Judge: Mary H. Strobel, Case: 21STCP02031, Date: 2023-02-02 Tentative Ruling
Hon. Mary H. Strobel The clerk for Department 82 may be reached at (213) 893-0530.
Case Number: 21STCP02031 Hearing Date: February 2, 2023 Dept: 82
|
Mollie Vehling,
v. UCLA Title IX Office, et al. |
Judge Mary
Strobel Hearing: February
2, 2023 |
|
21STCP02031 |
Tentative
Decision on Petition for Writ of Mandate |
Petitioner
Mollie Vehling (“Petitioner”) petitions for a writ of administrative mandate
directing Respondent the Regents of the University of California (“Respondent”)
“to set aside the Title IX administrative findings and decision imposed against
Petitioner.” (Pet. Prayer ¶ 1.) At the October 13, 2022, hearing, Petitioner’s
counsel clarified that Petitioner is challenging the termination decision (the
final decision after the appeal) made by Hearing Officer Dougherty. (Minute Order dated 10/13/22.) The court will deny the petition for the
reasons discussed below.
Background
Petitioner, Alan
Robbins, and the “Absinthe” Show
Petitioner
was employed by the University of California, Los Angeles, from September 1999
until she was terminated effective May 16, 2019. At all material times, Petitioner held the
title of Director, UCLA Spirit Squad.
(AR 4.) She was responsible for the
overall management and direction of the Squad, and she also assisted UCLA
Development Officers in managing donor relationships to raise money for the
Squad. (Ibid.)
Alan Robbins, a 76-year-old former
state senator, was one of the high-profile donors with whom Petitioner
worked. Robbins had been indicted in the
1970s, and acquitted, for having sex with two underage minor females. Some
Spirit Squad members thought he was creepy and had informed Petitioner they
felt uncomfortable in his presence. (AR
4-5.)
In
the administrative decision upholding Petitioner’s termination (see AR 2-23), a
hearing officer found that Petitioner was instructed by Associate Vice
Chancellor Julie Sina in June 2018 that “Squad members were not to have contact
with Alan Robbins.” (AR 5.) Petitioner contends that direction was not
given, while Respondent contends that it was. (See OB 10-11; Oppo. 4, citing AR
454-455; 477-478; 487-488, 490-492.)
In October 2018, Robbins reached out
to Petitioner to ask whether Spirit Squad members would be interested in
attending a “burlesque” adult-nature show known as “Absinthe” while they were
at the Las Vegas Invitational men’s basketball tournament held on November
22-23, 2018. (OB 9, citing AR 1095-1111.)
Petitioner did not accompany the Squad on this trip, but she helped
arrange the Squad’s attendance at the show.
(AR 6.) Some Squad members were
uncomfortable at the show, both because of its content and the presence of
Robbins, and left early. (AR 6-8)
Title IX
Investigation
Subsequent to
the Las Vegas trip, the UCLA Title IX office was notified that Squad members
had experienced harassing behavior during this trip. Petitioner was placed on paid administrative
leave while the matter was investigated.
(AR 8.) The matter was referred
to the Staff Diversity & Affirmative Action/EEO Compliance Office
(“SD&C”) for an investigation of whether Petitioner violated UCLA’s Sexual
Violence and Sexual Harassment Policy (“SVSH Policy”). (AR 1055.)
Respondent Adriana Ovalle-Stevenson, Complaint Resolution Officer of
SD&C, interviewed Petitioner and 16 witnesses and prepared a report. On March 20, 2019, after receiving comments
from Petitioner on the information obtained in the investigation,
Ovalle-Stevenson issued a lengthy confidential memorandum concluding that there
was sufficient evidence to find Petitioner responsible for a violation of the
SVSH policy. (AR 1054-1093.)
UCLA Campus Human Resources Investigates
Other Alleged Misconduct of Petitioner
UCLA Campus Human Resources (“CHR”)
also conducted an investigation into eligibility and scholarship violations, as
well as Petitioner’s alleged violation of Sina’s no contact directive. (AR
9-63-64; 1171-1209.) On April 29, 2019,
Kathleen Shiroma, Employee Relations Consultant CHR, issued her report finding
that Petitioner had violated Spirit Squad participation requirements, violated
financial aid requirements, and had violated the no-contact directive. (AR 10, 1171-1209.)
Termination,
Administrative Appeal, and Decision Denying Appeal
Following receipt of
Ovalle-Stevenson’s report and CHR’s report, UCLA decided that it would
terminate Petitioner’s employment and gave her a notice of intent to terminate
on April 18, 2019. Petitioner did not
request to have an in-person Skelly hearing. By letter dated May 16, 2019, Petitioner was
notified that she was terminated effective May 17, 2019. (AR 10-11, 1210-17.)
