Judge: Upinder S. Kalra, Case: 21STCV14317, Date: 2022-07-27 Tentative Ruling
Case Number: 21STCV14317 Hearing Date: July 27, 2022 Dept: 51
Tentative Ruling
Judge Upinder S.
Kalra, Department 51
HEARING DATE: July
27, 2022
CASE NAME: Salvador Duenas v. Law Offices of Vivian
Szawarc, et al.
CASE NO.: 21STCV14317
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DEFENDANTS’
MOTION TO COMPEL FURTHER RESPONSES TO DISCOVERY – REQUESTS FOR PRODUCTION OF
DOCUMENTS
![]()
MOVING PARTY: Defendants Law Offices of Vivian
Szawarc, et al.
RESPONDING PARTY(S): None as of July 22, 2022.
REQUESTED RELIEF:
1. An
order compelling Plaintiff to provide further responses to Request for
Production of Documents Nos. 12-36
2. An
order granting monetary sanctions to Defendants
TENTATIVE RULING:
1. Motion
to Compel Further Responses as to Requests for Production of Documents is
GRANTED, as to Nos. 12-16, and 25-36
2. Motion
to Compel Further Responses as to Requests for Production of Documents is
DENIED, as to Nos. 17-24.
3. Request
for Sanctions is GRANTED.
STATEMENT OF MATERIAL FACTS AND/OR PROCEEDINGS:
Plaintiff Salvador Duenas (“Plaintiff”) filed a complaint
against Defendant Law Offices of Vivian Szawarc, Vivian Szawarc, Isabel Mena,
and Tasha Afkham (“Defendants”). The complaint alleged one cause of action for
general negligence. Plaintiff alleges that the Defendants committed malpractice
in regard to his immigration case.
Defendant Law Offices of Vivian Szawarc filed an Answer on
June 25, 2021.
Defendant Tasha Afkham filed an Answer on February 9, 2022.
Defendant Isabel Mena filed an Answer on February 9, 2022.
Defendant Vivian Szawarc filed an Answer on February 9,
2022.
On February 24, 2022, Defendants filed three Motions to
Compel Further Responses to Special Interrogatories, Requests for Admissions,
and Requests for Production of Documents.
LEGAL STANDARD
The propounding party may bring a
motion to compel further responses to a demand for production if the
propounding party deems that production is deficient, incomplete, or contains
meritless objections. CCP § 2031.310(a). The legal
burden to justify refusing or failing to provide discovery lies with the
objecting party. (Coy v.
Superior Court (1962) 58 Cal.2d 210, 220).
The motion must be accompanied by a
good-faith meet-and-confer declaration. CCP § 2031.310(b). “A
determination of whether an attempt at informal resolution is adequate . . .
involves the exercise of discretion.” (Stewart
v. Colonial W. Agency (2001) 87 Cal.App.4th 1006, 1016).
“The history of the litigation, the nature of the interaction between counsel,
the nature of the issues, the type and scope of discovery requested, the
prospects for success and other similar factors can be relevant. Judges
have broad powers and responsibility to determine what measure and procedures
are appropriate in varying circumstances.” Id.
CCP § 2031.310 provides the
court shall apposes monetary sanctions against a person, party, or attorney
that unsuccessfully makes or opposes a motion to compel further response,
unless that subject to sanction acted “with substantial justification or other circumstances
make the imposition of sanctions unjust.” CCP § 2023.010(h). The
court “may impose a monetary sanction” against any attorney or party, or both,
to pay the reasonable expenses, including attorney fees, if there has been a
“misuse of the discovery process. CCP § 2023.030(a). “A trial
court has broad discretion when imposing a discovery sanction.” (Lee v. Lee (2009) 175 Cal.App.4th
1553, 1559).
Meet and Confer:
The Declaration of Jose Rojas indicates that the Defendants
propounded discovery on February 9, 2022. Plaintiff served responses on March
14, 2022. Defendant sent a meet and confer letter on March 17, 2022, with
supplemental responses due on March 23, 2022. (Dec. Rojas ¶ 10, Ex. E). On
April 19, 2022, Defendant sent another meet and confer letter after Plaintiff
had failed to provide supplemental responses. The meet and confer letter
indicated that the responses were due on April 22, 2022. (Id. at Ex. F).
