Judge: Melvin D. Sandvig, Case: 23CHCV02136, Date: 2023-10-18 Tentative Ruling
Case Number: 23CHCV02136 Hearing Date: October 18, 2023 Dept: F47
Dept. F47
Date: 10/18/23
Case #23CHCV02136
MOTION FOR
LEAVE TO FILE SECOND AMENDED COMPLAINT
Motion filed on 9/21/23.
MOVING PARTY: Plaintiff Kenneth D. Worth
RESPONDING PARTY: Defendants Certain Underwriters at
Lloyd’s, London Subscribing to Policy Number 18131636; Petersen International
Underwriters and Disability Management Services, Inc., now known as Davies Life
& Health, Inc.
NOTICE: ok
RELIEF REQUESTED: An order granting Plaintiff
Kenneth D. Worth leave to file a Second Amended
Complaint against Defendants Lloyd’s America, Petersen International
Underwriters and Disability Management Services, Inc.
RULING: The motion is denied.
SUMMARY OF FACTS & PROCEDURAL HISTORY
This action arises out Defendant Certain Underwriters at
Lloyd’s, London Subscribing to Policy Number 18131636 (Underwriters) denial of
Plaintiff Kenneth D. Worth’s (Plaintiff) disability insurance claim. On 7/20/23, Plaintiff, representing himself,
filed his original complaint for breach of contract and breach of implied
covenant of good faith and fair dealing against Underwriters and Underwriter’s
agents, Petersen International Underwriters (PIU) and Disability Management
Services, Inc. (DMS) (collectively, Defendants). On 7/31/23, represented by counsel, Plaintiff
filed his First Amended Complaint asserting the same causes of action against
the same defendants.
In response to meet and confer efforts regarding defects
Defendants saw in the First Amended Complaint (i.e., PIU and DMS were not
proper defendants), on 9/21/23, Plaintiff filed and, presumably, served (no
proof of service is attached to the motion, nor has one been separately filed)
the instant motion seeking an order granting Plaintiff leave to file a Second
Amended Complaint against Underwriters, PIU and DMS. The motion was/is set for hearing on
10/18/23. The proposed Second Amended
Complaint Plaintiff seeks to file contains the following causes of action: (1)
Breach of Contract, (2) Breach of Covenant of Good Faith and Fair Dealing, (3)
Statutory Fraud, Civil Code 1572, (4) Common Law Fraud, (5) Intentional
Infliction of Emotional Distress, (6) Conversion, (7) Negligent
Misrepresentation, (8) Negligence, (9) Negligent Infliction of Emotional
Distress, (10) Unfair Business Practices (B&P 17200), (11) California
Insurance Code Section 703 and (12) California Consumers Legal Remedies Act,
Civil Code Section 1750. (See
Motion, Ex.A)
On 10/5/23, the Court extended the time for Defendants to
file and serve an opposition to the motion to 10/9/23 and the time for
Plaintiff to file and serve a reply to 10/13/23. (See 10/5/23 Minute Order). On 10/9/23, Defendants filed and served an
opposition to the motion. Plaintiff has
not filed a reply.
ANALYSIS
The motion fails for both procedural and substantive
reasons.
Procedurally, the motion suffers from the following
defects.
The motion cites inapplicable authority. In the notice of motion and introduction to
the memorandum of points and authorities, Plaintiff cites CCP 426.50 and CCP
428.50 as the statutes under which the motion is made. (See Motion, p.2:12-13,
p.3:2-10). CCP 426.50 applies to
compulsory cross-complaints and CCP 428.50 applies to cross-complaints.
Additionally, the motion does not comply requirements set
forth in CRC 3.1324. The motion does not
“[s]tate what allegations in the previous pleading are proposed to be deleted,
if any, and where, by page, paragraph, and line number, the deleted allegations
are located” and/or
“[s]tate what allegations are proposed to be added to the
previous pleading, if any, and where, by page, paragraph, and line number, the
additional allegations are located” as required. CRC 3.1324(a)(2), (3). Also, the declaration submitted in support of
the motion does not specify: “(1) The effect of the amendment; (2) Why the
amendment is necessary and proper; (3) When the facts giving rise to the
amended allegations were discovered; and (4) The reasons why the request for
amendment was not made earlier” as required by CRC 3.1324(b). (See Vogel Decl.).
Plaintiff has also failed to electronically book mark the
exhibit attached to the motion. CRC
3.1110(f)(4).
On the merits, the motion also fails.
Plaintiff concedes that although leave to amend is
usually liberally granted, it may properly be denied where the defendants can
show meaningful prejudice, such as the running of the statute of
limitations. See Motion,
p.3:27-p.4:3 citing Atkinson (2003) 109 CA4th 739, 761; Solit
(1999) 68 CA4th 1435, 1448.
Defendants have presented unrefuted evidence that the 1st
cause of action for breach of contract and 2nd cause of action for
breach of the implied covenant of good faith and fair dealing (bad) faith asserted
against Underwriters and Doe Defendants are time-barred.
The subject insurance policy requires that any lawsuit
concerning the Policy be brought within one year after the denial of
coverage. (See Ivimy Decl. ¶8,
Ex.A). Such time limitation provisions
are valid and enforceable by courts. See
Prudential-LMI Commercial Insurance (1990) 51 C3d 674, 683-684; Lawrence
(1988) 204 CA3d 565, 575; Scharff (9th Cir. 2009) 581 F3d
899, 907.
