Judge: Stephen P. Pfahler, Case: 20CHCV00305, Date: 2022-09-21 Tentative Ruling
Case Number: 20CHCV00305 Hearing Date: September 21, 2022 Dept: F49
Dept. F-49
Date: 9-21-22
Case # 20CHCV00305
Trial Date: 7-24-23
MOTION FOR SUMMARY JUDGMENT OR, IN THE
ALTERNATIVE, SUMMARY ADJUDICATION
MOVING PARTY: Defendant, Allstate Insurance Company
RESPONDING PARTY: Plaintiffs, Adela Mercado, et al.
RELIEF REQUESTED
Motion for Summary Judgment/Summary Adjudication
·
1st Cause of Action: Negligence
·
3rd Cause of Action: Negligent
Performance of an Undertaking
SUMMARY OF ACTION
Plaintiffs Adela Mercado, et al. are all resident
homeowners with the common areas governed by Defendant San Francisco Townhouse
Association (“HOA”). On an unspecified date prior to January 10, 2019,
Defendant HOA hired Defendant Imperial Roofing, Inc. to conduct certain
unspecified repairs on the roofs of the Plaintiffs’ townhomes. On January 10,
2019, a roofer allegedly started a fire on the roof while conducting repairs,
which led to the arrival of the fire department. The subsequent efforts of the
fire department led to water damage within the units.
Following the submission of water damage claims by
certain Plaintiffs to their insurers, including Defendant Allstate Insurance
Company (“Allstate”), the plaintiffs discovered insufficient insurance coverage
for said property casualty. Plaintiff Adela Mercado specifically alleges insurance
agent Ira Hart (“Hart”), on behalf of Defendant Allstate, either recommended
insufficient insurance coverage and/or failed to obtain the requested policy
coverage. Plaintiffs Jorge and IIdeliza Ochoa allege insurance agent Vivian
Garcia failed to obtain sufficient coverage with Defendant Farmers Group, Inc.
Plaintiff Francisco Munoz alleges improper underinsurance with Defendant
Interinsurance Exchange of the Automobile Club via agent David Castaneda.
Plaintiff Hyun Sook Lim, a former owner, joins the action
for losses sustained in the sale of the unit caused by the damage.
On May 18, 2020, Plaintiffs filed a complaint for negligence,
negligent hiring/retention, negligent entrustment, and negligent performance of
an undertaking. On September 16, 2020 and September 18, 2020, Plaintiffs
dismissed Ira Hart, and Kookmin Best Insurance Co., Ltd.
On September 21, 2020, Plaintiffs filed their first
amended complaint for negligence, negligent hiring/retention, and negligent
performance of an undertaking. On October 26, 2020, Defendant Allstate
Insurance Company answered the first amended complaint.
On March 3, 2021, the court sustained the demurrer to the
first amended complaint. On March 23, 2021, Plaintiffs filed their second
amended complaint for Negligence, Negligent Hiring/Retention, and Negligent
Performance of an Undertaking. On April 26, 2021, Plaintiffs dismissed Ulloa
with prejudice. On May 5, 2021, Imperial Roofing, Inc. answered the second
amended complaint. On May 11, 2021, Allstate answered the second amended
complaint. On July 30, 2021, Fire Insurance Exchange answered the second amended
complaint.
On August 25, 2021, the court overruled the demurrer and
denied the motion to strike to the second amended complaint filed by HOA. On
the same day and in connection with the demurrer filed by Automobile Club of
Southern California, the court overruled the demurrer in part as to the first
cause of action and sustained it in part as to the third cause of action
without leave to amend. On September 3, 2021, HOA answered the second amended
complaint. On September 9, 2021, Automobile Club of Southern California
answered the second amended complaint.
On November 12, 2021, Plaintiffs voluntarily dismissed
Farmers Group, Inc.
On February 8, 2022, Plaintiff voluntarily dismissed the
third cause of action against Fire Insurance Exchange.
On May 11, 2022, Imperial Roofing, Inc. filed a
cross-complaint against Anchor Prime Builders, Inc.
On May 13, 2022, HOA filed a cross-complaint
On July 1, 2022, Allstate filed the instant motion for
summary judgment or, in the alternative, summary adjudication. On September 7,
2022, Plaintiffs filed their opposition. On September 16, 2022, Allstate filed
its reply.
RULING Motion
for Summary Judgment: GRANTED.
1st Cause of Action: Negligence
Allstate moves for summary adjudication as to the first
cause of action for negligence because there is no triable issue of material
fact that Allstate agent Hart, and by extension Allstate, had a duty to counsel
Plaintiff Adela Mercado regarding the sufficiency of her coverage limits.