Separate Statement
Under Rule 3.1345, a Separate Statement must include the
request, the response, and why a further response is provided. Here, the Defendants’
Separate Statement has the required information.
Timely:
Under CCP § 2030.300, a party has 45 days after receipt of
the verified responses to file a motion to compel further. Here, the verified
responses were provided on March 14, 2022. (Dec. Rojas ¶ 10). 45
days after March 14, 2022 is April 28, 2022. The motion is timely.
ANALYSIS:
Defendant moves to compel the Plaintiff to provide further
responses to Requests for Production, Nos. 12-36.
Under CCP § 2031.210, a party may
object to the particular demand for “inspection, copying, testing, or sampling.
The Plaintiff provided the following objection to each of the requests RPDs:
Objection. This request is
generally vague and ambiguous, and is vague and ambiguous as to time. This
request also seeks information that is not reasonably calculated to lead to the
discovery of admissible evidence. This request further impermissibly seeks to
invade the Responding Party’s right of privacy. Furthermore, this request seeks
information which is already known, or at least equally available to, the
Propounding Party and her counsel. This request also calls for speculation, is
compound, is overly broad, burdensome and oppressive, lacks foundation, and calls
for a legal conclusion and/or expert opinion and/or other application of fact
to law. In addition, this request requires Responding Party to apply facts to
law before all facts are known to him, and before Responding Party has
completed discovery necessary to formulate a complete response. This request
also seeks to invade information protected by the attorney-client and/or work
product doctrine. Responding party also objects to this request to the extent
that it seeks confidential information, and/or confidential financial
information, and/or information that is protected from disclosure by Revenue
and Tax Code section 19282. Cobb v. Sup. Ct. (1979) 99 CA3d 543, Coate v. Sup.
Ct. (1978) 81 Cal.App.3d 113; Panzalas v. Sup. Ct. (1969) 272 Cal.App.2d 499; Alpine
v. Sup. Ct. (1968) 259 Cal.App.2d 45; Webb v. Standard Oil Co. (1957) Cal.2d
509.
Defendant contends that these objections are boiler-plate,
inappropriate, and unsatisfactory. The responses are incomplete and evasive.
Nos. 12-16: documents which relate to earnings from 2017
to 2021
Defendant argues that these
documents are relevant because Plaintiff claimed that he suffered loss of
earnings as a result of Defendant’s conduct. These documents are necessary to evaluate
the claimed damages. (Motion 8: 7-15). “Section 2017.010 and other statues
governing discovery ‘must be construed liberally in favor or disclosure unless
the request is clearly improper by virtue of well-established causes of
denial’” (Yelp Inc. v. Superior Court
(2017) 17 Cal.App.5th 1, 15). The objections raised by Plaintiff are not
applicable. First, these requests are not vague or ambiguous. The request is
clear; the documents pertain to earnings and the general meaning of earnings is
not particularized. Additionally, these requests are directly relevant to the
claims raised by Plaintiff. The issue of whether he lost several hundreds of
thousands of dollars and will lose over one million in future damages can be
evaluated and corroborated by these earning statements. Moreover, the objection
regarding attorney-client privilege fails. “In general, when a party asserts
the attorney-client privilege, that party has the burden of showing the
preliminary facts necessary to support the privilege…. After this burden is met, or where there is
no dispute concerning the preliminary facts, the burden shifts to the party
opposing the privilege to show either the claimed privilege does not apply, an
exception exists, or there has been an express or implied waiver. [Citation].” (Venture
Law Group v. Superior Court (2004) 118 Cal. App. 4th 96, 102. There is
nothing evident from earning statements that would be construed as containing
attorney client communications.
Plaintiff must provide further
responses to Requests for Production of Documents Nos. 12-16.
No. 17-24: State and Federal returns from 2017-2021
Defendant argues that these
documents are directly relevant. Plaintiff placed his income at issue.