Petitioner’s
employment was subject to The Regents’ Personnel Policies for Staff Members
(“PPSM”). (See AR 2250-2284.) PPSM-64 permits termination due to “misconduct or
failure to maintain appropriate work performance standards.” (AR 2277.)
PPSM-62 discusses types of corrective action and states that immediate
termination may be permissible “in situations of serious misconduct or failure
to maintain acceptable work performance standards.” (AR 12; 2287.)
Petitioner timely requested review
of her termination pursuant to the provisions of the University of California
Policy PPSM-70, which governs complaint resolution with respect to certain
professional and managerial employees.
(AR 11, 2250.) The matter was
processed through several “steps” and eventually an administrative hearing was
held on multiple dates before hearing officer Walter F. Daugherty (hereafter
“Hearing Officer”). (AR 11, 25-907.) On May 21, 2021, the Hearing Officer issued a
lengthy decision finding that the termination of Petitioner did not violate
university policies and denying Petitioner’s appeal. (AR 1-24.)
Writ Proceedings
On June 25, 2021, Petitioner filed a
petition for writ of administrative mandate against Respondent the Regents of the University of
California, as well as UCLA Title IX Office and Adriana Ovalle-Stevenson, in
her official capacity as Title IX Complaint Resolution Officer.
Respondent
has answered the petition.
On
June 6, 2022, Petitioner filed her opening brief in support of the
petition. The court has received
Respondent’s opposition, Petitioner’s reply, the administrative record, and the
joint appendix.
On
October 13, 2022, the petition came for hearing before the court. The court continued the hearing so the
parties could address issues related to the redaction of student names from the
record. The court ordered no further
briefing for the writ petition.
On December 23, 2022, Respondent filed its motion to
seal. The court received Petitioner’s
opposition, Respondent’s reply, and the unredacted record filed conditionally
under seal.
On
January 19, 2023, the court granted in part and denied in part Respondent’s
motion to seal. Respondent subsequently
lodged a redacted record on USB flash drive.
Standard of Review
The
petition is pleaded as a petition for administrative mandate pursuant to CCP
section 1094.5. Under CCP section
1094.5(b), the pertinent issues are whether the respondent has proceeded
without jurisdiction, whether there was a fair trial, and whether there was a
prejudicial abuse of discretion. An
abuse of discretion is established if the agency has not proceeded in the
manner required by law, the decision is not supported by the findings, or the
findings are not supported by the evidence.
(CCP § 1094.5(b).)
“‘Article IX, section 9 [of the California Constitution] grants the [R]egents
broad powers to organize and govern the university and limits the Legislature's
power to regulate either the university or the [R]egents. This contrasts with
the comprehensive power of regulation the Legislature possesses over other
state agencies.’ [Citation.] This grant of constitutional power to the
University includes the grant of quasi-judicial powers, a view that is
generally accepted in our jurisprudence.”
(Miklosy v. Regents of University of California (2008) 44 Cal.4th
876, 889.) Based on this grant of
self-governance to the Regents, the substantial evidence standard of review
applies to all administrative findings of Regents in this case, including those
of hearing officer Daugherty. (See AR
1-23; Do v. Regents of the Univ. of Cal. (2013) 216 Cal.App.4th 1474,
1486-1487 [staff discipline matters fall within state university’s powers of
autonomy in self-governance].)
To
the extent Petitioner argues to the contrary, his arguments are not
persuasive. (See Opening Brief (“OB”)
18; but see Reply OB 19 and 13:2-9 [discussing substantial evidence standard].) Petitioner does not address Do v. Regents,
which held that the substantial evidence test applies “for an employee's
challenge of the administrative decisions of a constitutional agency that were
rendered in a quasi-judicial forum.” (Do v. Regents, supra, 216
Cal.App.4th at 1486-1487.) Petitioner
cites no conflicting authority on this issue.
Nor has Petitioner disputed that Respondent is a constitutional agency
subject to the standard of review discussed in Do v. Regents. Accordingly, the court applies the
substantial evidence test to the Hearing Officer’s fact findings.
Substantial evidence is relevant evidence that a
reasonable mind might accept as adequate to support a conclusion (California Youth Authority v. State
Personnel Board (2002) 104 Cal. App. 4th 575, 584-85), or evidence of
ponderable legal significance which is reasonable in nature, credible and of
solid value. (Mohilef v. Janovici (1996)
51 Cal. App. 4th 267, 305 n. 28.) Under
the substantial evidence test, “[c]ourts may reverse an [administrative]
decision only if, based on the evidence …, a reasonable person could not reach
the conclusion reached by the agency.” (Sierra Club v. California Coastal Com.
(1993) 12 Cal.App.4th 602, 610.)
