Judge: Steven A. Ellis, Case: 23STCV25603, Date: 2025-02-03 Tentative Ruling

Case Number: 23STCV25603    Hearing Date: February 3, 2025    Dept: 29

Geykhman v. Townsend
23STCV25603
Plaintiff’s Motion to Set Aside Judgment and Offer to Compromise

Tentative

The motion is denied.

Background 

On October 19, 2023, Peter Geykhman (“Plaintiff”) filed a complaint against Victoria Townsend (“Townsend”), James Ginther III (“Ginther”), and Does 1 through 25, asserting causes of action for motor vehicle negligence and general negligence arising out of an alleged accident on September 12, 2022, at or near the intersection of Olympic Boulevard and Valencia Street in Los Angeles.

In his Complaint, Plaintiff alleges that Defendant Townsend was the driver of the vehicle that caused the accident and that Defendant Ginther was the owner.  (Complaint, at p. 4.)

On December 12, 2023, Ginther filed an answer.  On January 30, 2024, Townsend filed an answer.  The defendants are represented by separate counsel.

Plaintiff propounded discovery, including Form Interrogatories, to Defendant Townsend.  In response to Form Interrogatory 4.1, which requires the responding party to identify any insurance policy “through which you were or might be insured in any manner … for the damages, claims, or actions that have arisen out of the INCIDENT,” Townsend identified two policies: (1) a Progressive Insurance policy with limits of $15,000/$30,000 in which she was the named insured; and (2) an Interinsurance Exchange of the Automobile Club (“AAA”) policy with limits of $100,000/$300,000 in which Ginther was the named insured.  (Tafarella Decl., ¶¶ 3-6 & Exh. A.)

On July 8, 2024, Plaintiff served Defendant Townsend with an Offer to Compromise under Code of Civil Procedure section 998 in the amount of $15,000.  (Landver Decl., ¶ 12 & Exh. 4.)  Townsend accepted three days later, on July 11, 2024.  (Id., ¶ 13 & Exh. 5.) 

On August 6, 2024, the Court entered judgment in favor of Plaintiff and against Townsend in the amount of $15,000 based on the offer to compromise.  (Id., ¶ 15 & Exh. 7.)  Payment of the judgment amount was made, and on September 6, 2024, Plaintiff filed an acknowledgment of satisfaction of the judgment in full.   (Id., ¶¶ 16-17 & Exhs. 8-10.)

At this point, Plaintiff was prepared to litigate or settle his causes of action against Defendant Ginther.  On September 12, 2024, Plaintiff served Ginther with an Offer to Compromise under Code of Civil Procedure section 998 in the amount of $50,000.  (Id., ¶ 18 & Exh. 11.)  On November 8, 2024, Ginther responded by objecting on the ground that his potential liability was extinguished because Plaintiff had already recovered $15,000 from the allegedly negligent driver.  (Id., ¶ 19 & Exh. 12.)

On December 17, 2024, Plaintiff filed this motion to set aside the judgment, the satisfaction of the judgment, and the offer to compromise with Townsend, all under Code of Civil Procedure section 473. Defendant Townsend filed an opposition on January 21, and Plaintiff filed a reply on January 28.

Legal Standard

Code of Civil Procedure section 473, subdivision (b) provides for both discretionary and mandatory relief from dismissal.

As to discretionary relief, the statute states: “The court may, upon any terms as may be just, relieve a party or his or her legal representative from a judgment, dismissal, order, or other proceeding taken against him through his or her mistake, inadvertence, surprise, or excusable neglect.”  (Code of Civil Procedure § 473, subd. (b).) Where such an application for discretionary relief is made, the motion must be accompanied by a copy of the answer or pleading proposed to be filed; “otherwise the application shall not be granted.”  (Ibid.)  

The statute also provides for mandatory relief from dismissal, default, or default judgment:

“whenever an application for relief is made no more than six months after entry of judgment, is in proper form, and is accompanied by an attorney’s sworn affidavit attesting to his or her mistake, inadvertence, surprise, or neglect … unless the court finds that the default or dismissal was not in fact caused by the attorney’s mistake, inadvertence, surprise, or neglect.” 

(Ibid.)

A request for discretionary relief under section 473, subdivision (b), must be made (subject to certain exceptions) “within a reasonable time, in no case exceeding six months.”  (Ibid.)  A request for mandatory relief must be made within six months.  (Ibid.)

Discussion

Plaintiff seeks to set aside the offer to compromise to Townsend, the resulting judgment, and the satisfaction of judgment in this case.

Plaintiff states that the mistake was that his counsel did not realize that the judgment against Townsend would also effectively terminate the case against Ginther.  (Landver Decl., ¶ 12.)  Counsel states, “Had I know that Defendant TOWNSEND’s acceptance of the Offer to Compromise would preclude further action and recovery of damages from the other Defendant James Ginther III, or that GINTHER’S $100,000 liability coverage would be extinguished, I would not have presented this Offer to Compromise.”  (Ibid.)

In Zamora v. Clayborn Contracting Group (2002) 28 Cal.4th 249, the California Supreme Court squarely held that discretionary relief is available under Code of Civil Procedure section 473, subdivision (b), when a judgment is entered under Code of Civil Procedure section 998 as a result of a mistake, inadvertence, surprise, or excusable neglect.  (28 Cal.4th at pp. 255-257.)  In Zamora, the error was a “typo”; as a result of an error by counsel’s legal assistant, the offer to compromise inadvertently stated that the offer was for judgment “against” the attorney’s client instead of “in favor of” the client.  (Id., at pp. 251-253.)  The trial court granted relief, and the Court of Appeal and the Supreme Court affirmed. 

