Judge: Mark E. Windham, Case: 23STLC06102, Date: 2024-03-04 Tentative Ruling

Case Number: 23STLC06102    Hearing Date: March 4, 2024    Dept: 26

  

National Commercial Recovery, Inc. v. Neoglory Jewelry, et al.

VACATE DEFAULT AND DEFAULT JUDGMENT

(CCP §§ 418.10, 473(b), 473.5, 473(d))

TENTATIVE RULING:

 

Defendants Neoglory Jewelry, Yue Lu and Li Wu’s Motion to Vacate Default and Default Judgment is DENIED.

                                                                                                                               

ANALYSIS:

 

On September 20, 2023, Plaintiff National Commercial Recovery, Inc. dba Blair Smith and Associates (“Plaintiff”) filed the instant action against Defendants Neoglory Jewelry (“Neoglory”), Yue Lu (“Defendant Lu”) and Li Wu (“Defendant Wu”). Plaintiff filed proofs of substitute service of the Summons and Complaint on October 3, 2023. When Defendants failed to file a responsive pleading, Plaintiff obtained their default on November 22, 2023 and default judgment on December 26, 2023.

 

On February 7, 2024, Defendants filed the instant Motion to Vacate Default and Default Judgment. Plaintiff filed an opposition on February 13, 2024.

 

Discussion

 

Defendants move for relief pursuant to Code of Civil Procedure sections 473, subdivision (b), section 473.5, or Code of Civil Procedure section 473, subdivision (d).

 

Defendants Neoglory Jewelry and Yue Lu

 

According to the proof of substitute service, Defendant Neoglory was sub-served by leaving the papers with Gensheng Lyu, the father of its agent for service of process, Defendant Lu, at 15929 Ladysmith St Hacienda Heights on September 28, 2023. (Proof of Substitute Service, filed 10/03/23, ¶¶3-5.) Two attempts at personal service were made prior to leaving the papers with Lyu and were thereafter mailed to the service address. (Id. at pp. 3-4.)

 

The Motion for relief is supported by the declaration of Defendant Lu, who states that they instructed their accountant to close the business in June 2023 and were not involved in the company after that. (Motion, Lu Decl., ¶4.) Lu also declares that they told Lyu the business was closed in June 2023 and that Defendant Wu was the person in charge. (Id. at ¶5.) Lyu did not inform Defendant Lu of the papers because Lyu believed that Defendant Lu was no longer involved in the business. (Id. at ¶6.) Defendant Lyu did not learn of the action until November 2023 when informed by their attorney. (Ibid.)

 

Under Code of Civil Procedure section 473, subdivision (b), an application for relief must be made no more than six months after entry of the order from which relief is sought, and must be accompanied by an affidavit of fault attesting to the mistake, inadvertence, surprise or neglect of the moving party or its attorney. (Code Civ. Proc., § 473, subd. (b); English v. IKON Business Solutions (2001) 94 Cal.App.4th 130, 143.) The motion must also be accompanied by a copy of the moving defendant’s proposed pleading. (Code Civ. Proc., § 473, subd. (b).) This can be corrected if Defendant submits a proposed responsive pleading by the hearing date. (Code Civ. Proc., § 473, subd. (b); Carmel, Ltd. v. Tavoussi (2009) 175 Cal.App.4th 393, 403.)

 

The instant Motion was timely filed within six months of the entry of default and default judgment. It is also supported by a declaration of fault and a copy of Defendants’ answer to the Complaint. The only issue is whether Defendant Lu’s conduct amounts to mistake, inadvertence, surprise, or excusable neglect under the statute. The Motion, however, offers no analysis of these bases for relief. (Motion, pp. 4:23-5:16.) It does not appear that Defendant Lu’s conduct was excusable. They instructed their accountant to file for dissolution of the company but did nothing to follow up regarding the status of the business for more than five months. The accountant did not file for dissolution until December 2023. (Motion, p. 3:14-15.) Nor does the Motion explain why Defendant Lu did not receive all the documents mailed regarding the action, including the Summons and Complaint, and requests for default. The Motion, therefore, does not demonstrate that relief under Code of Civil Procedure section 473, subdivision (b) is appropriate.

