Judge: Malcolm Mackey, Case: 22STCV00253, Date: 2023-03-13 Tentative Ruling



Case Number: 22STCV00253    Hearing Date: March 13, 2023    Dept: 55

ARRIAGA v. AMERICAN HONDA MOTOR CO., INC.                       22STCV00253

Hearing Date:  3/13/23,  Dept. 55

#1:   MOTION TO COMPEL ARBITRATION AND STAY PROCEEDINGS.

 

Notice:  Okay

Opposition

 

MP:  Defendant

RP:  Plaintiff

 

 

Summary

 

On 6/17/22, plaintiffs RUTH ARRIAGA and MARTINA MARROQUIN filed a Complaint against AMERICAN HONDA MOTOR CO., INC., alleging that, on October 6, 2019, plaintiffs purchased a new 2019 Honda CR-V, having defective, irreparable, computerized driver-assisting safety systems, concealed from plaintiffs, which cause dangerous driving conditions, such as sudden braking for no reason, and steering outside lanes.

The causes of action are:

1. VIOLATION OF SONG-BEVERLY ACT - BREACH OF EXPRESS WARRANTY

2. VIOLATION OF SONG-BEVERLY ACT - BREACH OF IMPLIED WARRANTY

3. FRAUDULENT INDUCEMENT – CONCEALMENT.

 

 

MP Positions

 

Moving party requests an order compelling arbitration of the Complaint, and staying this action, on grounds including the following:

 

·         Plaintiffs’ claims concerning a 2019 Honda CR-V fall within the arbitration provision in the Retail Installment Sales Contract entered into by Plaintiffs.

·         An arbitration provision of the contract states:

Any claim or dispute, whether in contract, tort, statute or otherwise

(including the interpretation and scope of this Arbitration Provision,

and the arbitrability of the claim or dispute), between you and us or

our employees, agents, successors or assigns, which arises out of or

relates to your credit application, purchase or condition of this

vehicle, this contract or any resulting transaction or relationship

(including any such relationship with third parties who do not sign

this contract) shall, at your or our election, be resolved by neutral,

binding arbitration and not by a court action.

·         As a nonsignatory, Defendant invokes its right to arbitration under the terms of the arbitration clause which expressly includes third parties, such as AHM, who are sued as a result of the purchase or condition of the vehicle, and under the doctrine of equitable estoppel. Felisilda v. FCA US LLC (2020) 53 Cal.App.5th 486, 496–99.

 

 

RP Positions

 

Opposing party advocates denying, on bases including the following:

 

·         Defendant lacks standing to compel this matter to arbitration, as the alleged arbitration agreement exists purely between Plaintiffs and the non-party dealership. 

·         Defendant waived its right to compel this action to arbitration, through its Case Management Statement, requesting a jury trial in this matter and subsequently posting its jury fees, and conducting discovery.  “[I]n the absence of legal excuse, a party’s failure to timely demand arbitration results in a contractual forfeiture of the right to compel arbitration.” (Platt Pacific, Inc. v. Andelson (1993) 6 Cal.4th 307, 319.)

 

 

Tentative Ruling

 

The motion is granted.

Plaintiff and Defendant shall arbitrate the controversies between them, including the entire Complaint, in accordance with their agreement to arbitrate. 

This entire case is stayed until such arbitration has been completed.

The Complaint specifically references the dealership issuing the contract (e.g., Complaint, ¶¶ 85 (“Plaintiffs visited Galpin Honda in Misson [sic] Hills, California in hopes of purchasing a new 2019 Honda CR-V.”),  115  (“AMERICAN HONDA and its authorized dealership at which Plaintiffs purchased the subject vehicle had reason to know the purpose of the subject vehicle at the time of sale of the subject vehicle. The sale of the subject vehicle was accompanied by an implied warranty of fitness.”)).  Further, the DOE and agency allegations are general enough to impliedly reference the dealership as a party or agent of one (Complaint, ¶¶ 5, 7).

Additionally, the contract expresses an agreement to arbitrate certain actions arising out of the condition of the vehicle as to third-party nonsignatories.

The Court finds no waiver.  The 40th Affirmative Defense of the Answer asserts arbitration.  Defendant’s small amount of discovery activity and motion for judgment on the pleadings  before moving for arbitration in October 2022, do not amount to waiver of arbitration.

Applying equitable estoppel to compel arbitration, without an applicable arbitration agreement, a nonsignatory may compel arbitration when the claims against the nonsignatory are founded in, and inextricably bound up with, the agreement’s obligations, as determined by examining the facts of the complaint.  Felisilda v. FCA US LLC (2020) 53 Cal.App.5th 486, 496-97  (“Because the Felisildas expressly agreed to arbitrate claims arising out of the condition of the vehicle—even against third party nonsignatories to the sales contract—they are estopped from refusing to arbitrate their claim against FCA.”).

