Judge: Stephen P. Pfahler, Case: 22CHCV00048, Date: 2022-08-03 Tentative Ruling
Case Number: 22CHCV00048 Hearing Date: August 3, 2022 Dept: F49
Dept.
F-49
Date:
8-3-22
Case
#22CHCV00048
Trial
Date: Not Set
DEMURRER
MOVING
PARTY: Defendant, Andrew Alex
RESPONDING
PARTY: Plaintiff, Marcos Ferrufino
RELIEF
REQUESTED
Demurrer
to the First Complaint
·
1st
Cause of Action: Fraud
·
2nd
Cause of Action: Breach of Contract
Motion
to Strike
·
Damages
Allegations and Claim for Punitive Damages
SUMMARY
OF ACTION
Plaintiff
Marcos Ferrufino alleges Defendant Andrew Alex sold a business entity on
October 1, 2021, and failed to pay Plaintiff his 50% share of the sale.
Plaintiff states the value of the business at $1.5 million, though the amount
of the sale remains unknown.
On
January 19, 2022, Plaintiff filed a complaint for Fraud and Breach of
Contract. On March 24, 2022, the court
sustained the demurrer to the complaint with 30 days leave to amend. On April
26, 2022, Plaintiff filed a first amended complaint for Fraud and Breach of
Contract.
RULING
Request
for Judicial Notice: Granted.
The
court takes notice of the filed pleadings and court docket, but cannot take
notice of the content of any item for the truth of the matter submitted.
Demurrer: Sustained with
Leave to Amend.
1st
Cause of Action: Fraud
Defendant
contends the first amended complaint fails to allege fraud, concealment or
negligent misrepresentation, with sufficient factual particularity. Defendant
contends the negligent and intentional misrepresentation claims constitute new
causes of action presented without leave of court. Plaintiff in opposition
cites to the elements of fraud and concludes the operative complaint
sufficiently articulates said claims. Defendant in reply first notes the late
filing of the first amended complaint (for which Defendant did not bring a
motion to strike upon the lapsed date), and reiterates the deficiencies with
the fraud based claims. Defendant also introduces a new argument regarding
economic loss doctrine, due to the contractual recovery sought in the second
cause of action.
“‘The elements of fraud, which give rise to the tort action
for deceit, are (a) misrepresentation (false representation, concealment, or
nondisclosure); (b) knowledge of falsity (or ‘scienter’); (c) intent to defraud,
i.e., to induce reliance; (d) justifiable reliance; and (e) resulting damage.’”
(Lazar v.
Superior Court (1996) 12 Cal.4th
631, 638.) “‘Active concealment or suppression of facts by a nonfiduciary
“is the equivalent of a false representation, i.e., actual fraud.” [Citation.] (Citation).)’ A fraud claim based upon the suppression or concealment of a material fact must involve a
defendant who had a legal duty to disclose the fact. (Civ.Code, § 1710, subd.
(3) [a deceit includes “[t]he suppression of a fact, by one who is bound to
disclose it, or who gives information of other facts which are likely to
mislead for want of communication of that fact”]; Citation.)” (Hoffman v. 162 North Wolfe
LLC (2014) 228 Cal.App.4th 1178,
1186.)
Defendant
correctly argues that Plaintiff now presents new and different fraud claims
within the action. Plaintiff now alleges a fraudulent scheme to “underpay”
Plaintiff through Defendant own failure to pay equal amounts for products,
services and rent; the original withholding of money from the sale of the
business and property without equally sharing profits; and, a second new claim
alleging the transfer of stolen property to a “unsuspecting buyer,” which led
to “proof of damages in excess of $500,000.”
Even accepting
the new claims, the terse allegations continue to lack sufficient factual
particularity. Plaintiff alleges both misrepresentation and concealment without
distinction. The last claim regarding fraud based claim, as the alleged stolen
goods were sold to a third party presents problems as to the actual
misrepresentation and/or basis of reliance.
The demurrer is
therefore sustained with leave.
2nd Cause of Action: Breach of Contract
Defendants submit the subject demurrer on grounds
that the complaint fails to allege the terms of any alleged contract and breach.