“[A]n action for negligence must allege (1) the
defendant's legal duty of care towards the plaintiff, (2) the defendant's
breach of that duty, (3) injury to the plaintiff as a proximate result of the
breach, and (4) damage to the plaintiff.” (Jones v. Grewe (1987)
189 Cal. App. 3d 950, 954.)
“Duty, being a question of law, is particularly amenable
to resolution by summary judgment.” (J.L. v. Children’s Inst., Inc.
(2009) 177 Cal. App. 4th 388, 396.)
“A ‘failure to deliver the agreed-upon coverage’ case is
actionable, unlike the ‘failure to recommend’ cases … An insurance agent has an
‘obligation to use reasonable care, diligence, and judgment in procuring
insurance requested by an insured.’” (Desai v. Farmers Ins. Exchange
(1996) 47 Cal.App.4th 1110, 1119; Nowlon v. Koram Ins. Center, Inc.
(1991) 1 Cal.App.4th 1437, 1447 [“A broker's failure to obtain the type of
insurance requested by an insured may constitute actionable negligence and the
proximate cause of injury”].)
“The general rule in cases of
this sort is still that articulated by now-Justice Kennard in Jones. It
is that, as a general proposition, an insurance agent does not have a duty to
volunteer to an insured that the latter should procure additional or different
insurance coverage. … The rule changes, however, when—but only when—one of the
following three things happens: (a) the agent misrepresents the nature, extent
or scope of the coverage being offered or provided (as in Free, Desai and
Nacsa), (b) there is a request or inquiry by the insured for a particular
type or extent of coverage (as in Westrick), or (c) the agent assumes an
additional duty by either express agreement or by ‘holding himself out’ as
having expertise in a given field of insurance being sought by the insured (as
in Kurtz).”
(Fitzpatrick v. Hayes (1997) 57 Cal.App.4th 916,
927.)
Here, Allstate contends that it did not owe a special
duty as proscribed under Fitzpatrick to Plaintiff for the following
reasons. First, Allstate argues that Hart did not make any misrepresentations
regarding the insurance coverage that was sold to Plaintiff. (Motion at pg.
14.) Instead, based on Plaintiff’s deposition testimony, Hart represented that
he would provide her with the best coverage that would give her everything that
she needed. (UMF Nos. 40-41; Macarr Decl. ¶ 10, Exh. 19 [Plaintiff’s Depo. Tr.
at 67:23-68:21; 94:23-95:3]; Bermudez Decl. ¶ 9.) Allstate reasons that an
affirmative misrepresentation must be made for the duty to be created, and a
representation that a coverage offered is “the best” does not constitute an
affirmative misrepresentation. (Motion at pp. 14-15, relying on Vulk v.
State Farm General Ins. Co. (2020) 69 Cal. App. 5th 243, 255.)
Second, Allstate argues that Plaintiff did not request
Hart to provide a particular kind or amount of coverage. (Motion at pg. 15.)
While Hart assured Plaintiff of the adequacy of the proposed insurance
coverage, Plaintiff never specifically required full replacement cost coverage
or 100$ replacement coverage. (UMF Nos. 28-30, 38-39; Macarr Decl. ¶ 10, Exh. 19
[Plaintiff’s Depo. Tr. at 44:4-9; 51:8-13; 51:20-52:18; 52:20- 25; 53:16-24,
54:1-19; 62:19-63:1]; Macarr Decl. ¶¶ 2, 3, Exhs. 2, 4 [Plaintiff’s Response to
SROG No. 17]; Bermudez Decl. ¶¶ 7-8.) In fact, Allstate points to the fact that
Plaintiff did not ask about the extent of coverage provided by her insurance
policy. (UMF No. 35; Macarr Decl. ¶ 10, Exh. 19 [Plaintiff’s Depo. Tr. at
44:10-16].) Moreover, Plaintiff did not request for an inspection of her
condominium unit or for any estimates as to the cost of restoring her property.
(UMF Nos. 33-34; Macarr Decl. ¶ 10, Exh. 19 [Plaintiff’s Depo. Tr. at 37:3-6; 58:25-59:8];
Bermudez Decl. ¶ 11.) Thus, Allstate reasons that Plaintiff’s request for
“sufficient” insurance coverage or the representation that the insurance
coverage is “adequate” does not equate to a specific type or amount. (Motion at
pp. 15-17, relying on Jones, supra, 189 Cal. App. 3d at 956.)
Third, Alllstate argues that Hart did not hold himself
out as an expert. (UMF No. 16; Macarr Decl. ¶ 10, Exh. 19 [Plaintiff’s Depo.
