Judge: Mark A. Young, Case: 20SMCV00406, Date: 2024-12-03 Tentative Ruling



Case Number: 20SMCV00406    Hearing Date: December 3, 2024    Dept: M

CASE NAME:           Rosamond Ranch LP v. South La Cienega Holdings LLC, et al.

CASE NO.:                20SMCV00406

MOTION:                  Motion to Set Aside Discovery Sanctions;

                                    OSC Re: Entry of Default Judgment

HEARING DATE:   12/3/2024

 

MOTION TO SET ASIDE DISCOVERY SANCTIONS

 

Legal Standard

 

Relief under Code of Civil Procedure section 473(b) is either discretionary or mandatory. A motion for mandatory relief must be made no more than six months after entry of judgment and be accompanied by an attorney’s sworn affidavit attesting to the attorney’s “mistake, inadvertence, surprise or neglect.” (CCP § 473(b).) The attorney affidavit of fault must contain a “straight forward admission of fault.” (State Farm Fire & Casualty Co. v. Pietak (2001) 90 Cal.App.4th 600, 610.) But it need not contain an explanation of the reasons for the attorney’s mistake, inadvertence surprise or neglect. (Martin Potts & Assocs., Inc. v. Corsair, LLC (2016) 244 Cal.App.4th 432, 438-441.) Relief must be granted “unless the court finds that the default or dismissal was not in fact caused by the attorney's mistake, inadvertence, surprise, or neglect.” (Ibid.) If mandatory relief is granted, the court must “direct the attorney to pay reasonable compensatory legal fees and costs” to the opposing counsel or parties. (CCP § 473(b).)

 

Where a party cannot obtain an attorney affidavit of fault, the party may seek discretionary relief under section 473(b) due to “mistake, inadvertence, surprise, or excusable neglect.” (CCP § 473(b).) A motion for discretionary relief must be made “within a reasonable time but in no instance exceeding six months after the judgment, dismissal, order, or proceeding was taken.” (Id.) If discretionary relief is granted, the court may in its discretion order the moving party to pay the costs, including attorney fees, incurred in obtaining the default. (Rogalski v. Nabers Cadillac (1992) 11 Cal.App.4th 816, 823; Vanderkous v. Conley (2010) 188 Cal.App.4th 111, 118-119.) If the motion for discretionary relief is granted, the court may order the offending attorney to pay monetary sanctions up to $1,000 to opposing parties, or up to $1,000 to the State Bar Client Security Fund, or “[g]rant other relief as is appropriate.” (CCP § 473(c)(1)(A), (B), (C).)

 

A motion for relief under section 473(b) “shall be accompanied by a copy of the answer or other pleading proposed to be filed therein, otherwise the application shall not be granted. . .” (CCP § 473(b).) However, this requirement is not jurisdictional; substantial compliance may suffice. (Carmel, Ltd. v. Tavoussi (2009) 175 Cal.App.4th 393, 403 [finding substantial compliance where counsel offered proposed answer at motion hearing rather than serving it with moving papers].) 

 

ANALYSIS

 

Plaintiff/Cross-Defendants Rosamond Ranch LP, Calitex, LLC, Elias Shokrian, and Derek Boisse move to set aside the discovery sanctions imposed by the Court on December 9, 2022, January 6, 2023, December 1, 2023, August 8, 2024 and October 4, 2024 (presumably the default), and to continue the trial date to allow for the completion of discovery.

 

Cross-Defendants make a discretionary motion under section 473(b) on the grounds that: (1) multiple prior counsel, particularly Neil C. Evans, (“Former Counsel”) breached their duty and acted with neglect, unduly prejudicing Cross-Defendants through no fault of their own and without their knowledge; and (2) there is bias with the Court due to former counsel’s misconduct.

 

First, the motion is untimely. Cross-Defendants filed the motion on September 23, 2024. Section 473(b) motions must be made within a reasonable time, no later than six months after the subject order. This time limit forecloses modification of each order except for the August 8, 2024, and October 4, 2024, orders. As to those orders, the motion is still untimely under Code of Civil Procedure section 1008. In essence, Cross-Defendants request that the Court reconsider these discovery orders beyond the 10-day time limit for such motions. Cross-Defendants did not re-notice the instant motion to include the October 4, 2024, order until October 21, 2024, which is 17 days after the order. Since Cross-Defendants have not complied with Code of Civil Procedure § 1008, the court denies the motion.

 

Second, relief is unavailable on the merits, since Cross-Defendants fail to cite any “mistake, inadvertence, surprise, or excusable neglect” recognized by section 473. As discussed throughout this proceeding, the sanctions orders were the result of Cross-Defendants and counsels’ willing and flagrant discovery abuse, not the result of a mistake or neglect.

 

Accordingly, the motion is DENIED.

 

OSC RE ENTRY OF DEFAULT JUDGMENT

 

            As set forth below, the Court does not have the authority to enter a default judgment in the amounts requested. 