Plaintiff claims hundreds of thousands of dollars in past earnings as well as
over one million dollars in future earnings. Therefore, these documents
corroborate these contentions. (Motion 8: 27 – 9: 3). While tax returns are ordinarily
privileged, there are exceptions that constitute waiver of this privilege: “(1)
there is an intentional relinquishment (Crest Catering Co. v. Superior Court
(1965) 62 Cal.2d 274, 278 [42 Cal.Rptr. 110, 398 P.2d 150] ), (2) the ‘gravamen
of [the] lawsuit is so inconsistent with the continued assertion of the
taxpayer's privilege as to compel the conclusion that the privilege has in fact
been waived’ (Wilson v. Superior Court, supra, 63 Cal.App.3d at p. 830 [134
Cal.Rptr. 130] ), or (3) a public policy greater than that of confidentiality
of tax returns is involved (Miller v. Superior Court, supra, 71 Cal.App.3d at
p. 149 [139 Cal.Rptr. 521] ).” (Schnabel
v. Superior Court (1993) 5 Cal.4th 704, 721). Here, tax returns could lead to admissible evidence that undermine
Plaintiff’s claims regarding damages.
Requests for Further Responses as
to Production of Documents Nos. 17-24 is GRANTED.
Nos. 25 and 26: Documents related to Plaintiff’s
Relationship with Total Quality Logistics and income documents
These
documents are relevant because Plaintiff claims a loss of earnings because of
Defendant’s document. Prior to the incident, Plaintiff claims he was employed
with Total Quality Logistics. Therefore, these documents are necessary to
evaluate damages. The same reasoning for Nos. 12-16 above requires the
Plaintiff to provide further responses. The objections fail; documents are
necessary and relevant; attorney-client privilege does not apply to documents
about Plaintiff’s former employer. Plaintiff claimed to have worked for Total
Quality Logistics.
Plaintiff must provide further
responses to Requests for Production of Documents Nos. 25-26.
No. 27: Documents related to Employment positions between
January 1, 2017, until present
Similar to
above, these documents concern Plaintiff’s employment status and all documents
relating to that. The issues raised by Plaintiff’s claim are directly related
to past and future earnings; Plaintiff claims he suffered loss of earnings
because of Defendant’s conduct. The same reasoning for Nos. 12-16 above
requires the Plaintiff to provide further responses. The objections fail;
documents are necessary and relevant; attorney-client privilege does not apply
employment positions that the Plaintiff had between 2017 and now. Plaintiff
placed his employment directly at issue with the current matter; these
documents are directly related to that issue.
Plaintiff must provide further
responses to Requests for Production of Documents No. 29.
No. 28: a copy of his permit to work in the United States
Defendant
argues that this information is relevant because he is alleging malpractice by
Defendants as it relates to his immigration status. Therefore, any documents
that will corroborate whether Plaintiff had the legal ability to work in the
United States are relevant to the current matter. The same reasoning for Nos.
12-16 above requires the Plaintiff to provide further responses. The objections
fail; documents are necessary and relevant; attorney-client privilege does not
apply to a document indicating that Plaintiff can work in the United States. Whether
Plaintiff had the ability to work in the United States relates directly to
Plaintiff’s claim for loss of past and future earnings.
Plaintiff must provide further
responses to Requests for Production of Documents No. 28.
No. 29: a copy of most recently issued California
Driver’s License
Defendant contends that this information
goes to whether the Plaintiff had the ability to work as a truck driver. The
Plaintiff claims that the conduct of Defendant prevented him from continuing
working as a truck driver and seeks damages. Therefore, these documents are
directly relevant to the claims at issue. The same reasoning for Nos. 12-16 above
requires the Plaintiff to provide further responses. The objections fail;
documents are necessary and relevant; attorney-client privilege does not apply
to a document indicating that Plaintiff has a Driver’s License. Whether
Plaintiff had the ability to drive relates directly to Plaintiff’s claim for
loss of job as a truck driver.
Plaintiff must provide further
responses to Requests for Production of Documents No. 29.