Tr. at 47:19-23; 48:6-10; 48:18-49:3; see also 59:23-60:19]; Hart Decl. ¶ 2;
Bermudez Decl. ¶ 2.) Also, Hart is not a specialist with regard to any type of
insurance coverage. (UMF No. 15; Hart Decl. ¶ 2; Bermudez Decl. ¶ 2.) Moreover,
Plaintiff lacked any knowledge of Hart’s expertise and did not inquire as to
his experience as an insurance agent. (UMF Nos. 12-14; Macarr Decl. ¶ 10, Exh.
19 [Plaintiff’s Depo. Tr. at 30:7-10; 33:21-25; 34:5-7; 35:4-14]; Hart Decl. ¶
7; Bermudez Decl. ¶ 12.) Thus, Allstate asserts that Plaintiff lacks sufficient
evidence to show that Hart held himself out as an expert to warrant the
imposition of a special duty.
Based on the evidence presented, the Court finds that
Allstate has met its burden in showing that there is no triable issue of
material fact regarding the issue of whether Allstate owed Plaintiff a special
duty under Fitzgerald. The burden now shifts to Plaintiff present
sufficient evidence to establish that there is a triable issue of material fact
on this issue.
In opposition, Plaintiff first argues that Hart and Kelly
Bermudez (“Bermudez”) misrepresented the nature, extent, or scope of the
coverage being offered. (Opposition at pg. 5.) In support of this argument,
Plaintiff relies on her deposition testimony where she answered in the
affirmative to the question of whether the insurance coverage offered was
represented to restore the entirety of Plaintiff’s condominium unit in the
event of a total loss. (Plaintiff’s Response No. 30; Keusseyan Decl. ¶ 9, Exh. C,
Plaintiff’s Deposition, at 55:14-56:16.) However, further in her deposition
testimony, Plaintiff clarifies that “I didn’t ask if it’s going to restore
everything, but I told [Bermudez], I said, this coverage will cover everything
that I explained to you that need covered, not only my home, but also my
vehicles. She said, ‘yes.’” (Keusseyan
Decl. ¶ 9, Exh. C, Plaintiff’s Deposition, at 56:25-57:5.) Plaintiff then
proceeds to list the various items that were discussed as to whether they would
be covered by the proposed insurance policy. (Keusseyan Decl. ¶ 9, Exh. C,
Adela Mercado Deposition, at 57:6-58:7.) Ultimately, the discussion of a
scenario of total loss was admittedly never discussed. (Keusseyan Decl. ¶ 9, Exh.
C, Plaintiff’s Deposition, at 58:8-13.) “Absent an affirmative
misrepresentation, the general rule is that ‘an insurance agent does not have a
duty to volunteer to an insured that the latter should procure additional or
different insurance coverage. (Sheahan v. State Farm Gen. Ins. Co. (2020) 442 F. Supp. 3d 1178, 1187.)
Because Plaintiff’s evidence fails to show that Hart or Bermudez made an
affirmative misrepresentation regarding whether the policy would sufficiently
cover an event of a total loss, the Court declines to find that a special duty
has been imposed on this basis.
Second, Plaintiff argues that the evidence shows that she
requested specific coverage for her condominium unit because she specifically
asked whether the insurance policy would cover specific items. (Opposition at
pp. 6-7; Keusseyan Decl. ¶ 9, Exh. C, Plaintiff’s Deposition, at 56:25-58:7.)
However, the Court finds this equally unpersuasive because Plaintiff’s
statement that the insurance would provide coverage in the event that Plaintiff
“lose[s] everything inside” is too vague to qualify as a specific request. Such
a statement would be synonymous with asking for full coverage, and a request
for full coverage has been found not to create a special duty. (See Ahern v.
Dillenback (1991) 1 Cal. App. 4th 36, 40.) Thus, Plaintiff’s evidence fails
to support that a triable issue of material fact exists as to whether Plaintiff
requests specific coverage to create a special duty owed to her by Allstate.
And third, Plaintiff contends that Hart and Bermudez held
themselves out as experts. (Opposition at pp. 7-9.) In support of this
contention, Plaintiff testified in her deposition that she trusted Hart and
Bermudez as experts and referred to them on more than one occasion as experts;
Bermudez did not correct Plaintiff. (Plaintiff’s Response Nos. 14. 16, 18,
37-38; Keusseyan Decl. ¶ 9, Exh. C, Plaintiff’s Depo. at 35:1 5 -36:6; 38:7-11;
40:13-41 :13; 50 :4-52:18; 54: 8 -5 8:7; 60 :7-19; 67 :23-69.-2.) Plaintiff
argues that her reliance was reasonable under the circumstances (Opposition at
pg. 9, relying on B.L.M. v. Sabo & Deitsch (1997) 55 Cal.App.4th
823, 847.) The Court disagrees that Plaintiff’s reliance was reasonable. Based
on the facts presented to the Court, it is clear that Plaintiff had a
subjective belief that Hart and Bermudez were experts because they were in the
business of selling insurance. (See Keusseyan Decl. ¶ 9, Exh. C, Plaintiff’s
Depo. at 38:3-11.) The mere fact that Plaintiff referred to them as experts in
her discussion prior to signing up for the policy does not establish that Hart
and Bermudez held themselves out to be experts. (See Keusseyan Decl. ¶ 9, Exh.
