Judge: Mark A. Young, Case: 24SMCV00354, Date: 2024-12-11 Tentative Ruling

Case Number: 24SMCV00354    Hearing Date: December 11, 2024    Dept: M

CASE NAME:           Van Lokeren Construction Inc. v. Kunkle, et al.

CASE NO.:                24SMCV00354

MOTION:                  Motion for Leave to Amend (First Amended Cross-Complaint)

HEARING DATE:   12/11/2024

 

Legal Standard

 

If a party wishes to amend a pleading after an answer has been filed, or after a demurrer has been filed and after the hearing on the demurrer, or if he or she has already amended the pleading as a matter of course, the party must obtain permission from the court before amendment. (CCP §§ 473(a)(1), 576.) Leave of court is required to file a compulsory cross-complaint when it is not filed before or at the same time as the answer. (CCP § 428.50(a), (c).) Where a party seeks leave to file a compulsory cross-complaint, whether due to oversight, inadvertence, mistake, neglect, or other cause, leave must be granted anytime during the course of litigation so long as the defendant acted in good faith. (CCP § 426.50.) Leave should be liberally granted to avoid forfeiture of causes of action. (Ibid.)  

 

Procedurally, a motion for leave to amend must state with particularity what allegations are to be amended. Namely, it must state what allegations in the previous pleading are proposed to be deleted and/or added, if any, and where, by page, paragraph, and line number. (CRC, Rule 3.1324(a)(2)-(3).) The motion must be accompanied by a declaration specifying: (1) the effect of the amendment; (2) why the amendment is necessary and proper; (3) when the facts giving rise to the amended allegations were discovered; and (4) the reasons why the request for amendment was not made earlier. (CRC, Rule 3.1324(b).) The motion must also be accompanied by the proposed amended pleading, numbered to differentiate it from the prior pleadings or amendments. (CRC, Rule 3.1324(a)(1).) It is within the court’s discretion to require compliance with Rule 3.1324 before granting leave to amend. (Hataishi v. First American Home Buyers Protection Corp. (2014) 223 Cal.App.4th 1454, 1469.)

 

Motions for leave to amend the pleadings are directed to the sound discretion of the court. “The court may, in furtherance of justice, and on any terms as may be proper, allow a party to amend any pleading . . ..” (CCP § 473(a)(1); see CCP § 576.) Policy favors liberally granting leave to amend so that all disputed matters between the parties may be resolved. (See Howard v. County of San Diego (2010) 184 Cal.App.4th 1422, 1428.) Absent prejudice to the adverse party, the court may permit amendments to the complaint “at any stage of the proceedings, up to and including trial.” (Atkinson v. Elk Corp. (2003) 109 Cal.App.4th 739, 761 [internal quotes omitted].) Where leave is sought to add entirely new claims, the court may grant leave to amend if the new claims are based on the same general set of facts, and the amendment will not prejudice the opposing party. (Austin v. Massachusetts Bonding & Ins. Co. (1961) 56 Cal.2d 596, 600-602; Glaser v. Meyers (1982) 137 Cal.App.3d 770, 777 [holding trial court did not abuse its discretion in permitting amendment of complaint, which originally alleged constructive eviction, to allege retaliatory eviction where the new claim was based on the same general set of facts].)

 

When considering a motion for leave to assert a compulsory cross claim, “[f]actors such as oversight, inadvertence, neglect, mistake or other cause, are insufficient grounds to deny the motion unless accompanied by bad faith.” (Silver Organizations Ltd. v. Frank¿(1990) 217 Cal.App.3d 94, 99.) “[The] principle of liberality requires that a strong showing of bad faith be made in order to support a denial of the right to file a cross-complaint under this section.” (Foot's Transfer & Storage Co. v. Superior Court (1980) 114 Cal.App.3d 897, 902.) To establish bad faith, the opposing party must show “actual or constructive fraud, or a design to mislead or deceive another, or a neglect or refusal to fulfill some duty or some contractual obligation, not prompted by an honest mistake ..., but by some interested or sinister motive[,] ... not simply bad judgment or negligence, but rather ... the conscious doing of a wrong because of dishonest purpose or moral obliquity; ... [bad faith] contemplates a state of mind affirmatively operating with furtive design or ill will.” (Id. at 100.) While the good faith requirement gives courts a “modicum of discretion,” the law strongly favors granting leave. (Sidney v. Superior Court (1988) 198 Cal.App.3d 710, 718.) 