A public agency
is presumed to have regularly performed its official duties. (Evid. Code § 664.) “[A] trial court must afford a strong
presumption of correctness concerning the administrative findings.” (Fukuda
v. City of Angels (1999) 20 Cal. 4th 805, 817.) The petitioner seeking administrative
mandamus has the burden of proof and must cite to the administrative record to
support his contentions. (See Alford v. Pierno (1972) 27
Cal.App.3d 682, 691.) A
reviewing court “will not act as counsel for either party to an appeal and will
not assume the task of initiating and prosecuting a search of the record for
any purpose of discovering errors not pointed out in the briefs.” (Fox v. Erickson (1950) 99 Cal.App.2d
740, 742.)
When an appellant
challenges “’the sufficiency of the evidence, all material evidence on the
point must be set forth and not merely [his] own evidence.” (Toigo v. Town
of Ross (1998) 70 Cal.App.4th 309, 317.) “[T]he challenger must identify (with
citations to the record) the factual findings made by the board that he or she
is challenging …. And in doing so, the challenger cannot simply ignore the
evidence in the record that was relied upon by the board …. Rather, the
challenger must explain why that evidence is insufficient to support that
finding.” (Shenouda v. Veterinary Medical Bd. (2018) 27 Cal.App.5th 500, 513.)
“‘On questions of law arising in mandate
proceedings, [the court] exercise[s] independent judgment.’ …. Interpretation
of a statute or regulation is a question of law subject to independent
review.” (Christensen v. Lightbourne (2017) 15 Cal.App.5th 1239, 1251.) “A challenge to the procedural fairness of
the administrative hearing is reviewed de novo on appeal because the ultimate
determination of procedural fairness amounts to a question of law.” (Nasha
L.L.C. v. City of Los Angeles (2004) 125 Cal.App.4th 470, 482.)
Analysis
Scope of
Petition: Petitioner Challenges the Termination Decision of Hearing Officer
Dougherty
In
the petition, Petitioner seeks a writ directing Respondent Regents “to set
aside the Title IX administrative findings and decision imposed against
Petitioner.” (Pet. Prayer ¶ 1.) While not entirely clear, that prayer
suggests that Petitioner challenges “Title IX” findings made by
Ovalle-Stevenson, but may also challenge the final termination decision made by
Hearing Officer Daugherty. In reply,
Petitioner states that she “seeks review of the decision by the UCLA Title IX
Office, Title IX investigator/adjudicator Adriana Ovalle-Stevenson” and “[t]he
administrative findings and decision under review by this Court is the final
decision made by Title IX investigator/adjudicator Adriana Ovalle-Stevenson
that Ms. Vehling sexually harassed several UCLA Spirit Squad members in Las
Vegas, when she was in San Diego.”
(Reply 4.) Petitioner also argued
that Respondent’s arguments concerning PPSM-62 and PPSM-64, the policies upon
which the termination decision were based, were “irrelevant.” (Reply 10.)
Thus, the reply strongly suggested Petitioner challenged only the
investigation decision of Ovalle-Stevenson.
However, at the October 13, 2022, hearing, Petitioner’s counsel
clarified that Petitioner is challenging the termination decision (the final
decision after the appeal) made by Hearing Officer Dougherty. (Minute Order dated 10/13/22.)
Substantial
Evidence Support the Hearing Officer’s Findings that Petitioner Engaged in
Misconduct
On
May 21, 2021, the Hearing Officer issued a lengthy decision finding that the
termination of Petitioner did not violate university policies related to
termination of employment (PPSM-62 and PPSM-64) and denying Petitioner’s
appeal. (AR 1-24.)
In
concluding that the termination of Petitioner’s employment was consistent with
university policy, the Hearing Officer considered several allegations against
Petitioner. The Hearing Officer found
that Petitioner’s actions related to the “Absinthe” show in Las Vegas violated
the SVSH policy. (AR 15-21.) He found that Petitioner violated the Squad's
participation requirements and the University's financial aid requirements when
she allowed Catbagan to join the squad when he was an “ineligible
student.” (AR 21-22.) He also found that, in connection with the
Absinthe show, Petitioner did not comply with a directive of Sina not to allow
Squad members to have contact with Robbins.
(AR 15-16, 22.) Finally, the
Hearing Officer found that “[e]ven assuming for purposes of analysis that the
Complainant's role in the ‘Absinthe’ Show incident was not violative of the
SVSH Policy, it amounted to misconduct as it allowed members of the Squad to be
placed in a situation that was for at least two members extremely traumatic and
in which no student should be subjected.”
(AR 23.)
Termination
Decision Was Not Contingent Upon Violation of SVSH Policy
Petitioner
challenges the finding she violated the SVSH Policy in her actions related to
the Absinthe show. (OB 19-20.) However, under CCP section 1094.5, the court
reviews the entire administrative decision, and the petitioner is only entitled
to relief if a prejudicial abuse of discretion is shown. (See Thornbrough v. Western Placer Unified School Dist. (2013) 223 Cal.App.4th 169, 200 [In a
mandate proceeding, “error of law is not reversible unless, on an examination of the record,
it appears to have resulted in a miscarriage of justice.”].)