 

ANALYSIS

 

1.     Requested Judgment

Cross-Complainants’ proposed judgment (CIV-100 Form) seeks the following judgment:  

 

Damages:        $ 3,892,608.30

Interest:           $ 949,581.79

Costs:              $ 32,331.30

Att. Fees:        $ 507,508.50

TOTAL:         $ 5,382,029.89

 

2.     Noticed Damages

 

Code of Civil Procedure section 580 limits the recoverable relief on default judgment to the amount pled in the complaint.  As a result, any default judgment greater than that amount is void.  (See Airs Aromatics, LLC v. CBL Data Recovery Technologies, Inc.(2018) 23 Cal.App.5th 1013, 1018-1020.)  Here, the First Amended Cross-Complaint (“FACC”) alleges the following damages:

 

Promontory: $279,000.00 (fraud) + $1,300,000.00 (interference with subleases) = $1,579,000

 

WKM: $222,000.00 (fraud) + $1,023,000 (interference with subleases) = $1,245,000

 

SLCH: $2,200,000 (breach for withholding consent for subleases, interference with subleases)

 

By cause of action, the FACC alleges the following:

 

1. Fraud by Promontory and WKM for $279,000.00 and $222,000.00 (respectively) against all Cross-defendants;

 

2. Breach of master lease by SLCH against Rosamond (withheld consent to SLCH’s subleasing to replacement tenants for Promontory and WKM) for $2,200,000.00

 

3. Interference with sublease contracts (re: portions of the 3049 Property with Promontory, WKM, and MM respectively) by SLCH against Cross-Defendants, for $2,200,000.00.

 

4. Interference with sublease contracts (SLCH-Promontory Sublease and OKV-Promontory sublease) by Promontory against all Cross-Defendants for $1,300,000.00 (representing the sums spent on rent, tenant improvements, permits, and entitlements forfeited);

 

5. Interference with sublease (SLCH-WKM Sublease) by WKM against all Cross-Defendants for $1,023,000.00;

 

6. Negligent Interference with Prospective Economic Advantage:

SLCH requests $2,200,000

Promontory requests $1,300,000

WKM requests $1,023,000

(same damages as 3-5)

 

7. Intentional Interference with Prospective Economic Advantage by SLCH, Promontory, and

WKM against Cross-Defendants for the same damages as nos. 3-6

 

The principal amount requested is more than the principal amount requested in complaint. The above figures are the outer limits of liability.

 

3.     Principal

 

The following are a summary of the affidavits or declarations in support of the judgment:

 

Hice Declaration:

¶¶ 7-8: WKM and Promontory collectively had spent $855,000 in tenant improvements. Rosamond insisted on new lease terms that made it financially unfeasible for Cross- Complainants to continue operations at the Properties and they were thus forced to surrender possession. Promontory incurred $466,875 in costs for tenant improvements and permits at the Premises in connection with the build-out that had to be abruptly halted upon Cross-Complainants’ surrendering the Premises, (Exhibit “G” is an excel sheet summarizing)

 

¶ 9: Promontory's expenditures undertaking new tenant improvements to the Selmaraine facility at a total cost incurred of $988,025.30 (build-out was $225,188.30 more expensive than projected)

 

¶ 10: $489,296 are Promontory's rental cost for facilities (at $15,000 per month for period between the planned launch date of the original Premises and Promontory’s occupancy of the replacement space at the Selmaraine location in October 2021)

 

¶ 11: SLCH's $109,286 security deposit with Rosamond (They don't actually ask for the security deposit in the FACC paras. 21, 24, 26, 29, 33-37, 40, 62.)

 

¶ 12: SLCH lost rental payments on the subleases. $2,213,916. (This is capped at $2,200,000.00.)

 

Morrison Decl.

¶ 7: WKM and Promontory collectively spent approximately $855,000 in tenant improvements.

¶ 8: WKM incurred $388,047.04 in costs for tenant improvements and permits at the Premises in connection with the build-out

 

The declarations establish the following damages:

 

Promontory's

Property expenditures             $ 988,025.30

            rental cost                                $ 489,296.00

Selmaraine exp                       $ 466,875.00

                                                =          $ 1,944,196.30

 

WKM (improvements + permits)      $388,047.04

 

SLCH's subleases                               $2,213,916

 

4.     Costs

 

The Memorandum of Costs at ¶ 7 of CIV-100 requests the following:

 

Filing Fee:                   $ 3,695.00 

Jury Fees:                    $ 150.00

Process Server:           $ 783.00

Court Rept Fees:         $ 675.00

Elec. Filing:                $ 554.82

Hosting:                      $ 26,473.48

Total:                           $ 32,331.30

 

Cross-Complainants claim $26,473.48 in hosting fees. However, section 1033.5(a)(15) states that “This paragraph shall become inoperative on January 1, 2022.” Thus, this item should not be granted unless the discretionary standard is met. (CCP 1033.5(c) [Standard: (1) Incurred, (2) reasonably necessary to the conduct of the litigation rather than merely convenient or beneficial to its preparation, and (3) reasonable in amount].)  Here, based upon the Court’s familiarity with the case, the Court concludes that the discretionary standard has been met.

 

CONCLUSION

 

Accordingly, default judgment cannot be granted as requested.

 

Promontory may be awarded up to $1,579,000 against all Cross Defendants.

 

WKM may be awarded $388,047.04 against all Cross Defendants.

 

SLCH may be awarded up to $2,200,000.00 against all Cross Defendants.

 

Interest needs to be re-calculated with these new figures.

 

The Court also determines that Boisse is jointly and severally liable with the other Cross-Defendants up to $1,569,406.30 of the total judgment amount.