 

Analysis

 

Defendants/Cross-Complainants Golden Blue Builders Group Inc. and Justin Kunkle move for leave to amend the cross-complaint to assert compulsory cross-claims against Plaintiff Van Lokeren Construction, Inc. (CCP §§ 426.50, 473(a)(1).)

 

On January 24, 2024, Plaintiff filed its complaint against Defendants asserting claims for: (1) Intentional Interference with Contractual Relations; (2) Intentional Interference with Prospective Economic Advantage; (3) Conversion; (4) Civil Theft; (5) Fraud; and (6) Accounting. The gist of the complaint involves a dispute over construction services provided at a residential property (the “Property”) on which both Plaintiff and Golden Blue Builders Group Inc. (“GBBG”) worked (the “Project”). The complaint alleges that Plaintiff acted as the general contractor on the Project and that GBBG provided project management services, and that GBBG, and its principal, Justin Kunkle (“Kunkle”), failed to perform their duties on the Project. Plaintiff further claims Project funds were misappropriated by Defendants. Defendants answered on February 28, 2024.

 

On October 18, 2024, Defendants filed the operative cross-complaint, which excluded Plaintiff from the pleading. The cross-complaint claims: (1) Breach of Joint Venture Agreement (against Tom Van Lokeren); (2) Breach of Fiduciary Duty (against Tom Van Lokeren); (3) Aiding and Abetting Breach of Fiduciary Duties (against Ron Bernards, Ali Salour, and Stonemark); (4) Interference with Contract (against Ron Bernards, Ali Salour, and Stonemark); and (5) Accounting (against Tom Van Lokeren). Each of the claims arise from the same transaction and occurrences alleged in the complaint, i.e., construction operations and management at the subject Property. Defendants now propose a first amended cross-complaint (“FACC”). (Grant Decl., ¶¶ 9-11; Exs. B-C.) A week after filing the cross-complaint, Defendants/Cross-Complainants moved for leave to file the proposed FACC. They seek to add Plaintiff as a Cross-Defendant to the Breach of Joint Venture Agreement, Breach of Fiduciary Duty and Accounting causes of action. (See FACC pp. 15-19.)

 

The Court finds no significant delay in bringing this cross-claim against Plaintiff by Defendants. Defendants should have brought this cross-claim against Plaintiff at the time of answering or at least when filing the initial cross-complaint. Defendants’ counsel explains that after they substituted into this case in September 2024, they discovered the factual bases underlying the crossclaims, and diligently sought a stipulation from Plaintiff to agree to the filing. (Grant Decl., ¶¶ 4-6.) Defendants explain that they could not obtain Plaintiff’s consent to file a cross-complaint against it. Not wanting to delay further, they filed the cross-complaint without Plaintiff as a cross-defendant.

 

This record does not suggest any bad faith on their part. Critically, Plaintiff notice of the crossclaims before the initial cross-complaint was filed. Thus, Defendants only delayed 8 months, at most, in bringing the crossclaims. This delay was insubstantial, as the case is still at the outset, and there is ample time to take discovery and to prepare a defense. Thus, Plaintiff has experienced no prejudice as a result from any delay. Conversely, Defendants would be severely prejudiced by denial, as they would forfeit their substantive claims against Plaintiff. (See CCP § 426.30(a) [failure to plead compulsory claims in a cross-complaint bars later suit].)

 

Plaintiff badly asserts bad faith, arguing that the claims are “malicious” and “frivolous” and designed to “sabotage Van Lokeren Construction Inc.’s relationship with the owner of a project.” Plaintiff fails to substantiate any such claims with sufficient evidence or argument. Plaintiff does not explain this unsubstantiated intent to disrupt Plaintiff’s business relationship with the owner of the project shows that the claims are meritless. Plaintiff only notes that the original complaint alleges that Tom Van Lokeren was in a joint venture, but now adds Van Lokeren Construction, Inc. as a Cross-Defendant on the alleged ground that Van Lokeren Construction, Inc. was in a joint venture without removing Tom Van Lokeren as a cross-defendant. Plaintiff’s point is not well-taken. This neither suggests bad faith, nor contradicts the prior pleading. Van Lokeren and Van Lokeren Construction could, as a matter of fact, be in a joint venture with the other Defendant(s) and/or each other. Plaintiff’s opposition therefore fails to identify any bad faith or prejudice they would suffer as a result of granting leave to amend.

 

Accordingly, the motion is GRANTED.  The FACC shall be filed as a separate document by December 12, 2024.