No. 30: documents that refer to ownership interest in
commercial semi-trucks
Defendant
argues that this information is relevant to the alleged damages. The Plaintiff
contends that he will lose future income because he lost his semi-trucks.
Determining if Plaintiff had any ownership interest in semi-trucks will help
Defendant evaluate the “validity of Plaintiff’s alleged damages claim.” (Motion
11: 8-10). The same reasoning for Nos. 12-16 above requires the Plaintiff to
provide further responses. The objections fail; documents are necessary and
relevant; attorney-client privilege does not apply to a documents that relate
to ownership interest. It is unlikely that there would be any attorney-client
communications involved in these documents. Additionally, Plaintiff argues that
he will lose future income because he lost his semi-trucks. (Motion 11: 8-9). Therefore,
these documents will help Defendant evaluate these damages claims.
Plaintiff must provide further
responses to Requests for Production of Documents No. 30.
Nos. 31-35: Pay Stubs for years 2017-2021
Defendant contends that this
information is directly relevant to the Plaintiff’s claims of loss of earnings.
Plaintiff’s income was placed in issue by the Plaintiff when he claimed to have
lost hundreds of thousands of past earnings and over one million in future
earnings. These pay stubs will help evaluate these contentions. The same
reasoning for Nos. 12-16 above requires the Plaintiff to provide further
responses. The objections fail; documents are necessary and relevant;
attorney-client privilege does not apply to pay stubs. There is unlikely to be
any attorney-client communication on these documents. Again, these documents go
to Plaintiff’s claim for loss of past and future income; these will assist in
assessing damages. (Motion 11: 20-23).
Plaintiff must provide further
responses to Requests for Production of Documents Nos 31-35.
No: 36: documents refer to Plaintiff’s claimed inability
to work
Plaintiff
contends that because of the Defendant’s conduct, he is no longer able to work.
As a result of this, Plaintiff has suffered damages and will lose future
earnings because of this inability to work. These documents are directly
related to the claims at issue. The same reasoning for Nos. 12-16 above
requires the Plaintiff to provide further responses. The objections fail;
documents are necessary and relevant; attorney-client privilege does not apply
to documents that relate to Plaintiff’s claimed inability to work. Plaintiff
claims to have lost work because of Defendant’s conduct; this will help
Defendant to evaluate these claims, especially as it relates to damages.
Plaintiff must provide further
responses to Requests for Production of Documents No. 36.
Sanctions:
Under CCP § 2023.030, the court can
impose monetary sanctions for the misuse of discovery. Additionally, the court
can also impose sanctions under CCP § 2023.010. Defendant requests $1,635. This
is based on an hourly rate of $175, with 4 hours preparing the Motions to
Compel Supplemental Responses, and anticipatory 3 hours for reviewing the
opposition and preparing the reply and another 2 preparing and attending the
hearing. Additionally, the filing cost is $60. Because there was no opposition,
the total requested amount is altered to $760.
Conclusion:
For
the foregoing reasons, the Court decides the pending motion as follows:
Motion to Compel Further Responses
as to Requests for Production of Documents within 30 days of service of this order
is GRANTED, as to Nos. 12-36
Request for Monetary Sanctions against
Plaintiff and Plaintiff’s counsel payable within 30 days of service of this order
is GRANTED.
Moving party is to give notice.
IT IS SO ORDERED.
Dated: July
27, 2022 __________________________________ Upinder
S. Kalra
Judge
of the Superior Court
DEFENDANTS’
MOTION TO COMPEL FURTHER RESPONSES TO DISCOVERY – REQUESTS FOR ADMISSIONS
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MOVING PARTY: Defendants Law Offices of Vivian
Szawarc, et al.
RESPONDING PARTY(S): None as of July 22, 2022.
REQUESTED RELIEF:
1. An
order compelling Plaintiff to provide further responses to Requests for
Admissions Nos. 5-35
2. An
order granting monetary sanctions to Defendants
TENTATIVE RULING:
1. Motion
to Compel Further Responses to the Requests for Admissions Nos. 5-35 is
GRANTED.
