Judge: Serena R. Murillo, Case: 21STCV32240, Date: 2023-04-19 Tentative Ruling

Case Number: 21STCV32240    Hearing Date: April 19, 2023    Dept: 29

TENTATIVE

 

Plaintiff Jenna Suhl’s motion to quash is GRANTED. Defendant’s request for sanctions is DENIED.

 

Legal Standard

 

When a subpoena has been issued requiring the attendance of a witness or the production of documents, electronically stored information, or other things before a court or at the taking of a deposition, the court, upon motion “reasonably made” by the party, the witness, or any consumer whose personal records are sought, or upon the court's own motion after giving counsel notice and an opportunity to be heard, may make an order quashing the subpoena entirely, modifying it, or directing compliance with it upon those terms and conditions as the court may specify.  (See Code Civ. Proc. § 1987.1; Southern Pac. Co. v. Superior Court (1940) 15 Cal.2d 206.) 

There is no requirement that the motion contain a meet-and-confer declaration demonstrating a good-faith attempt at informal resolution. (See id.)

The court can make an order quashing or modifying a subpoena as necessary to protect a person from “unreasonable or oppressive demands, including unreasonable violations of the right of privacy of the person.”  (Code Civ. Proc., § 1987.1, subd. (a).)

 

Under Hill v. Nat'l Collegiate Athletic Assn. (1994) 7 Cal. 4th 1, 35-37, the party asserting a privacy right must establish a legally protected privacy interest, an objectively reasonable expectation of privacy in the given circumstances, and a threatened intrusion that is serious. (Id.) The party seeking the information may raise in response whatever legitimate and important countervailing interests disclosure serves, while the party seeking protection may identify feasible alternatives that serve the same interests or protective measures that would diminish the loss of privacy. A court must then balance these competing considerations. (Id. at 37–40.)

 

Discussion

Plaintiff moves to quash Defendant’s subpoena for Plaintiff’s employment records, arguing that Defendant’s subpoena is impermissibly overbroad, seeking “any and all” records related to Plaintiff’s employment and payroll, and violates Plaintiff’s right to privacy.

On July 13, 2022, Defendant served a deposition subpoena for production of business records to Plaintiff’s counsel. (Stoker Decl. ¶ 5). The subpoena seeks production of all employment and payroll records pertaining to Plaintiff. (Id.) Specifically, the subject subpoena requests the following:

“Any and all documents and records pertaining to the employment and earnings of the individual named herein, including without limitation, all payroll, applications for employment, resumes, reference letters, interview notes and statements, correspondence, work absentee records, incident reports, pre-employment records including exam results, employee progress reports/evaluations, medical benefits, work history records and work injury records, W-2’s, workers compensation claims records, complaints and grievances, disciplinary action taken, promotions/demotions from the first date of employment up to and including the present.”

(Stoker Decl., Exh. A.)

In Plaintiff’s meet and confer letter, Plaintiff requested the subpoena be limited to only Plaintiff’s timesheet and payroll records, however, Defendant failed altogether to respond to this proposal. (Id., Exh. C.)

California’s Constitutional right to privacy protects against the unwarranted, compelled disclosure of various private or sensitive information regarding one’s personal life.  (Britt v. Superior Court (1978)20 Cal.3d 844, 855-856.)  This includes employment records.  (See Board of Trustees v. Superior Court (1981) 119 Cal.App.3d 516, 526 (“It seems manifest, and we observe no contrary contention, that personnel, tenure, and promotion records and files relate to the private affairs of Dr. Lucas, and are maintained in confidence by the University.”); See also, id., at 526 (“It is manifest that the subject documents and communications of Dr. Dong's personnel, tenure, and promotion files, whether relating only to his initial employment, or also to his “promotion, additional compensation, or termination,” were communicated to the University in confidence, and were thus covered by the communicators' constitutional right of privacy.”); El Dorado Savings & Loan Assn. v. Superior Court (1987) 190 Cal.App.3d 342, 345 (“plaintiffs acknowledge the personnel  records of petitioner Morris are protected by the right of privacy.”).)  “The public interest in preserving confidential, personnel information generally outweighs a private litigant's interest in obtaining that information.”  (Life Technologies Corp. v. Superior Court (2011) 197 Cal.App.4th 640, 652, disapproved on different grounds by Williams v. Superior Court, supra, 3 Cal.5th 531.)   An employee’s personnel records concerning when and why the employee was fired have a legally protected privacy interest, and disclosure of the records may implicate a threatened intrusion into privacy that is serious. (Id.) And a person is privileged to withhold disclosure of their taxpayer information. (Brown v. Superior Court (1977) 71 Cal.App.3d 141, 142-144 [finding plaintiff’s W-2 tax forms were subject to privilege protecting taxpayer information from disclosure despite defendants’ claim they were relevant to lost wages].) 

As cited above, Plaintiff’s employment records are protected by the right to privacy, and Plaintiff has an objectively reasonable expectation of privacy in the given circumstances.

As to the next Hill factor, Defendant seeks this subpoena because Plaintiff is pursuing a $60,000 loss of earnings claim, and argues that no evidence has been produced to support Plaintiff’s claim. Defendant argues that Plaintiff initially only had a short period of time missed from work after the subject accident and then was able to continue working for Savage X Fenty for a year and three months between October 21, 2019 and January 13, 2021. Whether plaintiff stopped working for Savage X Fenty on January 13, 2021, and continued with no work at all for the next full year, as a result of the subject accident versus any other reasons is a disputed fact in this litigation. Thus, Defendant argues Plaintiff has put her employment status and earnings in controversy in this litigation. Defendant continues that these records will have documents that show how she was doing at the job and whether that supports a claim that her employment there would continue, show an alternate reason for her failure to continue working for the company (such as the Covid-19 pandemic or any other reason), establish how she was paid, show how much she was paid and many other issues related to her wage loss claim.

However, it is not clear how Plaintiff’s applications for employment, resumes, reference letters, interview notes and statements, correspondence, pre-employment records including exam results, medical benefits, work history records and work injury records, or workers compensation claims records, would provide supporting evidence for the loss of earnings claim. Similarly, Plaintiff offered to limit the subpoena for timesheet and payroll records, and therefore, has offered a less intrusive means to this discovery, but Defendant never responded. As such, the Court finds that the subpoena is overbroad to the extent the scope of records includes non-wage related documents. Moreover, Plaintiff’s W-2 tax forms are subject to privilege protecting taxpayer information from disclosure despite defendants’ claim they were relevant to lost wages. (Brown v. Superior Court (1977) 71 Cal.App.3d 141, 142-144.)

 

Plaintiff has not requested sanctions against Defendant, and thus, the Court will not impose any against Defendant.

 

Defendant requests sanctions against Plaintiff under CCP section 2023.010 for the “misuse of discovery.” However, CCP section 2023.010 does not independently authorize the trial court to impose monetary sanctions for misuse of discovery. (City of Los Angeles v. PricewaterhouseCoopers, LLC (2022) 84 Cal.App.5th 466, 504.) Moreover, the Court finds there was no misuse of discovery here as discussed above.

 

The Court notes Defendant’s motion to compel compliance with this subpoena set for November 13, 2023 is now moot and should be taken off calendar.

 

Conclusion

 

Accordingly, Plaintiff’s motion to quash is GRANTED. Defendant’s request for sanctions is DENIED.

 

Moving party is ordered to give notice.