Judge: Malcolm Mackey, Case: 22STCV32211, Date: 2023-07-24 Tentative Ruling

Case Number: 22STCV32211    Hearing Date: July 24, 2023    Dept: 55

HWY LOGISTICS, INC. v. SAMUEL CHIH,                                           22STCV32211

Hearing Date:  7/24/23,  Dept. 55.

#6:   

DEMURRER TO FIRST AMENDED COMPLAINT.

MOTION TO STRIKE PORTIONS OF PLAINTIFFS’ FIRST AMENDED COMPLAINT.

 

Notice:  Okay

Opposition

 

MP:  Defendants

RP:  Plaintiffs

 

Summary

 

On 10/3/22, plaintiffs filed a Complaint.

On 4/12/23, plaintiffs filed a First Amended Complaint, alleging that Defendant SAMUEL CHIH, hired by Defendant HWY LOGISTICS, INC., as a dispatcher, and later appointed CEO, stole both plaintiffs' corporate assets and embezzled funds for personal use, and was fired on 9/13/22, upon discovery.

The causes of action are:

1. BREACH OF CONTRACT;

2. FRAUD COUNT ONE;

3. VIOLATION OF CALIFORNIA PENAL CODE § 484;

4. CONVERSION-COUNT ONE;

5. BREACH OF FIDUCIARY DUTY;

6. CONSTRUCTIVE FRAUD;

7. EMBEZZLEMENT;

8. FRAUD-COUNT TWO;

9. CONVERSION-COUNT TWO;

10. FRAUD-COUNT THREE;

11. CONVERSION-COUNT THREE;

12. FRAUD-COUNT FOUR;

13. FRAUD-COUNT FIVE;

14. NEGLIGENT PER SE;

15. CIVIL CONSPIRACY;

16. TRESPASS TO CHATTELS;

17. INJUNCTIVE RELIEF;

18. DECLARATORY RELIEF;

19. ACCOUNTING; AND

20. UNJUST ENRICHMENT.

 

 

MP Positions

 

Moving parties request an order sustaining the demurrer to the First Amended Complaint, and granting the motion to strike alleged remedies, on grounds including the following:

 

·         After being granted an opportunity to amend their complaint, Plaintiffs have failed to cure the vast majority of defects in their original complaint.

·         Causes of Action Nos. 2, 6, 8, 10, 12 and 13 are five separate causes of action for fraud and one for constructive fraud. As all six of these causes of action sound in fraud, they must be pled with specificity.  Plaintiffs have not alleged how the alleged misrepresentations were made, when they were made, where they were made, to whom the misrepresentations were made and by what means.

·         Plaintiffs’ Cause of Action 3 (Violation of Penal Code § 484 – Theft by Trick) and Cause of Action 7 (Violation of Penal Code § 503 – Embezzlement) are criminal charges, not civil claims.

·         As to plaintiffs’ Cause of Action No. 14 for negligence, negligence per se is not a cause of action. McKenna v. Bessley (2021) 67 Cal.App.5th 552, 574.  Plaintiffs have not alleged negligence, but intentional misconduct based on Penal Code sections for theft by trick and embezzlement, which are intentional criminal acts.

·         “[C]onspiracy is not a cause of action, but a legal doctrine that imposes liability on persons who, although not actually committing a tort themselves, share with the immediate tortfeasors a common plan or design in its preparation.” Applied Equip. Corp. v. Litton Saudi Arabia Ltd. (1994) 7 Cal.4th 503, 510-511.  Facts beyond conclusions are not alleged, and duty is not alleged as to the spouse.

·         Plaintiffs’ Cause of Action No. 17 for injunctive relief is not a legally recognized cause of action. “Injunctive relief is a remedy, not a cause of action.” Guessous v. Chrome Hearts, LLC (2009) 179 Cal.App.4th 1177, 1187.  There is nothing to enjoin after employer terminated.

·         “[I]njunctive and declaratory relief are equitable remedies, not causes of action.” Faunce v. Cate (2013) 222 Cal.App.4th 166, 173.  There is nothing to declare beyond damages as adequate relief.

·         Plaintiffs’ Cause of Action No. 19 for accounting should be dismissed as Plaintiffs have alleged they already know the amount that was allegedly converted.

·         The fact that Defendants Chih and Li are married is no legal basis for suing her.  Marriage does not constitute a factual or legal basis for suing someone. “[H]ere both spouses are named in litigation, and where one spouse is included solely in the capacity as a community representative, that spouse has no personal liability, that spouse's separate property cannot be reached for the type of debt alleged, and such spouse does not desire to participate in the litigation, there appears to be no legitimate advantage to plaintiff in forcing the unwilling spouse to participate in the litigation.” 11601 Wilshire Assocs. v. Grebow (1998) 64 Cal.App.4th 453, 457.