2. Request
for Monetary Sanctions is GRANTED.
STATEMENT OF MATERIAL FACTS AND/OR PROCEEDINGS:
Plaintiff Salvador Duenas (“Plaintiff”) filed a complaint
against Defendant Law Offices of Vivian Szawarc, Vivian Szawarc, Isabel Mena,
and Tasha Afkham (“Defendants”). The complaint alleged one cause of action for
general negligence. Plaintiff alleges that the Defendants committed malpractice
in regard to his immigration case.
Defendant Law Offices of Vivian Szawarc filed an Answer on
June 25, 2021.
Defendant Tasha Afkham filed an Answer on February 9, 2022.
Defendant Isabel Mena filed an Answer on February 9, 2022.
Defendant Vivian Szawarc filed an Answer on February 9,
2022.
On February 24, 2022, Defendants filed three Motions to
Compel Further Responses to Special Interrogatories, Requests for Admissions,
and Requests for Production of Documents.
Meet and Confer:
The Declaration of Jose Rojas indicates that the Defendants
propounded discovery on February 9, 2022. Plaintiff served responses on March
14, 2022. Defendant sent a meet and confer letter on March 17, 2022, with
supplemental responses due on March 23, 2022. (Dec. Rojas ¶ 10, Ex. E). On
April 19, 2022, Defendant sent another meet and confer letter after Plaintiff
had failed to provide supplemental responses. The meet and confer letter
indicated that the responses were due on April 22, 2022. (Id. at Ex. F).
Separate Statement
Under Rule 3.1345, a Separate Statement must include the
request, the response, and why a further response is provided. Here, the
Defendants’ Separate Statement has the required information.
Timely:
Under CCP § 2030.300, a party has 45 days after receipt of
the verified responses to file a motion to compel further. Here, the verified
responses were provided on March 14, 2022. (Dec. Rojas ¶ 10). 45
days after March 14, 2022 is April 28, 2022. The motion is timely.
LEGAL STANDARD
California Code of Civil Procedure § 2033.290 provides the
following:
(a) On receipt of a response to requests for admissions, the
party requesting admissions may move for an order compelling a further response
if that party deems that either or both of the following apply:
(1) An answer to a particular
request is evasive or incomplete.
(2) An objection to a particular
request is without merit or too general.
(b)(1) A motion under subdivision (a) shall be accompanied
by a meet and confer declaration under Section 2016.040.
(2) In lieu of a separate statement
required under the California Rules of Court, the court may allow the moving
party to submit a concise outline of the discovery request and each response in
dispute.
(c) Unless notice of this motion is given within 45 days of
the service of the verified response, or any supplemental verified response, or
any specific later date to which the requesting party and the responding party
have agreed in writing, the requesting party waives any right to compel further
response to the requests for admission.
(d) The court shall impose a monetary sanction under Chapter
7 (commencing with Section 2023.010) against any party, person, or attorney who
unsuccessfully makes or opposes a motion to compel further response, unless it
finds that the one subject to the sanction acted with substantial justification
or that other circumstances make the imposition of the sanction unjust.
ANALYSIS:
Defendant request the court compel the Plaintiff to provide
further responses to the Requests for Admissions, Set Two, Nos. 5-35.
Specifically, Defendant argues that the responses are not code-compliant. These
requests seek information about the Plaintiff’s ability to work in the United
States, ability to operate a commercial semi-truck, immigration status,
criminal history, employment as it relates to claimed damages, and emotional
distress.
As demonstrated in the Separate Statement, the Plaintiff
responded to each of the Requests for Admissions with the following objection:
Objection. This request is
generally vague and ambiguous, and is vague and ambiguous as to time. This
request also seeks information that is not reasonably calculated to lead to the
discovery of admissible evidence. This request further impermissibly seeks to
invade the Responding Party’s right of privacy. Furthermore, this request seeks
information which is already known, or at least equally available to, the
Propounding Party and her counsel. This request also calls for speculation, is
compound, is overly broad, burdensome and oppressive, lacks foundation, and
calls for a legal conclusion and/or expert opinion and/or other application of
fact to law. In addition, this request requires Responding Party to apply facts
to law before all facts are known to him, and before Responding Party has
completed discovery necessary to formulate a complete response. This request
also seeks to invade information protected by the attorney-client and/or work
product doctrine. Responding party also objects to this request to the extent
that it seeks confidential information, and/or confidential financial
information, and/or information that is protected from disclosure by Revenue
and Tax Code section 19282. Cobb v. Sup. Ct. (1979) 99 CA3d 543, Coate v. Sup.
