Judge: Michael Shultz, Case: 20STCV25875, Date: 2022-10-06 Tentative Ruling

INSTRUCTIONS: If the parties wish to submit on the tentative ruling and avoid a court appearance on the matter, the moving party must:

1. Contact the opposing party and all other parties who have appeared in the action and confirm that each will submit on the tentative ruling.

2. No later than 4:00 p.m. on the court day before the hearing, call the Courtroom (310-761-4302) advising that all parties will submit on the tentative ruling and waive hearing; and

3. Serve notice of the Court's ruling on all parties entitled to receive service.

If this procedure is followed, when the case is called the Court will enter its ruling on the motion in accordance with its tentative ruling. If any party declines to submit on the tentative ruling, then no telephone call is necessary, and all parties should appear at the hearing. If there is neither a telephone call nor an appearance, then the matter may either be taken off calendar or ruled on. 

TENTATIVE RULINGS -- http://www.lacourt.org/tentativeRulingNet/ui/main.aspx?casetype=civil




Case Number: 20STCV25875    Hearing Date: October 6, 2022    Dept: A

20STCV25875 Jose Guillermo Tapia v. BaronHR, LLC, et al

Thursday, October 6, 2022 at 8:30 a.m.

 

[TENTATIVE] ORDER DENYING DEFENDANTS’ MOTION FOR RECONSIDERATION OF THE COURT’S AUGUST 31, 2022, ORDER IMPOSING EVIDENTIARY AND MONETARY SANCTIONS FOR DEFENDANTS’ FAILURE TO COMPLY WITH COURT ORDER COMPELLING DEFENDANTS TO PROVIDE FURTHER VERIFIED DISCOVERY RESPONSES

 

I.           BACKGROUND

            The complaint alleges that Defendants, BaronHR, LLC; BaronHR Group, LLC, and Titan Personnel, Inc. (collectively, “Defendants”) employed Plaintiff in May 2017 as a packer at 2839 East El Presidio Street in Carson. On July 14, 2017, while working, Plaintiff allegedly tripped over pallet jack that was negligently parked. Plaintiff avers that Defendants did not carry workers’ compensation insurance in violation of the Labor Code. Plaintiff sues Defendants for (1) direct employer negligence, (2) negligence, and (3) negligent hiring, training, and/or retention.     

            On August 31, 2022, the court granted Plaintiff’s motion for evidentiary and monetary sanctions for Defendants’ failure to comply with a prior court order compelling Defendants to provide supplemental, verified discovery responses. Defendants now move for reconsideration of the court’s order.

II.    ARGUMENTS

A.      Defendants’ motion filed September 12, 2022

            Defendants argue that the hearing on the motion was set for August 18, 2022. On that date, Defendants requested a continuance to which Plaintiff objected. The court took the motion under submission and continued the hearing and Trial Setting Conference to August 31, 2022. Defense counsel failed to appear, and the court issued an order granting Plaintiff’s motion for evidentiary and monetary sanctions.

            Defendants contend that on August 18, 2022, the court revised the tentative ruling to include additional discovery deadlines and to continue the hearing date. However, due to defense counsel’s inadvertence, defense counsel did not comply with the proposed deadlines which were never calendared, causing defense counsel’s failure to appear on August 31, 2022.

            Defendants request a modification of the court’s order to impose monetary sanctions only. Defendants have since served supplemental responses. Defense counsel is willing to accept appropriate additional monetary sanctions as warranted.           

B.      Plaintiff’s Opposition filed September 22, 2022

            Plaintiff argues that Defendants have not shown new or different facts, circumstances, or law that would warrant reconsideration of the court’s ruling. Counsel’s inadvertence is not a new fact. Defendants gave insufficient notice of motion by not adding five calendar days for notice sent by mail. Plaintiff acknowledges that Defendants served supplemental responses to the Requests for Admission but not to the Form Interrogatories on which evidentiary sanctions were predicated. Defendants’ effort to correct any defects is superficial.

 

C.      The court’s file does not reflect that Defendants filed a reply brief.

 

III.  DISCUSSION

      Defendants were required to serve the motion by September 8, 2022, to allow for 16 court days of notice, increased by five calendar days for service by mail. Code Civ. Proc., § 1005(b). Defendants untimely served the motion by mail on September 12, 2022.  However, under certain circumstances, a party may be deemed to have waived any irregularity in the notice by appearing at the hearing, opposing the motion, not asking for a continuance, and not demonstrating any prejudice resulting from the shortened notice.