·         Punitive damages fail to be based upon specifically pled fraud.

·         There is no alleged basis for remedies of “equitable relief” and a “judicial injunction,” after Defendant has been fired.

·         Constructive trust is unavailable since plaintiffs are seeking the recovery of fungible money, not any specific traceable funds.  Optional Cap, Inc. v. DAS Corp. (2014) 222 Cal.App.4th 1388, 1402.

·         “An action for accounting is not available where the plaintiff alleges the right to recover a sum certain or a sum that can be made certain by calculation.” Sass v. Cohen (2020) 10 Cal.5th 861, 863.

·         Plaintiffs have failed to allege a statutory or contractual basis for the recovery of attorney fees.“

 

 

RP Positions

 

Opposing parties advocate overruling and denying, or allowing leave to amend specifically proposed allegations, for reasons including the following:

 

·         Fraud is sufficiently alleged, such as that defendants stole Plaintiffs' corporate assets and embezzled funds, and plaintiffs would like leave to amend additional fraud aspects.

·         The Penal Code sections provide for civil remedies, and plaintiffs would like leave to amend and allege more.

·         Defendants violated Penal Code sections 484 and 503, and the violations raise a presumption that the violator was negligent.

·         Regarding conspiracy, and aiding and abetting, plaintiffs seek leave to allege factual participation of the spouse.

·         Plaintiffs will amend to allege facts regarding Trespass to Chattel and Injunctive Relief.  Upon employment termination, Defendant Chih did not convey all corporate assets in his possession to Plaintiffs. After filing the complaint, Plaintiffs acquired some documents from Defendants’ counsel that documents generated from Plaintiffs’ corporate computer. Even after September 13, 2022, Defendant Chih still has access to Plaintiffs’ computer system including internal computer electronic data of Plaintiffs.

·         Plaintiffs are entitled to receive an accurate accounting from Defendant after inaccurate ones were provided, such that plaintiffs do not know the amounts.

·         Punitive damages are well support by fraud-related allegations.

·         Attorney fees are associated with no pleading requirements.

·         Plaintiffs discovered the additional facts in support of the causes of action and would like to seek leave from the court to amend. The newly acquired facts show that, during the period of April, 2022 through present time, Defendant CHIH not only committed ultra vies acts but also committed other fraudulent and criminal acts while he was employed by Plaintiff HWY.

 

 

 

Tentative Ruling

 

The demurrer is sustained, and the motion is granted, with 30 days’ leave to amend.

Most defense arguments are not well-taken (as addressed below), but plaintiffs have proposed extensive amendments that may efficiently render moot some of the persuasive arguments.

 

Fraud

Plaintiffs need not allege the elements of active deceit where the claim includes concealment or acts with regard to contracting.  See, e.g.,  Alfaro v. Community Housing Improvement System & Planning Assn., Inc. (2009) 171 Cal. App. 4th 1356, 1384  (rule of specifically pleading how, when, where, to whom, and by what means, misrepresentations were communicated, is intended to apply to affirmative misrepresentations, and not to concealment);  CC §1572(5); Vogelsang v. Wolpert (1964) 227 Cal. App. 2d 102, 109;  Masters v. San Bernardino County Employees Retirement Assn. (1995)32 Cal.App.4th 30, 41; Brady v. Carman (1960) 179 Cal.App.2d 63, 67  (“Fraud is any act fitted to deceive.”).

 

Penal Code Sections 484 and 503

It is possible for some Penal Code sections to support private rights of action, but no governing California law exists on point as to Sections 484 and 503. "A legal proposition asserted without apposite authority necessarily fails."  People v. Taylor (2004) 119 Cal.App.4th 628, 643.    Arguably, Sections 484 and 496 are read together, in support of a private right of civil action.  “Penal Code section 484, subdivision (a) describes the acts constituting theft to include theft by false pretense, which is the consensual but fraudulent acquisition of property from its owner.”   Bell v. Feibush (2013) 212 Cal.App.4th 1041, 1049  (also upholding civil liability under Penal Code Section 496).

