Judge: Michael E. Whitaker, Case: 24SMCV02527, Date: 2024-12-10 Tentative Ruling

Case Number: 24SMCV02527    Hearing Date: December 10, 2024    Dept: 207

TENTATIVE RULING

 

DEPARTMENT

207

HEARING DATE

December 10, 2024

CASE NUMBER

24SMCV02527

MOTION

Demurrer to Answer

MOVING PARTY

Plaintiff Stan Lee Universe LLC

OPPOSING PARTY

Defendant Pow! Entertainment, LLC

 

MOTION

 

This case arises from a contractual dispute over the rights to distribute works based on comic books and characters authored by Stan Lee.  On May 28, 2024, Plaintiff Stan Lee Universe LLC (“Plaintiff”) brought suit against Defendant Pow! Entertainment LLC (“Defendant”) alleging three causes of action for (1) breach of contract; (2) declaratory relief; and (3) specific performance. 

 

On October 11, 2024, Defendant filed the operative First Amended Answer to the Complaint, asserting twenty-one affirmative defenses.

 

Plaintiff now demurs to affirmative defenses 2-7, 9-10, 12-15, and 17-20 to the extent that they rest on the assertion that “the purported granting of option rights to SLU was improper and the product of fraud[;]” “the Option Agreement was the product of fraud[;]” or “the transaction purportedly transferring intellectual property rights to SLU was fraudulently procured.” but do not state facts regarding the purported fraud with requisite particularity.    

 

Defendant opposes the demurrer and Plaintiff replies.

 

LEGAL STANDARDS

 

A plaintiff may demur to an answer if: “(a) The answer does not state facts sufficient to constitute a defense.  [¶]  (b) The answer is uncertain. As used in this subdivision, ‘uncertain’ includes ambiguous and unintelligible.  [¶]  (c) Where the answer pleads a contract, it cannot be ascertained from the answer whether the contract is written or oral.”  (Code Civ. Proc., § 430.20.)  “Code of Civil Procedure section 431.30, subdivision (b) provides that an answer to the complaint shall contain, in addition to a “general or specific denial” of the complaint's allegations, a statement of any new matter constituting a defense. It has long been held that if the onus of proof is thrown upon the defendant, the matter to be proved by him is new matter.”  (Harris v. City of Santa Monica (2013) 56 Cal.4th 203, 239 [cleaned up].) 

 

As “[t]o the allegations of new matter, [n]umerous defenses were purportedly raised by defendants’ allegations of affirmative defense.  Most of these allegations fail to state a defense even when liberally construed in defendants’ favor. Some are simply immaterial.  For example, defendants allege as a conclusion that plaintiff's claim is barred by laches, an equitable defense that has no application to the plaintiff's legal claim.  All of the allegations are proffered in the form of terse legal conclusions, rather than as facts averred as carefully and with as much detail as the facts which constitute the cause of action and are alleged in the complaint. The only affirmative defenses that are mentioned in the summary judgment proceedings, fraud in the inducement and failure of consideration, are not well pled, consisting of legal conclusions, and would not have survived a demurrer.”  (FPI Development, Inc. v. Nakashima (1991) 231 Cal.App.3d 367, 384 [cleaned up]; see also Quantification Settlement Agreement Cases (2011) 201 Cal.App.4th 758, 813 [“affirmative defenses cannot be pled as mere legal conclusions but must instead be alleged with as much factual detail as the allegations of a complaint”]; Department of Finance v. City of Merced (2019) 33 Cal.App.5th 286, 294, fn. 6 [boilerplate affirmative defenses without factual support are deficient].) 

 

“In California, fraud must be pled specifically; general and conclusory allegations do not suffice.”  (Lazar v. Superior Court (1996) 12 Cal.4th 631, 645.)  “This particularity requirement necessitates pleading facts which show how, when, where, to whom, and by what means the representations were tendered.”  (Ibid.) 

 

“One of the purposes of the specificity requirement is notice to the defendant, to furnish the [opposite party] with certain definite charges which can be intelligently met.”  (Alfaro v. Community Housing Improvement System & Planning Assn., Inc. (2009) 171 Cal.App.4th 1356, 1384.)  As such, less specificity is required “when it appears from the nature of the allegations that the [opposite party] must necessarily possess full information concerning the facts of the controversy[.]”  (Ibid.)  “Even under the strict rules of common law pleading, one of the canons was that less particularity is required when the facts lie more in the knowledge of the opposite party.”  (Ibid.)

 

ANALYSIS

 

1.     Meet & Confer

 

            Code of Civil Procedure section 430.41, subdivision (a) requires that “Before filing a demurrer pursuant to this chapter, the demurring party shall meet and confer in person or by telephone with the party who filed the pleading that is subject to demurrer for the purpose of determining whether an agreement can be reached that would resolve the objections to be raised in the demurrer.” 