The
Hearing Officer expressly concluded that Petitioner was subject to termination
under PPSM-62 and PPSM-64 even if her “role in the ‘Absinthe’ Show
incident was not violative of the SVSH Policy.”
(AR 23.) Petitioner fails to
directly address that finding, as framed by the Hearing Officer, in her writ
briefs. Since the administrative
decision was not contingent upon a finding of a violation of the SVSH Policy,
Petitioner’s arguments about the SVSH Policy cannot establish a prejudicial
abuse of discretion in the decision. As
discussed below, the court concludes that the Hearing Officer’s other findings
are supported by substantial evidence.
Substantial
Evidence Supports the Findings that Petitioner Knew of Squad Members’ Concerns
about Robbins, and Disobeyed a Directive of Vice Chancellor Sina that Squad
Members Were Not to Have Contact with Robbins
Before
analyzing whether Petitioner violated the SHSH Policy, the Hearing Officer
first found as “lynchpin” issues that Petitioner (1) knew of concerns regarding
donor Robbins before the Absinthe show; and (2) disobeyed a directive of Vice
Chancellor Sina that Squad members were not to have contact with Robbins. (AR 15-17.)
Petitioner does not address those findings in the “Argument” section of
her opening brief or contend they are not supported by substantial
evidence. (OB 19-20.) She does provide some discussion of relevant
evidence for these findings in the “Factual Summary” of the opening brief and
in a reply argument about the SVSH Policy.
(OB 7-11; Reply 5-9.)
Substantial
evidence supports the finding that Petitioner knew of the concerns of Squad
members about Robbins prior to the Absinthe show. Sina testified that Petitioner told her at a
meeting in June 2018 that Squad members were uncomfortable with Robbins,
including because they felt he would invade their personal space and put his
arms around them. (AR 454-455.) Witness C, a former captain of the Squad,
also testified that it was well known that certain Squad members thought
Robbins was “creepy.” Witness C told
Petitioner that one Squad member (Witness E) thought Robbins was creepy and did
not like interacting with him. (AR
599-600; see also AR 1054-1170 [summary of witness statements from Title IX
investigation].) Sina’s and Witness C’s
testimonies are substantial evidence that, prior to November 2018, Petitioner
knew some Squad members had concerns about interactions with Robbins.
Substantial
evidence also supports the findings that Sina gave Petitioner a directive that
Squad members were not to have contact with Robbins, and that Petitioner
disobeyed that directive. In June 2018,
Petitioner had a conversation with Sina, regarding Dr. Bill Dorfman, a UCLA
donor, regarding inappropriate interactions with the UCLA Student Alumni
Association (SAA). (AR 477-479.) Sina testified that, at that meeting in June
2018, she asked Petitioner whether there were any concerns about other donors.
(AR 454-455; 487-488.) Petitioner said “yes,” the Squad members had concerns
about Robbins. (Ibid.; AR 488-489.) Sina testified that she then instructed
Petitioner not to allow interactions between Squad members and Robbins. (Ibid.)
Sina testified she then told another employee, Melanie Burzynski, that she had
told Petitioner “that the Spirit Squad was no longer to have any contact or
interaction with Mr. Robbins.” (AR 490-491; 492:5-17; 920-921 [identifying
Burzynski as Witness 3]; 1067-68 [summary of Witness 3’s interview].) In violation of this directive, Petitioner
allowed the Absinthe event with Robbins to occur and placed the event on the
official trip schedule for the Squad.
(AR 6-7, 15-20, 774-775.)
Petitioner
cites to her own testimony that Sina did not give a directive to ensure no
contact between Squad members and Robbins.
(OB 10, citing AR 536, 619-623.)
Petitioner also cites evidence that Sina did not request a written
report concerning interactions with Robbins or call Robbins to discuss the
complaints, as she did for Dr. Dorfman.
She also cites evidence that Sina observed Robbins at UCLA events
attended by the Squad after June 2018.
(OB 10-11, citing AR 479-480, 1312-1315, 574-576, 583, 623.)
The
Hearing Officer explained why he credited Sina’s testimony about the directive
over that of Petitioner’s, noting a lack of evidence that Sina had any
motivation to fabricate her account while Petitioner “had the greater interest
in the outcome of this hearing.” (AR
16-17.) While the Hearing Officer was
not required to credit Sina’s testimony over that of Petitioner, the evidence
summarized above, including Sina’s testimony and corroborating witness
summaries, is substantial evidence in support of his credibility determination. (See People v. Barnwell (2007) 41
Cal.4th 1038, 1054 [testimony of a single witness may constitute substantial
evidence, even if there is countervailing evidence].) The court cannot reweigh
the evidence under the substantial evidence standard of review.