 

Negligence Per Se

Negligence Per Se is a cause of action under some case law  E.g.,  Capolungo v. Bondi  (1986) 179 Cal.App.3d 346, 349 (“In order for a claim of negligence per se to succeed, all four elements must be met.”).  Where there is a split of authority, trial courts have discretion to choose between the decisions.  Auto Equity Sales, Inc.  v.  Sup.  Ct.  (1962) 57 Cal.2d 450, 456.  Where there is a split of authority, “[a]s a practical matter, a superior court ordinarily will follow an appellate opinion emanating from its own district even though it is not bound to do so.”  McCallum v. McCallum  (1987) 190 Cal.App.3d 308, 316 n.4.

 

Whether the cited sections can support negligence per se, depends on legislative intent, and not just that intentional conduct was addressed.  See  Bradshaw v. City of Los Angeles (1990) 221 Cal. App. 3d 908, 918 (disallowing application of Penal Code section because Legislature did not intend for the particular provisions to be the basis of a claim of negligence per se), disapproved on other grounds by  Copley Press, Inc. v. Sup. Ct.  (2006) 39 Cal.4th 1272, 1284. 

 

                        Conspiracy

Conspiracy is a cognizable cause of action according to some opinions.  E.g.,  Douglas v. Sup. Ct. (1989) 215 Cal. App. 3d 155,159 ("second cause of action for conspiracy to defraud incorporates the allegations of the first cause of action, the demurrer to that cause of action should also have been overruled.");  Berg & Berg Ent., LLC v. Sherwood Partners, Inc. (2005) 131 Cal. App. 4th 802, 823;  State of Cal. ex rel. Metz v. CCC Information Services, Inc. (2007) 149 Cal. App. 4th 402, 419. 

 

Conspiracy allegations need not be more detailed.  Quelimane Co., Inc. v. Stewart Title Guar. Co. (1998) 19 Cal.4th 26, 47 (general allegations are permitted as to the pleading of conspiracy). 

The Co-plaintiff is alleged to have had some cognizable duties, such as a duty not to commit torts.  “[T]he general rule is that ‘all persons have a duty to use ordinary care to prevent others from being injured as the result of their conduct.’”  Conte v. Wyeth, Inc. (2008) 168 Cal.App.4th 89, 103.  "Courts frequently have held that statutory requirements can establish both duty and the applicable standard of care." Yarick v. PacifiCare of Cal. (2009) 179 Cal. App. 4th 1158, 1166. 

See also generally  Klistoff v. Sup. Ct. (2007) 157 Cal.App.4th 469, 479 (“The existence of a civil conspiracy makes each participant in the wrongful act responsible as a joint tortfeasor for all damages resulting from the wrong, whether or not a participant was a direct actor and regardless of the degree of his activity” and a coconspirator cannot be liable unless he or she owes a duty to the plaintiff as recognized by law);   Ferris v. Gatke Corp. (2003) 107 Cal. App. 4th 1211, 1225 (each individual must owe a legal duty to plaintiff).

 

Injunction

 

Injunction is a cognizable cause of action under some authorities.  E.g.,  Brownfield v. Daniel Freeman Marina Hosp. (2d Dist. 1989) 208 Cal. App. 3d 405, 410; Intel Corp. v. Hamidi (2003) 30 Cal.4th 1342, 1352.   But see  Marlin v. Aimco Venezia, LLC (2d Dist. 2007) 154 Cal.App.4th 154, 162  ("An injunction is a remedy, not a cause of action.”);  Shamsian v. Atlantic Richfield Co. (2d Dist. 2003) 107 Cal. App. 4th 967, 984-85 (“Correctly, the respondents state that a request for injunctive relief is not a cause of action…. Therefore, we cannot let this ‘cause of action’ stand. However, … on remand the trial court shall permit the appellants to amend their … cause of action to include their request for injunctive relief.”);  City of S. Pasadena v. Department of Transp. (1994) 29 Cal. App. 4th 1280, 1293 (“Injunctive relief is a remedy, not a cause of action.”);  Shell Oil Co. v. Richter (1942) 52 Cal. App. 2d 164, 168 (“Injunctive relief is a remedy and not, in itself, a cause of action, and a cause of action must exist before injunctive relief may be granted.”).

 

Also, the pleading does not allege that all conduct complained of had ceased at the time of employment termination, and the oppositions offer to amend to allege later-occurring facts.

 

Constructive Trust

The pleading alleges various types of property, and does not admit that only money is involved, such that some cause of action is alleged sufficiently.

The claim elements are:

  1. Wrongful act (underlying claim incorporated into the cause of action);
  2. specific, identifiable property or property interest, or excuse for inability to describe it;
  3. plaintiff’s right to the property;  and
  4. defendant has title thereto.