As the California Supreme Court explained in Zamora, the Superior Court “reasonably concluded that the mistake made by [plaintiff’s] counsel was excusable.”  (Id., at p. 259.)  “The erroneous substitution of the word ‘against’ for the phrase ‘in favor of’ is a clerical or ministerial mistake that could have been made by anybody.  While counsel’s failure to review the document before sending it out was imprudent, we cannot say that his imprudence rendered the mistake inexcusable under the circumstances.”  (Ibid.)

The Supreme Court also stated that the record “suggests” that defendant “took unfair advantage of the mistake,” as the justices observed that they “find it hard to believe that [Defendant] had no inkling that the section 998 offer was a mistake.”  (Ibid.)  The court also noted that the circumstances indicated a basis to set aside the contract based on unilateral mistake or unconscionability.  (Id. at pp. 260-261.)

The Supreme Court recognized in Zamora the important public policies in favor of promoting settlements and protecting the finality of judgments and concluded:

”[W]e are confident trial courts will exercise this discretionary power to vacate judgments entered pursuant to a settlement agreement both carefully and sparingly.  We suspect most, if not all, courts will see through claims of buyer’s remorse or breach of contract. Indeed, courts have been exercising this power for over a century will no apparent ill effects.  Most cases still settle, and courts rarely set aside settlement agreements.  Our holding today should not change that.”

(Id. at p. 261 [citations omitted].)

In reaching this result in Zamora, the Supreme Court distinguished two then-recent Court of Appeal cases, Pazderka v. Caballeros Dimos Alang, Inc. (1998) 62 Cal.App.4th 658 and Commercial Services Corp. v. National Bank of California (1999) 72 Cal.App.4th 1493.

Both of Pazderka and Commercial Services Corp. involved offers to compromise under Code of Civil Procedure section 998.  In both cases, the party who prepared the 998 did not include a provision for each side to bear its own fees and costs, and then, following acceptance of the offer, sought discretionary relief under Code of Civil Procedure section 473, subdivision (b), for the attorney’s mistake, inadvertence, surprise, or excusable neglect.  In both cases, the Superior Court granted relief, and in both cases the Court of Appeal reversed, concluding that the grant of relief was an abuse of discretion.

In Pazderka, the First District Court of Appeal explained that a request for discretionary relief under section 473 requires an inquiry into “whether a reasonably prudent person under the same or similar circumstances might have made the same error.”  (62 Cal.App.4th at p. 671 [citations omitted].)  “The reasonably prudent person standard gives an attorney the benefit of such relief only where the mistake is one which might ordinarily be made by a person with no special training or skill.”  (Ibid. [citations omitted].)  The failure to include a provision relating to attorney’s fees and costs, the court reasoned, was “not the type of mistake ordinarily made by a person with no special training or skill.”  (Ibid.)  Section 473 is “not intended to permit attorneys to escape the consequences of ther professional shortcomings or to insulate them from malpractice claims.”  (Id. at p. 672 [citations omitted].)

The following year, the Second District Court of Appeal considered the same issue in Premium Commercial Services.  The court, relying in part on Pazderka, reached the same result.  (72 Cal.App.4th at pp. 1496-1497.)

Here, the issue is not attorney’s fees and costs.  Rather, it is the liability of the owner of a vehicle for negligent driving by another.

Under the permissive use statute, the owner of a vehicle is liable for death or injury to a person resulting from the negligent operation of the vehicle, even when the owner was not the one negligently driving the vehicle.  (Vehicle Code, § 17150.)  Liability, however, is limited to $15,000, where, as here, there is one injured person in one accident.  (Vehicle Code, § 17151, subd. (a).)  If the driver and the owner are both party-defendants, “recourse shall first be had against the property of the operator.”  (Vehicle Code, § 17152.)

Plaintiff, having recovered $15,000 in a judgment against the driver (Townsend), is now apparently foreclosed from seeking additional relief against the owner (Ginther).  Given that Ginther had a AAA insurance policy with applicable policy limits of $100,000 that covered Townsend’s negligence driving (at least arguably), Plaintiff now seeks to undo the settlement and proceed against Ginther and/or Townsend under the AAA policy.

Plaintiff has not, however, made a sufficient showing of a basis for the Court to exercise its discretion to grant relief under Code of Civil Procedure section 473, subdivision (b).  Plaintiff’s counsel contends that the decision to extend the section 998 offer was the product of a mistake or excusable neglect, but this case does not involve a simple and typographical error, as was true in Zamora.  In contrast to Zamora, the alleged mistake here was not readily ascertainable or the type of mistake ordinarily made by a person with no special training or skill.  Under Pazderka and Premium Commercial Services, relief is not available to Plaintiff under Code of Civil Procedure section 473.

On reply, Plaintiff alludes to possible misconduct or advantage-taking by Defendant Townsend.  The Court finds no evidence of such bad behavior.  Townsend disclosed in discovery that she was possibly covered by both her own Progressive Insurance policy and Ginther’s AAA policy.  At that point, it was up to Plaintiff to make the strategic decisions about how to proceed with litigation and/or settlement.

As the California Supreme Court observed in Zamora, relief under Code of Civil Procedure section 473 cannot be granted in cases of buyer’s remorse, and courts must “exercise this discretionary power to vacate judgments entered pursuant to a settlement agreement both carefully and sparingly.”  (28 Cal.4th at p. 261.)  This case does not present an appropriate case to exercise the discretionary power to set aside the settlement agreement and judgment.

Accordingly, the motion is denied.

Conclusion

The Court DENIES Plaintiff Peter Geykhman’s motion to set aside the judgment, the satisfaction of judgment, and the offer to compromise.

Moving Party is to give notice.