Ct. (1978) 81 Cal.App.3d 113; Panzalas v. Sup. Ct. (1969) 272 Cal.App.2d 499;
Alpine v. Sup. Ct. (1968) 259 Cal.App.2d 45; Webb v. Standard Oil Co. (1957)
Cal.2d 509.
Under CCP § 2033.210(b), a request
for admission shall contain a response that either answers the requested
admission or sets for an objection. Additionally, under CCP § 2033.230, if only
part the answer is objectionable the remaining part must be answered. If the
entire request is objected to, the specific ground must be set forth clearly.
However, the objections raised by
Plaintiff is untenable. For example, RFA No. 5 states the following: “Admit
that YOU do not have a valid commercial Driver License.” None of the above
objections are appropriate. This question is directly relevant as this matter
involves a legal malpractice matter, where Plaintiff alleges that Defendant’s
conduct prevented him from being employed as a semi-driver. (Sep. Stmt. 4:
1-4). Additionally, this request is not ambiguous, is not overly broad or
burdensome. The Plaintiff’s boilerplate objections are not feasible for the
Requests for Admissions. “Requests for admissions, on the other hand, are
primarily aimed at setting at rest a triable issue so that it will not have to
be tried. Thus, such requests, in a most definite manner, are aimed at
expediting the trial. For this reason, the fact that the request is for the
admission of a controversial matter, or one involving complex facts, or calls
for an opinion, is of no moment. If the litigant is able to make the admission,
the time for making it is during discovery procedures, and not at the trial.” (Cembrook v. Superior Court In and For City
and County of San Francisco (1961) 56 Cal.2d 423, 429). Additionally, under
CCP § 2033.030, the party can request no more than 35 RFAs. Here, the argument
that these requests are burdensome and oppressive fails. The Defendant
propounded 35 admissions, in compliance with CCP § 2033.030. The remaining
requests seek straight-forward, unambiguous questions pertaining to Plaintiff’s
ownership of a license, employment history, criminal history, and legal
services with Defendant. All the requests are relevant, do not involve privacy
rights as the Plaintiff raises issues pertaining to employment.
Sanctions:
Under CCP § 2023.030, the court can impose monetary
sanctions for the misuse of discovery. Additionally, the court can also impose
sanctions under CCP § 2023.010. The Defendant requests $1,635.00. This is based
on an hourly rate of $175, with 4 hours preparing the Motions to Compel
Supplemental Responses, and anticipatory 3 hours for reviewing the opposition
and preparing the reply and another 2 preparing and attending the hearing.
Additionally, the filing cost is $60. The motion work is duplicative of the other
two motions so the court awards sanctions of $410.
Conclusion:
For
the foregoing reasons, the Court decides the pending motion as follows:
Motion to Compel Further Responses
to the Requests for Admissions within 30 days of service of this order is GRANTED.
Request for Monetary Sanctions against
Plaintiff and Plaintiff’s counsel payable within 30 days of service of this order
is GRANTED.
Moving party is to give notice.
IT IS SO ORDERED.
Dated: July
27, 2022 _________________________________ Upinder
S. Kalra
Judge
of the Superior Court
DEFENDANTS’
MOTION TO COMPEL FURTHER RESPONSES TO DISCOVERY – SPECIAL INTERROGATORIES
![]()
MOVING PARTY: Defendants Law Offices of Vivian
Szawarc, et al.
RESPONDING PARTY(S): None as of July 22, 2022.