Substantial
evidence supports the Hearing Officer’s findings that Petitioner knew of
concerns regarding donor Robbins before the Absinthe show; and disobeyed a
directive of Vice Chancellor Sina that Squad members were not to have contact
with Robbins. (AR 15-17.) Disobeying a superior’s directive reasonably
qualifies as misconduct and failure to maintain appropriate work performance
standards under PPSM-62 and PPSM-64.
Petitioner develops no argument to the contrary.
Substantial
Evidence Supports the Finding that Petitioner’s Actions Related to the Absinthe
Show Were Misconduct
The
Hearing Officer found that “[e]ven assuming for purposes of analysis that the
Complainant's role in the ‘Absinthe’ Show incident was not violative of the
SVSH Policy, it amounted to misconduct as it allowed members of the Squad to be
placed in a situation that was for at least two members extremely traumatic and
in which no student should be subjected.”
(AR 23.) Petitioner has not
addressed that finding in her legal briefs.
The
court concludes that substantial evidence supports the finding that
Petitioner’s actions related to the Absinthe show amounted to misconduct. (AR 23.)
PPSM-64 permits termination due to “misconduct or failure to maintain
appropriate work performance standards.”
(AR 2277.) As discussed,
substantial evidence supports the finding that Petitioner disobeyed a directive
from Vice Chancellor Sina when she allowed Squad members to attend the Absinthe
show. That finding, in itself, shows
Petitioner committed misconduct in her actions related to the Absinthe
show.
Furthermore,
substantial evidence shows the following.
Petitioner was the Squad director and had responsibility for the Squad
members and for coordinating the Las Vegas trip. Petitioner encouraged Squad members to attend
the Absinthe show and put the show on the official trip schedule. (AR 270, 415-418, 548-549, 774-775,
1054-1170.) Some Squad members felt
they had no choice but to attend the show.
(AR 273-274, 416.) The emcee directed jokes at Squad members, calling
them lesbians and “pussy-eaters” and making them uncomfortable. (AR 277-279.)
Some routines involved a woman dancing in a Gorilla suit, and who stripped down
to just pasties and a G-string. (AR
279-287, 434, 2498-99.) Despite Sina’s
directive, Robbins was sitting next to the Squad members during the show. (AR
279:5-22; 320-321.) In subsequent
discussions with the Squad members about the Absinthe show, Petitioner focused
on Robbins’ feelings and failed to recognize or pay attention to the students’
feelings, even though Petitioner knew Squad members felt uncomfortable at the
Absinthe show and with Robbins present.
(AR 283-284, 383, 792, 1139-40.)
The
hearing officer could reasonably conclude disobeying a directive of a
supervisor and placing students in a situation whether they felt uncomfortable
because of the presence of Robbins and the sexual content of the Absinthe show
constitutes misconduct given Petitioner’s responsibility for the Squad members.
Petitioner
contends that Robbins “is a 76- year-old germaphobe who has a service dog to
detect chemicals and does not touch people unnecessarily, if ever.” (OB 7-8; Reply 8:5-7.) However, substantial evidence supports that
Squad members were uncomfortable with Robbins, including because they felt he
would invade their personal space and put his arms around them. (AR 454-455, 282; see also AR 262-263,
298-299.) Under substantial evidence
review, Petitioner’s cited evidence does not undermine the findings.
Substantial
evidence supports the findings that Petitioner engaged in misconduct under
University policy when she knew of the students’ concerns with Robbins and
still chose to put them in an uncomfortable and vulnerable situation by
encouraging them to attend the Absinthe show, and when she disobeyed Sina’s
directive to ensure no interactions between the Squad members and Robbins.
Substantial
Evidence Supports the Findings that Petitioner Improperly Allowed Catbagan to
Join the Squad
In
the “Argument” section of her brief, Petitioner does not directly challenge the
findings that she improperly allowed Catbagan to join the Squad, in violation
of the Squad’s participation requirements and UCLA’s financial aid
requirements. (AR 21-22; OB 19-20.) However, she does discuss evidence related to
these findings in other parts of her briefs, which the court has considered. (OB 11, 14; Reply 10-11.)
Substantial
evidence supports these findings. A
Squad member must be enrolled full-time, defined as a minimum load of 12 units,
and maintain an overall 2.5 grade point average. (AR 21, 130, 853, 1186.) Petitioner was responsible for ensuring these
requirements were met. (AR
130-131.) Catbagan testified that he was
not a full-time student in Fall 2018 with 12 or more units. (AR 853.)
Catbagan testified that Petitioner nonetheless told him if he enrolled
in only one class, she could obtain full-time student status for him. (AR 854-855; see also AR 157.) Catbagan confirmed his testimony upon
questioning from the Hearing Officer.
(AR 854-855.) Catbagan testified
that he stayed at UCLA based on Petitioner’s promises. (AR 856-857, 891.) Based on this evidence, the Hearing Officer
could reasonably conclude that Petitioner violated the Squad participation
requirements when she allowed Catbagain to join the Squad.
