Judge: Serena R. Murillo, Case: 20STCV47832, Date: 2023-04-24 Tentative Ruling

Case Number: 20STCV47832    Hearing Date: April 24, 2023    Dept: 29

TENTATIVE

Defendants Salvador Penatovar and KS Trans Service’s motion to compel compliance with subpoena for production of records is DENIED. The request for sanctions is DENIED.

 

Legal Standard

 

When a subpoena has been issued requiring the attendance of a witness or the production of documents, electronically stored information, or other things before a court or at the taking of a deposition, the court, upon motion “reasonably made” by the party, the witness, or any consumer whose personal records are sought, or upon the court's own motion after giving counsel notice and an opportunity to be heard, may make an order quashing the subpoena entirely, modifying it, or directing compliance with it upon those terms and conditions as the court may specify.  (See Code Civ. Proc. § 1987.1; Southern Pac. Co. v. Superior Court (1940) 15 Cal.2d 206.) 

 

The court can compel a witness’ compliance with a subpoena on such terms and conditions as appropriate to protect parties or witnesses from “unreasonable or oppressive demands” including unreasonable violations of the right of privacy of the person.  (Code Civ. Proc., § 1987.1, subd. (a).)

 

For discovery purposes, information is relevant if it might reasonably assist a party in evaluating the case, preparing for trial, or facilitating settlement.  (Gonzalez v. Superior Court (1995) 33 Cal.App.4th 1539, 1546.)  Generally, all unprivileged information that is relevant to the subject matter of the action is discoverable if it would itself be admissible evidence at trial or if it appears reasonably calculated to lead to the discovery of admissible evidence.  (Code Civ. Proc. § 2017.010; Schnabel v. Superior Court (1993) 5 Cal.4th 704, 711.)   

 

Discussion

Defendants move to compel compliance with their subpoena purportedly served on the Custodian of Records for Xaction Sports Gear Inc. on April 14, 2022, for Plaintiff’s employment records. Defendants argue that Plaintiff is claiming $500,000 in past and future lost earnings allegedly arising out of the subject accident. Absent access to the subpoenaed records, Defendants have no way of evaluating the veracity of Plaintiff’s alleged damages and, therefore, cannot engage in a good faith settlement discussion, develop a defense, or prepare for trial. Defendants argue the instant motion is necessary because to date, Xaction has refused to produce responsive documents to the Subpoena despite this Court’s ruling on June 28, 2022 that, Defendants argue, said the documents are discoverable by Defendants.

The motion is denied for numerous reasons.

 

First, California Rules of Court, rule 3.1346 requires a motion to compel compliance with a deposition subpoena to be personally served on the non-party whose compliance is sought. The exhibit attached to the declaration of defense counsel which includes the subpoena does not include a proof of service indicating Xaction was personally served with the subpoena. 

Second, the motion has not been served on Xaction.

Third, Defendants argue in the motion that the subpoena issued on April 14, 2022, to Xaction seeks production of the following documents, inter alia:

4.      PLAINTIFF’S salary, wages, compensation, commissions, bonuses, other monies or remuneration arising out of her employment, association or relationship with YOU; and

  1. PLAINTIFF’S benefits package(s) arising out of his employment, association or relationship with YOU, including but not limited to medical, dental, vision, chiropractic, or health care benefits or insurance coverage plans, 401(k), pension, retirement, or similar plans, worker’s compensation benefits, disability benefits, life insurance benefits, accident insurance benefits or to his benefits plans; including use or exercise by PLAINTIFF of such benefits[.]

(Brinson Decl., Exh. A.) However, upon review of the subpoena, the Court notes that it also seeks the production of the exact documents that this Court already ruled was invasive of Plaintiff’s right to privacy in its June 28, 2022 minute order. Additionally, Defendants incorrectly argue that the Court ordered the production of items 4-5 of subpoena in its June 28, 2022 ruling, and that the Court ruled those items were discoverable. The Court did not order the production of those items, it merely did not quash the subpoena relating to those items because Plaintiff’s motion to quash did not address them and Plaintiff did not object to those items. The Court never analyzed whether those items were discoverable.  If Defendants only seek the production of the documents in items 4 and 5 of their subpoena, they must issue a new subpoena to Xaction, serve it on Xaction and Plaintiff, and if Plaintiff objects, they may file a new motion to compel. However, here, as Defendants have not provided any basis for the Court to reconsider its prior order, the motion is DENIED.

              Sanctions

It appears in the notice of motion Defendants request sanctions pursuant to CCP sections 2023.010 and 2023.030 for alleged the misuse of discovery, among other sections. The request is denied for three reasons. First, in a recent case, City of Los Angeles v. PricewaterhouseCoopers, LLC (2022) 84 Cal.App.5th 466, 504, the Court of appeal concluded that: "sections 2023.010 and 2023.030 do not independently authorize the trial court to impose monetary sanctions for misuse of discovery.” (Id.) Second, it appears Defendants abandoned the request in their memorandum of points and authorities. Third, in any event, Defendants are not entitled to any sanctions here and there has been no misuse of discovery by Xaction.

Conclusion

Accordingly, Defendants’ motion to compel compliance with subpoena for production of records is DENIED. The request for sanctions is DENIED.

 

Moving party is ordered to give notice.