 

Moreover, “As part of the meet and confer process, the demurring party shall identify all of the specific causes of action that it believes are subject to demurrer and identify with legal support the basis of the deficiencies.”  (Code Civ. Proc., § 430.41, subd. (a)(1).)  “The party who filed the complaint, cross-complaint, or answer shall provide legal support for its position that the pleading is legally sufficient or, in the alternative, how the complaint, cross-complaint, or answer could be amended to cure any legal insufficiency.”  (Ibid.)  The statute further requires:

 

The parties shall meet and confer at least 5 days before the date the responsive pleading is due. If the parties are not able to meet and confer at least 5 days before the date the responsive pleading is due, the demurring party shall be granted an automatic 30-day extension of time within which to file a responsive pleading, by filing and serving, on or before the date on which a demurrer would be due, a declaration stating under penalty of perjury that a good faith attempt to meet and confer was made and explaining the reasons why the parties could not meet and confer.

 

(Code Civ. Proc., § 430.31, subd. (a)(2).)  Further, “the demurring party shall file and serve with the demurrer a declaration stating either” the means by which the parties met and conferred, or that the party who filed the pleading subject to demurrer failed to respond to the meet and confer request.  (Code Civ. Proc. § 430.41, subd. (a)(3).) 

 

            Here, Plaintiff has provided the Declaration of John M. Genga, which provides:

 

On October 21, 2024, I had a telephone conference with Mary Brady of Rutan & Tucker, counsel for Defendant in this action, in which I stated that Plaintiff intended to demur to Defendant’s amended answer on the basis that it still failed to state facts sufficient to constitute many of the defenses asserted. More specifically, I pointed out that Defendant had failed to plead fraud with the particularity required by law in its affirmative defense based solely on that ground and in numerous other affirmative defenses also based on allegations of fraud. Ms. Brady responded that she did not believe the particularity requirement applied in the context of pleading fraud as or as a basis for an affirmative defense, as opposed to alleging fraud as a cause of action.

 

(Genga Decl. ¶ 2.)

 

            Defendant contends that, contrary to Mr. Genga’s declaration, Plaintiff did not adequately meet and confer prior to filing the demurrer.  Specifically, Defendant provides the Declaration of Mary C. Brady, which provides:

 

On October 21, 2024, the docket showed that the hearing on SLU’s demurrer to POW!’s answer was still on calendar, I called John Genga, counsel for SLU, to ask him whether he intended on withdrawing SLU’s demurrer to POW!’s answer in light of POW!’s amended answer. Mr. Genga informed me that SLU would be withdrawing its initial demurrer, but that SLU would be filing another demurrer to POW!’s amended answer that same day on the grounds that SLU did not believe POW! had asserted facts sufficient to support its affirmative defense for fraud in the inducement. Mr. Genga did not mention on this meet and confer call that SLU would also be demurring to POW!’s second through seventh, ninth, tenth, thirteenth, fourteenth, fifteenth, and seventeenth through twentieth affirmative defenses. Prior to my call to Mr. Genga on October 21, 2024, SLU had not reached out regarding SLU’s claimed deficiencies in POW!’s amended answer. In other words, SLU did not reach out to POW! five days prior to the deadline to file a demurrer to POW!’s amended answer. In addition, Mr. Genga did not ask whether POW! would further amend its answer to include additional factual allegations in support of its affirmative defenses. Nor did Mr. Genga provide legal support for SLU’s intended demurrer. Notably, Mr. Genga was corresponding with my office regarding whether SLU would agree to stipulate to arbitration, but Mr. Genga did not mention that SLU was planning on filing another demurrer without meeting and conferring.

 

(Brady Decl. ¶ 7.)

 

            Because both parties agree that Plaintiff’s counsel did not meet and confer with Defendant’s counsel until the day the demurrer was filed, and Defendant’s counsel indicates that Plaintiff’s counsel did not meet and confer with respect to the causes of action other than the twelfth cause of action, the Court finds that the parties did not adequately meet and confer prior to filing the demurrer.

 

            However, “A determination by the court that the meet and confer process was insufficient shall not be grounds to overrule or sustain a demurrer.”  (Code Civ. Proc., § 430.41, subd. (a)(4).) 

 

CONCLUSION AND ORDER

 

            Therefore, the Court continues the hearing on the demurrer to February 5, 2025 at 8:30 A.M. in Department 207 to allow the parties to meaningfully meet and confer and potentially stipulate to a second amended answer or otherwise resolve some or all of the issues raised. 

 

            Further, the Court orders Plaintiff to file and serve a supplemental declaration regarding compliance with the meet and confer process under Section 430.41 on or before January 29, 2025.  If the parties resolve the issues obviating the need for the demurrer, Plaintiff shall contact the Court and take the demurrer off calendar in advance of the continued hearing. 

 

Plaintiff shall provide notice of the Court’s orders and file the notice with a proof of service forthwith.

 

 

DATED:  December 10, 2024                                                ___________________________

                                                                                          Michael E. Whitaker

                                                                                          Judge of the Superior Court