An insured cannot plead around the one-year limitations
provision by labeling a cause of action something other than breach of
contract. Rosenberg-Wohl (2023)
93 CA5th 436, 452, review filed (August 22, 2023); Jang (2000) 80 CA4th
1291, 1301; Prudential, supra at 692. The issue is not whether the action sounds in
tort or contract, but whether it is “on the policy,” (i.e., whether the claims
seek to recover policy benefits or are grounded on a failure to pay policy
benefits). Sullivan (C.D. Cal.
1997) 964 F.Supp. 1407, 1414; See also Abari (1988) 205 CA3d 530,
536; Lawrence, supra at 575; Magnolia Square Homeowners
Association (1990) 221 CA3d 1049, 1063; Love (1990) 221 CA3d 1136,
1151-1153; Jang, supra at 1302-1304; Velasquez (1991) 1
CA4th 712, 722. Here, all of the causes
of action in the proposed Second Amended Complaint (SAC) seek policy
benefits/coverage for the claim as damages.
As such, all of the causes of action are “on the policy.” See Abari, supra.
The allegations in the proposed Second Amended Complaint
as well as independent evidence show that Underwriters denied Plaintiff’s claim
on 7/1/22. (See Motion, Ex.A –
proposed SAC ¶43; Ivimy Decl. ¶9, Ex.B).
The 7/1/22 denial letter began the contractual 12-month time period to
bring a lawsuit. Plaintiff missed the
7/1/23 twelve-month deadline by filing this action on 7/20/23.
In addition to being time-barred because they are causes
of action “on the policy,” the proposed fraud causes of action (3rd,
4th and 7th) fail for other reasons. Plaintiff alleges that misrepresentations
were made in April 2018 that policy benefits would be paid. (proposed SAC ¶¶66, 75). DMS did not communicate with Plaintiff until
after his insurance claim was submitted in July 2019. (Ivimy Decl. ¶6). As such, it cannot be liable for
representations made in 2018. Similarly,
PIU cannot be liable for the alleged fraudulent representations because it
merely issued the policy for Underwriters.
(Id. ¶¶3, 7). Plaintiff
has submitted no evidence to refute the foregoing.
Additionally, Plaintiff has failed to adequately plead
the elements of a fraud claim (misrepresentation, knowledge of falsity, intent
to defraud, justifiable reliance and resulting damage) against corporate
defendants. See Lazar
(1996) 12 C4th 631, 638, 645; Tarmann (1991) 2 CA4th 153, 157. The claims are not pled with the requisite
factual specificity.
Plaintiff has also failed to plead sufficient facts to
support the proposed 5th cause of action for intentional infliction
of emotional distress. In addition to
being time-barred because the claim is “on the policy,” Plaintiff has not pled
facts showing the type of outrageous conduct and severe emotional distress
necessary to state such a claim. See
Mintz (2009) 172 CA4th 1594, 1608-1609; Coleman (2005) 132 CA4th
403, 416-417. Here, Defendants have
submitted evidence that Plaintiff’s claim was denied for the reasons set forth
in the 7/1/22 letter. (Ivimy Decl. ¶9,
Ex.B). Further, PIU was not involved in
the handling of the claim and DMS did not deny it. (Ivimy Decl. ¶¶3, 5, 6, 7). Therefore, PIU and DMS did not commit the
conduct alleged to be the basis of the claim.
In addition to being a time-barred claim “on the
contract,” the proposed 6th cause of action for conversion is not
properly pled as the premiums Plaintiff paid for the Policy do not qualify as
personal property for which a conversion claim lies. See
Kim (2011) 201 CA4th 267, 284; PCO, Inc. (2007) 150 CA4th
384, 395.
The proposed 8th cause of action for
negligence is also time-barred as it is “on the policy.” Additionally, in general, an insured cannot
sue his or her insurance company for negligence. Sanchez (1999) 72 CA4th
249, 254; Everett Associates, Inc. (N.D. Cal 2001) 159 F.Supp.2d 1196,
1204. As such, the negligence claim
against Underwriters fails. An adjuster
hired by the insurance company to investigate a claim owes no duty of care to
an insured claimant with whom it has no contractual relationship because the
insurer, not the adjuster, has the ultimate power to grant or deny coverage,
and to pay the claim, delay paying it, or deny it. Sanchez, supra at 253-255). Since PIU and DMS are not Plaintiff’s
insurers, they did not owe him a duty which is a necessary element of a
negligence claim. See Burgess
(1992) 2 C4th 1064, 1072; Sanchez, supra at 253-255; (Ivimy Decl.
¶3-8, 10).
Similarly, the proposed 9th cause of action
for negligent infliction of emotional distress also fails. It is time-barred as being “on the policy”
and fails for the same reasons as the negligence claim since it is a species of
negligence. Marlene F. (1989) 48
C3d 583, 588.
The proposed 10th cause of action for Unfair
Business Practices is also time-barred because it is “on the policy.” See Rosenberg, supra at
452. Additionally, Plaintiff has failed
to plead facts to establish that Defendants engaged in a business practice that
is either unlawful, unfair or fraudulent as defined by the Unfair Competition
Law. See Albillo (2003)
114 CA4th 190, 206; Bernardo (2004) 115 CA4th 322, 351; Lavie
(2003) 105 CA4th 496, 504, 508. Further,
neither PIU nor DMS made the decision to deny Plaintiff’s claim. (Ivimy Decl. ¶¶7-8).
The proposed 11th cause of action for
Insurance Code 703 fails to state a claim as the statute does not provide for a
private right of action. See
Insurance Code 703.
The proposed 12th cause of action for
Violation of the Consumer Legal Remedies Act fails because insurance is not
subject to the Act. See Fairbanks (2009) 46 C4th 56, 59, 61; Civil Service
Employees Insurance Company (1978) 22 C3d 362, 376.
CONCLUSION
The motion is denied.