Judge: Michael Shultz, Case: 21STCV02308, Date: 2024-04-23 Tentative Ruling

INSTRUCTIONS: If the parties wish to submit on the tentative ruling and avoid a court appearance on the matter, the moving party must:

1. Contact the opposing party and all other parties who have appeared in the action and confirm that each will submit on the tentative ruling.

2. No later than 4:00 p.m. on the court day before the hearing, call the Courtroom (310-761-4302) advising that all parties will submit on the tentative ruling and waive hearing; and

3. Serve notice of the Court's ruling on all parties entitled to receive service.

If this procedure is followed, when the case is called the Court will enter its ruling on the motion in accordance with its tentative ruling. If any party declines to submit on the tentative ruling, then no telephone call is necessary, and all parties should appear at the hearing. If there is neither a telephone call nor an appearance, then the matter may either be taken off calendar or ruled on. 

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Case Number: 21STCV02308    Hearing Date: April 23, 2024    Dept: A

21STCV02308 Kalli Williams, a minor, et al. v. Wilber Troutman, M.D., et al.

Tuesday, April 23 2024, at 8:30 a.m.

 

[TENTATIVE] ORDER DENYING PETITION FOR APPROVAL OF MINOR’S COMPROMISE

 

I.        BACKGROUND     

      The first amended complaint (“FAC") alleges claims for negligence against Defendants for birth injuries suffered by the minor claimant (“Claimant”). The FAC also alleges injuries suffered by Claimant’s mother for negligence and intentional tort arising from the use of a vacuum extractor without her consent. The FAC is also brought on behalf of Plaintiff, Jerall Williams, although injuries suffered by Jerall Williams, are not clearly articulated.

II.      ARGUMENTS

      The Claimant, through her Guardian ad Litem, Daranisha Perry, requests the Court’s approval of Claimant’s settlement with Defendant, St Francis Medical Center (“St. Francis”), for $150,000 in exchange for the dismissal of claims asserted by all three Plaintiffs. Medi-Cal has asserted a lien against any recovery for medical expenses totaling $50,167.07, which Plaintiffs’ counsel has not resolved but requests that the amount be held in Plaintiffs' counsel’s trust account subject to resolution of the lien. Counsel also requests reimbursement of all costs incurred to date totaling $36,588.02 without appropriation among the three Plaintiffs. (Pet. Attachment 13a, ¶ 4-6.)

      Counsel requests attorney’s fees of $40,018.00 according to the fee structure required by the Medical Injury Compensation Reform Act (“MICRA”). (Bus. & Prof. Code, § 6146.) Counsel’s retainer agreement states that Plaintiffs will pay for services rendered on a contingency basis. (Attachment 17a, ¶ 2.)

      After deduction for fees and costs and medical expenses, the net settlement to Claimant is $23,226.91. While the gross settlement amount appears reasonable given St. Francis’s bankruptcy proceeding, the requested disbursement does not appear to be in the Claimant’s best interest.

      Because the settlement involves a Medi-Cal lien, the State Director of Health Care Services requires notice of the hearing as well as a copy of the petition. (Prob. Code, § 3602 subd. (f). The proof of service does not reflect that the required notice was given.

      While counsel’s fee request may satisfy the fee structure required by statute, the court is not obligated to award fees under MICRA. (Gonzalez v. Chen (2011) 197 Cal.App.4th 881, 885 [“MICRA establishes caps on a recovery, not guarantees."].) The court must consider the factors under California Rules of Court 7.955, to determine whether the fee request is reasonable. (Id.)

      Counsel proposes to retain the Claimant’s net settlement as an advance on costs to “fund the remainder of the litigation, including pre-trial and trial costs” although Counsel also proposes immediate distribution of attorney’s fees of $40,018.  (Att. 13a, ¶ 6.) Distribution of the net settlement to counsel in this manner is not authorized by statute. In pertinent part, the statute limits distribution of the net settlement to deposit into a blocked account, investment in an annuity, paid to a special needs trust, or delivered to a custodian for the minor’s benefit. (Prob. Code, § 3611.)  

      The Claimant suffers from permanent injuries (brachial plexus paralysis) and suffers from a congenital club foot, amniotic band syndrome, and developmental speech and language disorders. (Petition, .pdf p. 13.) While the petition includes an operative report for surgery conducted on October 22, 2020, the petition does not include a doctor’s report containing a prognosis for Claimant’s recovery. (Pet. ¶ 8.) Given that the injuries are permanent, the prognosis should discuss the Claimant’s future needs if any. Disbursing the Claimant’s settlement funds to counsel jeopardizes the Claimant’s ability to address her immediate and future needs.

      The requested disbursement to counsel elevates counsel’s interests over that of the minor Claimant. Counsel agreed to represent Plaintiffs on a contingency basis, however, retention of the funds for Counsel’s benefit transfers the risks associated with the litigation in part to the Claimant.

      For all the foregoing reasons, the petition is DENIED.