Petitioner
also awarded Catbagan a scholarship for Squad participation. (AR 858-859, 895-896.) Testimony of UCLA employees supports that
Petitioner determined the amount of scholarship fund and submitted information
about Catbagan to the financial aid office to obtain the scholarship for
Catbagan. (AR 138, 87; see also AR
1721.) Catbagan was not eligible for the
scholarship during the period of time he did not satisfy Squad participation
requirements. (AR 138.) The Hearing Officer could reasonably conclude
from the evidence that Petitioner violated UCLA financial aid
requirements. (AR 22.)
The
court has considered Petitioner’s record citations about these findings. (See OB 11, 14; Reply 10-11.) Petitioner cites her own testimony that she
believed Catbagan was enrolled in sufficient classes at the start of Fall 2018
to meet the Squad participation requirements.
(AR 563, 570.) Petitioner’s
testimony conflicts with that of Catbagan, summarized above. The Hearing Officer credited Catbagan, who
had “no apparent interest in the outcome of this hearing.” (AR 21.)
Catbagan’s testimony is substantial evidence in support of the decision.
Petitioner
cites testimony of Kathleen Shiroma, UCLA Employee Relations Consultant, and a
footnote in her investigation report stating that an exception to the financial
aid requirement was not needed because Catbagan was waitlisted for an
additional course, placing him above a six-unit eligibility requirement for
scholarship eligibility. (AR 105, 2089,
fn. 4.) However, that same evidence also
supports that Catbagan was not eligible when Petitioner accepted Catbagan onto
the Squad, and that Petitioner knew this.
(Ibid.) Accordingly, this
evidence does not undermine the Hearing Officer’s findings under substantial
evidence review.
Petitioner
argues that “[e]ven if, for some reason, Michael Catbagan did not meet the
technical requirements for Spirit Squad eligibility, exceptions could be
granted.” (Reply 11:12-16, citing AR
173-174, 571, 1205, 2089.) Petitioner
has not cited any evidence that she, as the Squad director, had
authority to grant exceptions to the Squad participation or financial aid requirements. Evidence that Vice Chancellor Sina or Alumni
Affairs have granted exceptions does not support Petitioner’s position. (See e.g. AR 173-174 [discussing one-time exception
granted by Vice Chancellor Sina for student with mental health
challenges].)
Substantial evidence supports the
findings that Petitioner improperly allowed Catbagan to join the Squad, in
violation of the Squad’s participation requirements and UCLA’s financial aid
requirements. (AR 21-22.) Petitioner does not argue that these actions
do not qualify as misconduct under PPSM-62 and PPSM-64.
Substantial
Evidence Does Not Support the Finding that Petitioner Violated the SVSH Policy
The Hearing Officer found that
Petitioner’s actions related to the “Absinthe” show in Las Vegas violated the
SVSH Policy. He found that “actions were
severe in that they resulted in substantial trauma and upset to at least two
members of the Squad.” (AR 20.)
The SVSH Policy defines “sexual
harassment,” in relevant part, as follows:
a.
Sexual
Harassment is unwelcome sexual advances, unwelcome requests for sexual favors,
and other unwelcome verbal, nonverbal or physical conduct of a sexual nature
when:
….¶
ii.
Hostile Environment: such conduct is sufficiently severe or pervasive that it
unreasonably denies, adversely limits, or interferes with a person's
participation in or benefit from the education, employment or other programs
and services of the University and creates an environment that a reasonable
person would find to be intimidating or offensive.
b.
Consideration is given to the totality of the circumstances in which the
conduct occurred. Sexual harassment may include incidents:
i.
between
any members of the University community, including faculty and other academic
appointees, staff, student employees, students, coaches, residents, interns,
and non-student or non-employee participants in University programs (e.g.,
vendors, contractors, visitors, and patients);
ii.
in
hierarchical relationships and between peers;
….¶
(AR
1030.)
Petitioner
argues that she “cannot be responsible for sexually harassing members of the
Spirit Squad because [she] did not make unwelcome sexual advances or unwelcome
requests for sexual favors toward members of the Spirit Squad, nor did she
engage in other unwelcome verbal, nonverbal or physical conduct of a sexual
nature toward members of the Spirit Squad.”
(OB 20.)
As
Petitioner acknowledges, the pertinent issue is whether prohibited conduct
under the SVSH Policy could include arranging a Squad event at the Absinthe
show and with Robbins present. (OB
20:7-9.) Relatedly, Petitioner argues:
“The SVSH Policy provides no notice that Prohibited Conduct includes placing a person
in a situation where they could possibly experience sexual harassment
perpetrated by another person or people.