      The general rule holds “that one who has been notified to attend a certain proceeding and does do so, cannot be heard to complain of alleged insufficiency of the notice; it has in such instance served its purpose. This rule applies to one who appears in a lawsuit after defective service of process upon him [citation], to one who responds to a notice of motion without adequate notice [citation].” Carlton v. Quint (2000) 77 Cal.App.4th 690, 697. The court has considered the motion and Plaintiff’s opposition thereto. Plaintiff has not shown any prejudice resulting from the defective notice.

Defendants have shown new circumstances to warrant reconsideration for purposes of Civil Procedure section 1008. Code of Civil Procedure section 1008 subd. (a) states that a motion for reconsideration can be made within 10 days of service of the order at issue if the moving party can show new or different facts, circumstances, or law that warrant modification, amendment, or revocation of the prior order. Plaintiff gave notice of the court’s August 31, 2022, order on the same day by mail and email. Thus, the motion was required to be filed and served by September 8, 2022, to account for 10 days increased by two court days for service by electronic means. Code Civ. Proc., § 1010.6(a)(3) as amended CA LEGIS 215 (2022), 2022 Cal. Legis. Serv. Ch. 215 (A.B. 2961) (WEST). The motion was untimely filed on September 12, 2022.

However, the court also has discretion to reconsider an order on its own motion, pursuant to its inherent authority. Section 1008 “limit[s] the parties' ability to file repetitive motions but do[es] not limit the court's ability, on its own motion, to reconsider its prior interim orders so it may correct its own errors." Le Francois v. Goel (2005) 35 Cal.4th 1094, 1107. Accordingly, the court considers the motion pursuant to its inherent authority.

Defendants also seek relief based on Code Civ. Proc., § 473(b), which gives the court discretion to grant relief from an order or other proceeding taken against a party through his or her mistake, inadvertence, surprise, or excusable neglect. Code Civ. Proc., § 473 subd (b). If there is no prejudice, only slight evidence is needed. Doubts are resolved in favor of party seeking relief. Mink v. Superior Court (1992) 2 Cal.App.4th 1338, 1343. Calendaring errors may constitute excusable neglect under the appropriate circumstances. Comunidad en Accion v. Los Angeles City Council (2013) 219 Cal.App.4th 1116, 1133.

Here, defense counsel avers that he had multiple hearings on August 18, 2022, when the motion was originally scheduled, therefore, he failed to calendar the continued hearing date. Declaration of Eric M. Welch, ¶ 4-5. As a result, he failed to appear on August 31, 2022. Defendants also state they served supplemental responses to discovery. Id., Ex. B. The declaration provides new circumstances to support reconsideration and relief under both Code Civ. Proc., § 1008 and Code Civ. Proc., § 473(b).

Defendants, however, have not shown any facts justifying the court’s modification of the order by imposing monetary sanctions. The Hon. Thomas D. Long first granted Plaintiff’s motion compelling further responses to Form Interrogatories including Interrogatory 17.1. on November 17, 2021. Defendants responded with only objections. Welch declaration, Ex. A, page 3, ¶2. Judge Long then heard Plaintiff’s motion for issue and evidentiary sanctions on February 3, 2022. Id., Ex. A, page 1. The court ordered Defendants to submit supplemental responses and to brief the issues in the context of motions in limine. Id. The court continued the hearing to May 17, 2022, but did not issue a ruling based on the parties stipulation as they were making efforts toward settlement. Id., page 2.

This court heard the motion on August 18, 2022, issuing a tentative ruling to grant the motion, but declined to adopt it, and continued the hearing to August 31, 2022, at which time defense counsel did not appear.

Defendants have not shown any facts to warrant limiting the order to monetary sanctions. While Defendants served supplemental responses to Requests for Admission on September 12, 2022, none of the responses are verified. Welch declaration, Ex. B. Unsworn responses are “tantamount to no responses at all Appleton v. Superior Court (1988) 206 Cal.App.3d 632, 636. Additionally, Defendants did not respond to Form Interrogatory 17.1 which requires facts to support each denial of a request for admission. Nor have defendants accounted for responses to Form Interrogatories 12.1-12.4, 12-6-12.7, 13-1, 13-2, 15.1, and 16.1-16.9, or Employment Form Interrogatories or Request for Production of Documents, all of which were at issue in Plaintiff’s motion for sanctions. Welch declaration, Ex. A, page 3, ¶ 2; page 4, ¶ 5; page 6 ¶ 1. The court ordered further responses on November 19, 2021. Id., Ex. A, page 5, ¶2.

In short, the circumstances warranting imposition of evidentiary sanctions have not changed given Defendants’ service of unverified supplemental responses and failure to comply with the court’s original order in full. Accordingly, Defendants’ Motion for Reconsideration is DENIED.