Judge: Steven A. Ellis, Case: 21STCV21879, Date: 2023-10-17 Tentative Ruling

Case Number: 21STCV21879    Hearing Date: February 22, 2024    Dept: 29

Defendant’s Motion to Compel Further Responses to Requests for Production of Documents

Tentative

The motion is granted.

The request for sanctions is granted in part.

Background

This case arises out of an alleged motor vehicle accident on June 27, 2019 in Carson, California.  Plaintiff Efrain Rodriguez (“Plaintiff”) filed the Complaint in this action on June 11, 2021, asserting one cause of action for motor vehicle negligence against Defendants Armando Rodriguez, Caddo Transport, and Does 1 through 100.  On May 9, 2022, Defendant Armando Rodriguez, individually and dba Caddo Transport (“Defendant”) filed his Answer to the Complaint.

Defendant served Plaintiff with Requests for Production of Documents (Set Two) on August 1, 2023.  (Chung Decl., ¶ 2 & Exh. A.)  Plaintiff served untimely, unverified responses on October 9.  (Id., ¶ 8 & Exh. E.)  The verification was provided on November 2.  (Id., ¶ 12 & Exh. I.)  A further response was served on November 14.  (Id., ¶ 18 & Exh. O.)  The parties met and conferred further but were unable to resolve their disputes.  (Id., ¶¶ 9-11, 13-17, 19 & Exhs. F-N, P-Q.) 

The parties participated in an Informal Discovery Conference on January 16, 2024.

On January 25, 2024, Defendant filed this motion to compel further responses.  Defendant also requests sanctions.  Plaintiff filed an opposition on February 7, and Defendant filed a reply on February 13. 

On February 20, Plaintiff filed a sur-reply that is not authorized by any statute, court rule, or court order.

Legal Standard

“On receipt of a response to a demand for inspection, copying, testing, or sampling, the demanding party may move for an order compelling further response to the demand if the demanding party deems that any of the following apply: (1) A statement of compliance with the demand is incomplete.  (2) A representation of inability to comply is inadequate, incomplete, or evasive.  (3) An objection in the response is without merit or too general.”  (Code Civ. Proc., § 2031.310, subd. (a).)

Notice of a motion to compel further responses must be given “within 45 days of the service of the verified response, or any supplemental verified response, or on or before any specific later date to which the propounding party and the responding party have agreed in writing.” (Id., subd. (c).)

A motion to compel further responses must set forth specific facts showing good cause for the discovery and must be accompanied by a meet-and-confer declaration and a separate statement or, in the discretion of the Court, a “concise outline of the discovery request and each response in dispute.” (Id., subd. (b)(1)-(3); Cal. Rules of Court, rule 3.1345.)

“[T]he court shall impose a monetary sanction under Chapter 7 (commencing with Section 2023.010) against any party, person, or attorney who unsuccessfully makes or opposes a motion to compel further response to a demand, unless it finds that the one subject to the sanction acted with substantial justification or that other circumstances make the imposition of the sanction unjust.”  (Code Civ. Proc., § 2031.310, subd. (h).)

In Chapter 7 of the Civil Discovery Act, Code of Civil Procedure section 2023.030, subdivision (a) provides, in pertinent part, that the court may impose a monetary sanction ordering that any person “engaging in the misuse of the discovery process, or any attorney advising that conduct, or both pay the reasonable expenses, including attorney’s fees, incurred by anyone as a result of that conduct.” A “misuse of the discovery process” includes (among other things) failing to respond or to submit to an authorized method of discovery; making, without substantial justification, an unmeritorious objection to discovery; making an evasive response to a discovery request; disobeying a court order to provide discovery; and making or opposing, unsuccessfully, a motion to compel without substantial justification. (Code Civ. Proc., § 2023.010, subds. (d)-(h).)

Preliminary Matters

The Court will exercise its discretion to consider Plaintiff’s late-served opposition to the motion.

The Court will not consider Plaintiff’s unauthorized sur-reply.

This is Defendant’s motion to compel Plaintiff to provide further responses to discovery.  Any alleged deficiencies in Defendant’s responses to Plaintiff’s discovery requests are not before the Court.  (See Connolly Decl., ¶¶ 21-23 & Exhs. 16-18.)

The Court has reviewed the evidence and finds that Defendant has satisfied the requirement to meet and confer prior to filing a motion to compel further responses.

The Court has reviewed Defendant’s Separate Statement and finds that it complies with the requirements of California Rules of Court, rule 3.1345.

The Civil Discovery Act provides for three separate types of motions relating to requests for production of documents: (1) a motion to compel a code compliant initial written response (when no response has been provided) (Code Civ. Proc., § 2031.300); (2) a motion to compel a further response (when a response has been provided but it is not code compliant or contains unmeritorious objections) (Code Civ. Proc., § 2031.310); and (3) a motion to compel compliance with a response stating that the production will be made or the inspection will be allowed (Code Civ. Proc., § 2031.320).

The notice of motion and motion states that Defendant brings this motion under section 2031.310.  Accordingly, this is a motion to compel a further written response to the requests for production; issues relating to compliance or production of the documents themselves are not properly before the Court.

To the extent that Defendant is also seeking an order compelling the production of documents, that request is denied without prejudice.  Such relief may be sought through a properly filed motion brought under Code of Civil Procedure section 2031.320.

Discussion

Defendant seeks a further written response to Requests for Production Nos. 19-24. 

As an initial matter, Plaintiff did not respond to Defendant’s Requests for Production (Set Two) within 30 days after service.  (Chung Decl., ¶¶ 2, 9 & Exhs. A, E.)  Therefore, as a matter of law, Plaintiff waived all objections.  (Code Civ. Proc., § 2031.300, subd. (a).)

Plaintiff’s most recent verified responses were served on November 14.  (Chung Decl., ¶ 18 & Exh. O.) 

Plaintiff served supplemental responses on February 6, one day before he filed his opposition.  (Connolly Decl., Exh. 15.)  These responses are not verified, however, and therefore will not be considered by the Court.

The Court has reviewed the verified responses served on November 14.  None of the responses are code compliant.  All responses include objections, which have been waived.  (The Court notes that the unverified responses served on February 6 also improperly include waived objections.)  In addition, the verified responses (served on November 14) to Requests Nos. 19-21 and 24 are not complete and do not comply with the requirements in Code of Civil Procedure section 2031.230.  Accordingly, the motion to compel further responses is GRANTED.

The Court also GRANTS in part Defendant’s request for monetary sanctions against Plaintiff’s counsel (as set forth in the notice of motion and motion, no sanctions are sought against Plaintiff).  The conduct of Plaintiff’s counsel was not substantially justified, and it would not be unjust to impose sanctions against Plaintiff’s counsel.  The Court sets sanctions in the amount of $1,035, calculated based on five hours of attorney time, multiplied by counsel’s reasonable billing rate of $195 per hour, plus a $60 filing fee.  (See Chung Decl., ¶ 23.)

Conclusion

The Court GRANTS Defendant’s motion to compel further responses.

The Court ORDERS Plaintiff to provide code compliant, verified written responses, without objection, to Defendant’s Requests for Production of Documents (Set Two), Nos. 19-24, within 14 days of notice.

The Court GRANTS Defendant’s request for sanctions in part.

The Court ORDERS Plaintiff’s counsel of record the Law Offices of Chris Connolly to pay monetary sanctions under the Civil Discovery Act to Defendant in the amount of $1,035 within 30 days of notice.

All other relief sought by either side in connection with this motion is denied without prejudice.

Moving party to give notice.