Mollie Vehling had no notice that merely extending an invitation for
Spirit Squad members to attend the ‘Absinthe’ show at Caesar’s Palace could
subject her to charges for sexual harassment and end her 19-year career with
the UCLA Spirit Squad.” (OB 20:20-24.)
Respondent
has not directly addressed these arguments in opposition, which could be viewed
as a concession. (See Oppo. 13-14; Sehulster Tunnels/Pre-Con v. Traylor
Brothers, Inc. (2003) 111 Cal.App.4th 1328, 1345, fn. 16 [failure to
address point is “equivalent to a concession”].) Respondent argues Petitioner engaged in
misconduct under PPSM-64 “by organizing and encouraging the Squad members to
attend the Absinthe show with Robbins.”
(Oppo. 13.) However, Respondent
does not develop an argument that the language of the SVSH Policy reasonably
encompassed Petitioner’s actions related to the Absinthe show. (See OB 13:13-20 and 13:21-14:18.)
Petitioner
notes that Administrative Vice Chancellor Michael Beck found “no evidence that
indicates [Robbins] engaged in sexual harassment of the Spirt Squad.” (AR 1547; see OB 20.) While Beck found that Robbins used his
influence as a donor to request that Squad members attend the Absinthe show,
“where the stage performers were semi-nude,” Beck did not find that such
conduct was sexual harassment. (AR
1548.)
Under
these circumstances, substantial evidence does not support the Hearing Officer’s
finding that Petitioner violated the sexual harassment policy. The Hearing Officer did not identify any
conduct of Petitioner which constituted “unwelcome sexual advances, unwelcome
requests for sexual favors, and other unwelcome verbal, nonverbal or physical
conduct of a sexual nature” nor is there evidence in the record to support that
finding. The Hearing Officer did not
find that Petitioner’s conduct violated the SVSH policy under an aiding and
abetting theory – nor could he have considering the University found no
evidence Robbins engaged in sexual harassment of the Spirit Squad. Nonetheless, the Hearing Officer expressly
found that termination was appropriate even if there was no violation of the
SVSH Policy. Substantial evidence
supports this conclusion. Thus the
court’s finding of a lack of substantial evidence that Petitioner violated the
SVSH policy does not mean the Hearing Officer’s decision upholding the
termination should be overturned. The
Hearing Officer’s decision is supported by substantial evidence with respect to
his other findings of misconduct, including those related to the Absinthe
event.
Propriety of
the Penalty
“The
propriety of a penalty imposed by an administrative agency is a matter vested
in the discretion of the agency, and its decision may not be disturbed unless
there has been a manifest abuse of discretion.”
(Williamson v. Board of Medical
Quality Assurance (1990) 217 Cal.App.3d 1343, 1347.) “If reasonable minds may differ with regard
to the appropriate disciplinary action, there is no abuse of discretion.” (County of Los Angeles v. Civil Service
Commission (1995) 39 Cal.App.4th 620, 634.)
In
assessing the appropriate penalty, the Hearing Officer wrote: “Even assuming
for purposes of analysis that the Complainant's role in the ‘Absinthe’ Show
incident was not violative of the SVSH Policy, it amounted to misconduct as it
allowed members of the Squad to be placed in a situation that was for at least
two members extremely traumatic and in which no student should be subjected.
When the three matters of the Complainant's sustained misconduct are viewed and
weighed in their totality, it is concluded that the Complainant had engaged in
misconduct for which it cannot be concluded that the University's decision to
impose the penalty of termination was arbitrary, capricious or discriminatory
such that its decision was unreasonable. On the contrary, the University's
termination decision manifested a reasonable exercise of its right to impose
the termination penalty consistent with PPSM-62 and PPSM-64.” (AR 23.)
Based
on the Hearing Officer’s findings discussed above, including that Petitioner
disobeyed Sina’s directive, placed Squad members in an unnecessarily upsetting situation
at the Absinthe show with Robbins, and violated participation requirements
and financial aid requirements when she
allowed Catbagan to join the squad, the Hearing Officer could reasonably
conclude that Petitioner engaged in “serious misconduct or failure to maintain
acceptable work performance standards.”
(AR 12; 2287.) Accordingly, termination
was a reasonable penalty under UCLA policies.