C, Plaintiff’s Depo. at 40:13-41:6.) As in Kurtz, the insurance brokers
held themselves out to having specific expertise on the Medicare provisions of
the Tax Equity and Fiscal Responsibility Act of 1982. (Kurtz, supra, 12
Cal.App.4th at 1255, 1257-1258.) In this case, there is no evidence to
suggest that Hart and Bermudez held themselves out to be experts in the field
of insurance coverage for condominiums, let alone homeowners’ insurance. This
is further undermined by the fact that Plaintiff bundled her homeowners’
insurance policy with an automobile insurance policy, evidencing that Hart and
Bermudez sell a wide range of insurance policies. Thus, Plaintiff has failed to
meet her burden on this issue as well.
Based on the foregoing, because Plaintiff has failed to
submit sufficient evidence to show that there is a triable issue of material
fact as to whether Allstate owed her a special duty, the motion for summary
adjudication is granted as to the first cause of action.
3rd Cause of Action: Negligent Performance
of an Undertaking
Allstate moves
for summary adjudication of the third cause of action for negligent performance
of an undertaking challenges on the ground that it lacks merits. Allstate
further challenges the subject cause of action on grounds that the no such
cause of action exists in the insurance context.
Negligent
undertaking is also referred as “Good Samaritan” law. (Artiglio v. Corning
Inc. (1998) 18 Cal.4th 604, 614.)
“[A] negligent undertaking claim of
liability to third parties requires evidence that: (1) the actor undertook,
gratuitously or for consideration, to render services to another; (2) the
services rendered were of a kind the actor should have recognized as necessary
for the protection of third persons; (3) the actor failed to exercise
reasonable care in the performance of the undertaking; (4) the actor's failure
to exercise reasonable care resulted in physical harm to the third persons; and
(5) either (a) the actor's carelessness increased the risk of such harm, or (b)
the actor undertook to perform a duty that the other owed to the third persons,
or (c) the harm was suffered because either the other or the third persons
relied on the actor's undertaking.”
(Paz v.
State of California (2000) 22 Cal.4th 550, 559.)
“The negligent
undertaking theory of liability permits damages for personal injury or property
damage, not economic losses.” (State Ready Mix, Inc. v. Moffatt & Nichol
(2015) 232 Cal.App.4th 1227, 1235.)
Here, Allstate
argues that Plaintiff is unable to either establish that Hart “failed to
exercise reasonable care in performance of the undertaking” or that this
failure resulted in “physical harm.” (Motion at pg. 22.) As stated above, there
is no triable issue of material fact regarding whether Allstate owed a duty to
Plaintiff. Further, it is evident that Plaintiff did not suffer any physical
harm. (UMF No. 58; Macarr Decl. ¶ 3, Exh. 5 [Plaintiff’s Response to FROG 6.1];
¶¶ 2, 3, Exhs. 1, 3 [Plaintiff’s Response to RFA No. 12].) Moreover, as the
court noted previously, “[n]othing in the pleadings alleges a claim based on
actual damage to the roof or inside the townhouse unit itself.” (See August 25,
2021 Minute Order at pg. 3.)
Thus, based on
this evidence, the court finds that Allstate has met its burden in showing that
there is no triable issue of material fact regarding the third cause of action.
Consequently, the burden now shifts to Plaintiff to show that there is a
triable issue of material fact as to whether she sustained physical harm to
support the third cause of action.
In opposition,
Plaintiff fails to raise any substantive argument in opposition to this issue.
Instead, Plaintiff claims in her response to Allstate’s separate statement that
she has suffered physical harm that manifested from emotional distress in the
forms of “serious stress, emotional anguish, biting of nails, having to sleep
on the floor with no dishes, stress of waiting for permits.” (Plaintiff’s
Response No. 58; Mercado Dep. 92:20-93.) However, this is unconvincing because
Plaintiff’s injuries are characteristic of psychological mental anguish, as
opposed to physical injuries, because the evidence does not show that Plaintiff
has not experienced a “nervous shock or paroxysm, or a disturbance of the
nervous system.” (See Fuentez v. Perez (1977) 66 Cal.App.3d 164, 168-169.)
Therefore, Plaintiff has failed to meet her burden.
Based on the foregoing, the motion for summary adjudication
is granted as to the third cause of action.
Allstate to give
notice to all parties.