REQUESTED RELIEF:
1. An
order compelling Plaintiff to provide further responses to Special
Interrogatories Nos. 34-62
2. An
order granting monetary sanctions to Defendants
TENTATIVE RULING:
1. Motion
to Compel Further Responses as to Special Interrogatories Nos. 34-53 is DENIED.
2. Motion
to Compel Further Responses to Special Interrogatories No. 54 is GRANTED.
3. Motion
to Compel Further Responses to Special Interrogatories Nos. 55-62 is DENIED.
4. Request
for Monetary Sanctions is GRANTED
STATEMENT OF MATERIAL FACTS AND/OR PROCEEDINGS:
Plaintiff Salvador Duenas (“Plaintiff”) filed a complaint
against Defendant Law Offices of Vivian Szawarc, Vivian Szawarc, Isabel Mena,
and Tasha Afkham (“Defendants”). The complaint alleged one cause of action for
general negligence. Plaintiff alleges that the Defendants committed malpractice
in regard to his immigration case.
Defendant Law Offices of Vivian Szawarc filed an Answer on
June 25, 2021.
Defendant Tasha Afkham filed an Answer on February 9, 2022.
Defendant Isabel Mena filed an Answer on February 9, 2022.
Defendant Vivian Szawarc filed an Answer on February 9,
2022.
On February 24, 2022, Defendants filed three Motions to
Compel Further Responses to Special Interrogatories, Requests for Admissions,
and Requests for Production of Documents.
Meet and Confer:
The Declaration of Jose Rojas indicates that the Defendants
propounded discovery on February 9, 2022. Plaintiff served responses on March
14, 2022. Defendant sent a meet and confer letter on March 17, 2022, with
supplemental responses due on March 23, 2022. (Dec. Rojas ¶ 10, Ex. E). On
April 19, 2022, Defendant sent another meet and confer letter after Plaintiff
had failed to provide supplemental responses. The meet and confer letter
indicated that the responses were due on April 22, 2022. (Id. at Ex. F).
Separate Statement
Under Rule 3.1345, a Separate Statement must include the
request, the response, and why a further response is provided. Here, the
Defendants’ Separate Statement has the required information.
Timely:
Under CCP § 2030.300, a party has 45 days after receipt of
the verified responses to file a motion to compel further. Here, the verified
responses were provided on March 14, 2022. (Dec. Rojas ¶ 10). 45
days after March 14, 2022 is April 28, 2022. The motion is timely.
LEGAL STANDARD
Code of Civil Procedure section
2030.300 provides that “[o]n receipt of a response to interrogatories, the
propounding party may move for an order compelling a further response if the
propounding party deems that . . .”[a]n answer to a particular
interrogatory is evasive or incomplete.” (Code Civ. Proc., § 2030.300, subd. (a).)
Notice of the motions must be
given within 45 days of service of the verified response, otherwise, the
propounding party waives any right to compel a further response. (Code Civ.
Proc., § 2030.300, subd. (c).) The motions must also be accompanied by a meet and
confer declaration. (Code Civ. Proc., § 2030.300, subd. (b).)
Finally, Cal. Rules of Court,
Rule 3.1345 requires that all motions or responses involving further discovery
contain a separate statement with the text of each request, the response, and a
statement of factual and legal reasons for compelling further responses. (Cal.
Rules of Court, Rule 3.1345, subd. (a)(3)).
ANALYSIS:
Defendant request the court compel the Plaintiff to provide
further responses to the Special Interrogatories, Set Two, Nos. 34-62
For Request Nos. 34-53, Plaintiff did not provide a response
to the Interrogatories after the meet and confer. Therefore, Defendant should
have moved for a Motion to Compel Responses, as under CCP § 2030.290, if a
party fails to timely serve responses to interrogatories, the responding waives
objections. Additionally, under subsection (b), the propounding party “may move
for an order compelling response to the interrogatories.” Therefore, without a
response, these interrogatories should be contained in a motion to compel, not
a motion to compel further, as there is no response that the Defendant can deem
to be evasive, incomplete, or provides an objection without merit. Therefore,
these requests are DENIED.