Plaintiff in opposition refers to the parties “oral” contract and a
presentation of the terms. Plaintiff additionally offers a statute of frauds
defense, though the argument was not raised this time. Defendant in reply notes
the written contract basis of the operative complaint, and therefore the lack
of application of the statute of frauds defense. Defendant also references tax
forms and invoices not actually part of the operative pleading, and not
included with the filed opposition, but only references, as not supporting the
claim. Finally, defendant reiterates the lack of sufficient terms.
“To state a cause of action for
breach of contract, [a plaintiff] must plead the
contract, his performance of the contract or excuse for nonperformance, [defendant’s]
breach and the resulting damage. (Citation.) Further, the complaint must
indicate on its face whether the contract is written, oral, or implied by
conduct. (Citation.)” (Otworth v.
Southern Pac. Transportation Co. (1985) 166 Cal.App.3d 452, 458–59.) In
examining a breach of contract claim, the court is required to examine the
terms, or at least the legal effect of the contract. (Blank v. Kirwan, supra,
39 Cal.3d at p. 318 [“we give the complaint a reasonable interpretation,
reading it as a whole and its parts in their context”]; Otworth v. Southern Pac. Transportation Co.,
supra, 166 Cal.App.3d at p. 459 [“If
the action is based on an alleged breach of a written contract, the terms must
be set out verbatim in the body of the complaint or a copy of the written
instrument must be attached and incorporated by reference”]; Construction Protective Services, Inc. v.
TIG Specialty Ins. Co. (2002) 29 Cal.4th 189, 198–199 [“In an action
based on a written contract, a plaintiff may plead the legal effect of the
contract rather than its precise language”].)
Plaintiff checked the “written contact” box this time,
notwithstanding Plaintiff in opposition identifying the contract as oral and
offering a statute of frauds defense. The operative complaint lacks an actual
copy of the agreement and only minimally articulates the alleged existence of
the agreement made on October 10, 2008 to split the proceeds of any sale of the
unspecified business entity. The court therefore finds the uncertain basis of
the agreement and minimally pled terms a sufficient basis to sustain the
demurrer.
Further, the court finds both the
contract and fraudulent based forms of recovery potentially problematic. “‘It has been well established in this state that if
the cause of action arises from a breach of a promise set forth in the
contract, the action is ex contractu but if it arises from a
breach of duty growing out of the contract it is ex delicto.
[Citations.]’” (Wentland v.
Wass (2005) 126 Cal.App.4th 1484, 1495; (Erlich v. Menezes (1999) 21 Cal.4th 543, 551 [“conduct amounting to a breach of contract becomes tortious only when it
also violates a duty independent of the contract arising from principles of
tort law”; Stop Loss Ins. Brokers,
Inc. v. Brown & Toland Medical Group (2006) 143 Cal.App.4th 1036,
1057–1058.) Given the lack of a valid contract cause of action, the court
considers the subject claim under a required finding of an independent duty of
care. Plaintiff alleges no independent basis(es) of fraud from the
alleged obligations of the contract. The court sustains the demurrer on this
basis as well.
The
demurrer is sustained with 20 days leave to amend. Plaintiff may not add new or
different causes of action beyond the scope of the existing claims, but the
court will allow Plaintiff the opportunity to allege any and all fraud based
claims as long as they arise from the alleged original business relationship of
the parties. (Harris v. Wachovia Mortgage,
FSB (2010)
185 Cal.App.4th 1018, 1023.) The court acknowledges the arguments regarding the
propriety of the claims, but elects to allow Plaintiff an opportunity under the
public policy standards allowing a party the right to seek redress of
grievances.
Nevertheless, because the court has now twice sustained the
demurrer with leave to amend, the subject ruling now counts towards the
amendment limit guidelines. “In response to a demurrer and prior to the case
being at issue, a complaint or cross-complaint shall not be amended more than
three times, absent an offer to the trial court as to such additional facts to
be pleaded that there is a reasonable possibility the defect can be cured to
state a cause of action. The three-amendment limit shall not include an
amendment made without leave of the court pursuant to Section 472, provided the amendment is
made before a demurrer to the original complaint or cross-complaint is filed.”
(Code Civ. Proc., § 430.41, subd. (e)(1).)
Motion to Strike: Moot.
Defendant may bring an ex parte motion to dismiss the action if
Plaintiff fails to timely file a second amended complaint.
Defendant
to give notice.