Petitioner
Received Fair Hearing and Process
Under
CCP section 1094.5(b), the court’s inquiry extends to “whether there was a fair
trial.” “Generally, a fair procedure
requires ‘notice reasonably calculated to apprise interested parties of the
pendency of the action ... and an opportunity to present their
objections.’” (Doe v. University of Southern California (2016) 246 Cal.App.4th
221, 240.) “A university is bound by its own
policies and procedures.” (Doe
v. Regents of the University of California (2016) 5 Cal.App.5th 1055, 1078.) “Fair hearing requirements are ‘flexible’ and
entail no ‘rigid procedure.’” (Doe v. Allee (2019)
30 Cal.App.5th 1036, 1062.)
Here, Petitioner received a Notice of Intent to Terminate and an opportunity
to provide her response in writing or in person. (AR 1211-1215.) Petitioner submitted an extensive written
response, through her counsel. (AR 1354-1545.) Her response was considered
before a final decision was made. (AR 1217.) Under University policy, she was
also afforded a full evidentiary hearing to challenge her termination in front
of a neutral, third-party Hearing Officer who received testimony from
witnesses, documentary evidence, and permitted examination and
cross-examination of all witnesses and objections to evidence. (AR 1-907.) The Hearing Officer conducted a de novo review
of the termination decision. (AR
14.) This process is consistent with
fair process principles. Petitioner received
notice and opportunity to respond to the charges against her at a full
evidentiary hearing, and the termination decision was reviewed by a neutral
adjudicator who made findings of fact.
In the “Argument” section of her opening brief,
Petitioner has not developed an argument about the fairness of the full
administrative process, including the de novo hearing before the Hearing
Officer. (OB 19-20.) In the “Factual Summary” of her opening
brief, Petitioner seems to challenge the fairness of the Title IX investigation
process. (OB 11-16.) However, at no point does Petitioner explain
how her contentions could establish unfairness when the entire process is
considered.
Petitioner states that “throughout the UCLA
Title IX investigation, [she] was denied access to her work emails, work phone,
and work files so she could respond to the investigator, despite her requests
for access.” (OB 12, citing AR 1222-1224; AR 1358; AR 528; AR
531-532; AR 541.) Petitioner contends
that she “was only provided limited access to a redacted copy of evidence for
three days, through an online portal that allowed for viewing one page at a
time but no printing, copying, or downloading, in order to prepare a response
to the evidence.” (OB 12, citing AR
642-643; AR 953; AR 958.) Petitioner
contends that redactions were made to some evidence and witness names were
redacted. (OB 12.) She also contends that Title IX investigator
Ovalle-Stevenson did not speak to five of the witnesses proposed by
Petitioner. (OB 12-13.) Petitioner argues that UCLA previously used a
single investigator model for Title IX adjudications. (OB 15-16.)
“A challenge to the procedural fairness of the
administrative hearing is reviewed de novo on appeal because the ultimate
determination of procedural fairness amounts to a question of law.” (Nasha
L.L.C. v. City of Los Angeles (2004) 125 Cal.App.4th 470, 482.) Accordingly, the court is not bound by the
Hearing Officer’s determination that the process was fair. (See AR 13-14.)
Having considered Petitioner’s arguments and
record citations de novo, the court reaches the same conclusion as the
Hearing Officer. Petitioner’s arguments
about a single investigator model are inapposite, as she received a full
evidentiary hearing before a neutral Hearing Officer, who was not the
investigator. In addition, Petitioner was not an accused student for Title IX
purposes, but an employee whose misconduct was evaluated for possible
discipline under the staff policy (here, PPSM 70). Accordingly, fairness principles that may
apply to students are not controlling.
Petitioner admittedly had three, paid work days to review and respond to
the evidence in the Title IX investigation. (AR 777:7-13, 640-642; see also
201-204; 235:6-10.) Petitioner admitted she was “able to identify the names of
a majority of the witnesses,” even though their names were redacted. (AR 1324;
777:14-20.)
Even if there was some procedural irregularity
in the Title IX investigation, Petitioner has not shown any prejudice. Procedural
errors, “even if proved, are subject to a harmless error analysis.” (Hinrichs
v. County of Orange (2004) 125 Cal.App.4th 921,
928.) “The question is whether the
violation resulted in unfairness, in some way depriving [Petitioner] of
adequate notice or an opportunity to be heard before impartial judges.” (Rhee
v. El Camino Hosp. Dist. (1988)
201 Cal.App.3d 477, 497; see also Thornbrough
v. Western Placer Unified School Dist. (2013) 223 Cal.App.4th 169,
200.)
Here, as discussed, Petitioner received a
lengthy evidentiary hearing before a neutral Hearing Officer. Petitioner could call witnesses and submit
documentary evidence for that hearing.
Petitioner has not identified any exculpatory evidence that she believed
she was not able to access from her work email or phone and submit at the
hearing. Petitioner admits she was able
to “review emails relating
to Alan Robbins while being monitored during her interview with Title IX
investigator Ovalle-Stevenson on December 13, 2018.” (Reply 11, citing AR 617.) Nor has Petitioner identified any prejudice
from redactions in the record, as Petitioner refers to redactions in her own
direction to Squad members to leave the Absinthe show. (OB 12:20-22, citing AR 248, 2059-60.)
To the extent Petitioner challenges the fairness
of the proceedings, the court finds her arguments unpersuasive.
Conclusion
The petition is DENIED.
Respondent to prepare, lodge and
serve a proposed form of judgment in accordance with LASC local rules, rule
3.231(n).