 

Stansfield v. Starkey (1990) 220 Cal.App.3d 59, 76;  Dabney v. Philleo (1951) 38 Cal.2d 60, 68;  Michaelian v. State Comp. Ins. Fund (1996) 50 Cal. App. 4th 1093, 1114.

 

Additionally, the pleading need not allege just seeking funds traceable to defendants, but may also allege other traceable values.  See  Heckmann v. Ahmanson (1985) 168 Cal. App. 3d 119, 135  (“under a constructive trust upon money, the plaintiff is entitled to trace the fund to its ultimate product or profit.”).

 

 

Declaratory Relief

Declaratory relief is a cognizable cause of action under some authorities.  See, e.g.,  Ludgate Ins. Co. v. Lockheed Martin Corp. (2000) 82 Cal. App. 4th 592, 605-06;  Bennett v. Hibernia Bank (1956) 47 Cal. 2d 540, 549.  But see  Batt v. City and County of San Francisco (2007) 155 Cal. App. 4th 65, 82 (declaratory relief is an equitable remedy, not an independent cause of action), disapproved on other grounds by  McWilliams v. City Of Long Beach (2013) 56 Cal.4th 613, 626.

Further, the pleading does not allege there were only past wrongs and damages.  See generally  Gafcon, Inc. v. Ponsor & Assocs. (2002) 98 Cal. App. 4th 1388, 1404 (“declaratory relief operates prospectively only, rather than to redress past wrongs….”). 

 

Accounting

The pleading does not allege that all amounts are known and nothing requires an accounting, and the oppositions offer to allege a lack of such knowledge.  See generally  Teselle v. McLoughlin  (2009) 173 Cal.App.4th 156, 179 (“A cause of action for an accounting requires a showing that a relationship exists between the plaintiff and defendant that requires an accounting, and that some balance is due the plaintiff that can only be ascertained by an accounting…. An action for accounting is not available where the plaintiff alleges the right to recover a sum certain or a sum that can be made certain by calculation.”).

 

Community Property

The pleading does not allege liability solely based upon community property law, but instead alleges both plaintiffs’ violations and conspiracy.  The procedure to enforce a judgment against the spouse, not possibly liable under any cause of action, is post-judgment recovery of the debt, based upon community property law, and not a lawsuit naming both spouses purely on a community-property theory.  See, e.g., 4 Cal. Real Est. § 11:62 (4th ed.)  (citing 11601 Wilshire Assocs. v. Grebow (1998) 64 Cal.App.4th 453, 457).

 

Punitive Damages

 

Alleged fraud and concealment support punitive damages, and no more specificity is required.  “In order to survive a motion to strike an allegation of punitive damages, the ultimate facts showing an entitlement to such relief must be pled by a plaintiff.”  Clauson v. Sup. Ct. (1998) 67 Cal. App. 4th 1253, 1255.  Accord Spinks v. Equity Residential Briarwood Apartments (2009) 171 Cal. App. 4th 1004, 1055;  Blegen v. Sup. Ct.  (1981) 125 Cal.App.3d 959, 962.  “In order to state a prima facie claim for punitive damages, a complaint must set forth the elements as stated in the general punitive damage statute, Civil Code section 3294…..  These statutory elements include allegations that the defendant has been guilty of oppression, fraud or malice.”   Turman v. Turning Point Of Central Cal., Inc. (2010) 191 Cal.App.4th 53, 63.

 

Attorneys Fees

Unsupported attorneys’ fees allegations need not be stricken pursuant to a motion to strike, since later discovery may reveal a basis for their recovery.  Camenisch v.  Sup.  Ct.  (1996) 44 Cal.App.4th 1689, 1699.  “There is no requirement that a party plead that it is seeking attorney fees, and there is no requirement that the ground for a fee award be specified in the pleadings.”  Yassin v. Solis  (2010) 184 Cal.App.4th 524, 533.  Accord   Snatchko v. Westfield LLC (2010) 187 Cal.App.4th 469, 497 (error to strike attorney fees sought under Code of Civil Procedure Section 1021.5, because there is no pleading requirement involved.);  Chinn v. KMR Property Management  (2008) 166 Cal.App.4th 175, 194 ("We agree that the complaint need not include a prayer for attorney fees, and that due process is satisfied by notice to the opposing party of the motion for attorney fees."),  disapproved on other grounds by  DeSaulles v. Cmty. Hosp. of Monterey Peninsula (2016) 62 Cal. 4th 1140, 1144.  Courts may strike prayers for attorney fees if a party revealed no potential basis for their recovery.  Agricultural Ins. Co. v. Sup. Ct. (1999) 70 Cal.App.4th 385, 404.