 

The Motion is also brought under Code of Civil Procedure section 473.5, subdivision (a):

 

When service of a summons has not resulted in actual notice to a party in time to defend the action and a default or default judgment has been entered against him or her in the action, he or she may serve and file a notice of motion to set aside the default or default judgment and for leave to defend the action.  The notice of motion shall be served and filed within a reasonable time, but in no event exceeding the earlier of: (i) two years after entry of a default judgment against him or her; or (ii) 180 days after service on him or her of a written notice that the default or default judgment has been entered.

 

(Code Civ. Proc., § 473.5, subd. (a).) Additionally, the motion “shall be accompanied by an affidavit showing under oath that the party's lack of actual notice in time to defend the action was not caused by his or her avoidance of service or inexcusable neglect. The party shall serve and file with the notice a copy of the answer, motion, or other pleading proposed to be filed in the action.” (Code Civ. Proc., § 473.5, subd. (b).) Again, the Motion is timely and supported by a proposed answer. However, it is not supported by a declaration showing under oath that lack of notice was not caused by inexcusable neglect. As noted above, the Summons and Complaint were not just left with Lyu but mailed to the service address.

 

The Motion for relief is denied as to Defendants Lu and Neoglory Jewelry.

 

Defendant Li Wu

 

According to the proof of substitute service, Defendant Wu was also sub-served by leaving the papers with Gensheng Lyu, identified as Defendant Wu’s uncle, at 15929 Ladysmith St., Hacienda Heights on September 28, 2023. (Proof of Substitute Service, filed 10/03/23, ¶¶3-5.) Defendant Wu declares that 15929 Ladysmith St. was neither their business address nor residence. (Motion, Wu Decl., ¶¶3-4.) Defendant Wu was informed of the Summons and Complaint by Lyu and reached out to Plaintiff’s counsel. (Id. at ¶¶5-6.) Defendant Wu did not understand the need to file an answer because they believed the amount owed had been paid off. (Id. at ¶¶6-7.)

 

Defendant Wu moves to vacate the default and default judgment on the grounds that it is void, pursuant to Code of Civil Procedure section 473, subdivision (d), which states that “[t]he court may, .... on motion of either party after notice to the other party, set aside any void judgment or order.” (Code Civ. Proc., § 473, subd. (d).) Rogers v. Silverman (1989) 216 Cal.App.3d 1114, 1116 holds that the limitations period contained in Code of Civil Procedure section 473.5 applies by analogy to motions brought under Code of Civil Procedure section 473, subdivision (d). As noted above, the Motion is timely under Code of Civil Procedure section 473.5. The Motion disputes that Defendant Wu had any connection to the 15929 Ladysmith St. address but Plaintiff’s opposition demonstrates that this was the business’ principal office and mailing address. (Opp., Besnyl Decl., Exh. A.) Defendant Wu offers no evidence to corroborate their contention that the business address was 625 S Hill Street Booth #119, Los Angeles. (See Motion, Wu Decl., ¶3.) Service of the Summons and Complaint on Defendant Wu, therefore, was in accordance with the statutory requirements.

 

The other basis for relief sought by Defendant Wu is Code of Civil Procedure section 473, subdivision (b). As discussed above, the Motion is timely and supported by a copy of Defendant Wu’s answer to the Complaint. However, again, the Motion does not describe how Defendant Wu’s failure to understand the need to file an answer following receipt of the papers and conversation with Plaintiff’s counsel amounts to mistake, inadvertence, surprise, or excusable neglect, as defined by the law. The Motion is also denied as to Defendant Wu.

 

Conclusion

 

Defendants Neoglory Jewelry, Yue Lu and Li Wu’s Motion to Vacate Default and Default Judgment is DENIED.

 

 

Court clerk to give notice.