

 (Motion re documents, ex. C, 2:8.)

 

Additionally, the supplemental document responses served 8/26/22 also properly indicated the inability to respond, as follows:

A diligent search and reasonable inquiry has been made in an effort to comply with this request and no documents responsive to this request is in possession, custody or control of the responding party, and the party in possession of these documents include defendant GARY N. SCHWARTZ and the law firm of FELDMAN BERMAN SCHWARTZ, LLP.

(Opposition re documents, 5:23.)

 

If a respondent does not have personal knowledge for a full interrogatory response, the party shall so state and make a reasonable and good faith effort to obtain the information by inquiries. Sinaiko Healthcare Consulting, Inc. v. Pacific Healthcare Consultants (2007) 148 Cal. App. 4th 390, 406; Regency Health Services, Inc. v. Sup. Ct. (1998) 64 Cal.App.4th 1496, 1504.

With regard to document requests, a response expressing an inability to comply shall state that a diligent search and reasonable inquiry was made to locate the items, and the reason for an inability to comply, including that the item never existed, was lost or stolen, was destroyed, or is not in respondent’s possession, along with the identity and address of anyone believed to have the document.  CCP §2031.230.   Compliance includes all documents or things in the demanded category that are in the “‘possession, custody, or control’” of the responding party, such as from other corporations.  Roche v. Hyde (2020) 51 Cal.App.5th 757, 813  (quoting CCP  § 2031.220).

Because of a lack of information pending discovery, opposing party is not required to comply with these rules:  “If an interrogatory asks the responding party to identify a document, an adequate response must include a description of the document.” Best Products, Inc. v. Sup. Ct. (2004) 119 Cal. App. 4th 1181, 1190.  A document response must consist of:  1) an agreement to comply, stating whether the productions or inspection will be allowed “in whole or in part,” and that all documents or things in the possession, custody or control of the respondent, as to which no objection is made, will be included, by the date set for inspection (unless informally extended in writing, or the designated timing is subject to objection);   2) a representation of inability to comply, with a specification of any person believed or known to have possession of documents;  or, 3) objections and specification of withheld documents.  CCP §§2031.210(a), 2031.220, 2031.270, 2031.280(b).  

Also, the Court notes that moving party filed separate statements, on 10/7/22, but two-out-of-three of them have the wrong hearing date—2/9/23 instead of 2/8/23.

Finally, because there is no justification for filing the untimely motion to compel special interrogatories, and for filing both motions as to code-compliant responses, monetary sanctions are mandatory.  Generally, monetary sanctions are mandatory as to parties losing discovery motions, unless courts find substantial justification or other injustice.  E.g.,  Foothill Properties v. Lyon/Copley Corona Assocs., L.P. (1996) 46 Cal.App.4th 1542, 1557-58.  “ ‘[S]ubstantial justification” has been understood to mean that a justification is clearly reasonable because it is well-grounded in both law and fact.”  Doe v. U.S. Swimming, Inc. (2011) 200 Cal.App.4th 1424, 1434.