Nonsignatory persons capable of enforcing arbitration agreements include those “who are agents or alter egos of a signatory party or intended third party beneficiaries of an arbitration agreement.”  Bouton v. USAA Casualty Ins. Co. (2008) 167 Cal.App.4th 412, 424.  Accord Smith v. Microskills San Diego L.P. (2007) 153 Cal. App. 4th 892, 896.  “[A] plaintiff's allegations of an agency relationship among defendants is sufficient to allow the alleged agents to invoke the benefit of an arbitration agreement executed by their principal even though the agents are not parties to the agreement.”  Thomas v. Westlake (2012) 204 Cal.App.4th 605, 614-15.

Courts “ look to the nature of the claims and the relationships of persons, wrongs and issues in determining whether a plaintiff is estopped from asserting the invalidity of an arbitration provision because plaintiff's claims are dependent on, or inextricably bound up with, the obligations imposed by the contract the plaintiff executed with the signatory defendant.”  Jones v. Jacobson (2011) 195 Cal.App.4th 1, 21 n.13.

Parties may agree that arbitrators have jurisdiction to decide whether arbitration provisions are enforceable, but such language must so provide “‘clearly and unmistakably.’”  Parada v. Sup. Ct. (2009) 176 Cal.App.4th 1554, 1566.  Unless a party makes a direct challenge in court as to the enforceability of an arbitrator-delegation clause, the arbitrator must resolve all the issues.  Mendoza v. Trans Valley Transport (2022) 75 Cal.App.5th 748, 767.

"State law, like the FAA, reflects a strong policy favoring arbitration agreements and requires close judicial scrutiny of waiver claims.... Although a court may deny a petition to compel arbitration on the ground of waiver..., waivers are not to be lightly inferred and the party seeking to establish a waiver bears a heavy burden of proof. "  Saint Agnes Medical Center v. PacifiCare of Cal.  (2003) 31 Cal.4th 1187, 1195-96.  “Because merely participating in litigation … does not result in a waiver, courts will not find prejudice where the party opposing arbitration shows only that it incurred court costs and legal expenses.… Rather, courts assess prejudice with the recognition that California’s arbitration statutes reflect ‘a strong public policy in favor of arbitration as a speedy and relatively inexpensive means of dispute resolution’.…  Prejudice typically is found only where the petitioning party’s conduct has substantially undermined this important public policy or substantially impaired the other side’s ability to take advantage of the benefits and efficiencies of arbitration.”  Saint Agnes Medical Center v. PacifiCare of Cal.  (2003) 31 Cal.4th 1187, 1203-04.  “A defendant’s pursuing demurrers does not necessarily constitute litigation on the merits for purposes of finding a waiver of arbitration.”  See Groom v. Health Net (2000) 82 Cal. App. 4th 1189, 1195.  No established test determines waiver of arbitration, but courts may consider whether (1) a party's actions are inconsistent with arbitrating, (2) litigation proceedings were substantially invoked and parties were well into lawsuit preparations before party notification of intent to arbitrate; (3) a party requested arbitration close to trial or delayed for a long period; (4) a party seeking arbitration filed a cross-action without requesting arbitration; (5) important intervening steps occurred such as discovery procedures unavailable in arbitration; and (6) delay prejudiced, affected or misled parties opposing arbitration.  Wagner Construction Co. v. Pacific Mechanical Corp. (2007) 41 Cal. 4th 19, 30-31.  "'[C]ourts have found prejudice where the petitioning party used the judicial discovery processes to gain information about the other side's case that could not have been gained in arbitration [citations]; where a party unduly delayed and waited until the eve of trial to seek arbitration [citation]; or where the lengthy nature of the delays associated with the petitioning party's attempts to litigate resulted in lost evidence.'”  Adolph v. Coastal Auto Sales, Inc. (2010) 184 Cal.App.4th 1443, 1451, 1452 ("Substantial evidence supports the court's denial of the petition to compel arbitration.").  See also  Roman v. Sup. Ct. (2009) 172 Cal. App. 4th 1462, 1479 (“the discovery requests Flo-Kem served (a set of form interrogatories and a request for production of documents) were authorized under the AAA rules; thus the discovery sought (although not received) did not seek to take advantage of discovery tools unavailable in arbitration.”).

Where a court has ordered arbitration, it shall stay the pending action, until an arbitration is had in accordance with the order to arbitrate, or another earlier time, and the stay may be with respect to an issue that is severable.  CCP §1281.4;  Cruz v. PacifiCare Health Systems, Inc. (2003) 30 Cal. 4th 303, 320;  Twentieth Century Fox Film Corp. v. Sup. Ct. (2000) 79 Cal.App.4th 188, 192;  Heritage Provider Network, Inc. v. Sup. Ct.  (2008) 158 Cal.App.4th 1146, 1152, 1154 n. 12.