For Nos. 54-62, the Plaintiff responded with the following
statement:
Objection. This request is
generally vague and ambiguous, and is vague and ambiguous as to time. This
request also seeks information that is not reasonably calculated to lead to the
discovery of admissible evidence. This request further impermissibly seeks to
invade the Responding Party’s right of privacy. Furthermore, this request seeks
information which is already known, or at least equally available to, the
Propounding Party and her counsel. This request also calls for speculation, is
compound, is overly broad, burdensome and oppressive, lacks foundation, and
calls for a legal conclusion and/or expert opinion and/or other application of
fact to law. In addition, this request requires Responding Party to apply facts
to law before all facts are known to him, and before Responding Party has
completed discovery necessary to formulate a complete response. This request
also seeks to invade information protected by the attorney-client and/or work
product doctrine. Responding party also objects to this request to the extent
that it seeks confidential information, and/or confidential financial
information, and/or information that is protected from disclosure by Revenue
and Tax Code section 19282. Cobb v. Sup. Ct. (1979) 99 CA3d 543, Coate v. Sup.
Ct. (1978) 81 Cal.App.3d 113; Panzalas v. Sup. Ct. (1969) 272 Cal.App.2d 499;
Alpine v. Sup. Ct. (1968) 259 Cal.App.2d 45; Webb v. Standard Oil Co. (1957)
Cal.2d 509.
No. 54: identify documents that relate to income for 2021
Defendant contends that these
documents are directly relevant. Plaintiff alleges past and future loss of
wages, hundreds of thousands of dollars in past earnings and over a million in
future earnings. Determining the Plaintiff’s income for 2021 goes directly to
claims that were raised by Plaintiff. “Section 2017.010 and other statues
governing discovery ‘must be construed liberally in favor or disclosure unless
the request is clearly improper by virtue of well-established causes of
denial’” (Yelp Inc. v. Superior Court
(2017) 17 Cal.App.5th 1, 15). The objections raised by Plaintiff are not
applicable. First, these requests are not vague or ambiguous. The request is
clear; the request wants the Plaintiff to identify any and all documents that
directly relate to income. Additionally, these requests are directly relevant
to the claims raised by Plaintiff. The issue of whether he lost several
hundreds of thousands of dollars and will lose over one million in future
damages can be evaluated and corroborated by these documents. . Moreover, the
objection regarding attorney-client privilege fails. “In general, when a party
asserts the attorney-client privilege, that party has the burden of showing the
preliminary facts necessary to support the privilege…. After this burden is met, or where there is
no dispute concerning the preliminary facts, the burden shifts to the party
opposing the privilege to show either the claimed privilege does not apply, an
exception exists, or there has been an express or implied waiver.
[Citation].” (Venture Law Group v. Superior Court (2004) 118 Cal. App. 4th 96,
102. There is nothing evident from identifying income documents that relate to
income.
Plaintiff must provide further
responses to Special Interrogatories No. 54.
Nos. 55-62: State whether you filed state and federal tax
returns for 2017-2020
Defendant
contends that this information is directly relevant to the claimed damages.
Plaintiff’s income was placed directly at issue.
The Motion
to Compel Further Responses to Special Interrogatories Nos. 55-62 is GRANTED.
Sanctions:
Under CCP § 2023.030, the court can
impose monetary sanctions for the misuse of discovery. Additionally, the court
can also impose sanctions under CCP § 2030.300(d). Defendant requests $1,810.00.
This is based on an hourly rate of $175, with 5 hours preparing the Motions to
Compel Supplemental Responses, and anticipatory 3 hours for reviewing the
opposition and preparing the reply and another 2 preparing and attending the
hearing. Additionally, the filing cost is $60. However, the court finds
substantial justification as to items no 34-53 so the court declines issuing
sanctions.
Conclusion:
For
the foregoing reasons, the Court decides the pending motion as follows:
Motion to Compel Further Responses to Special
Interrogatories No. 54-62 within 30 days of service of this order is
GRANTED.
Request for Monetary Sanctions is DENIED.
Moving party is to give notice.
IT IS SO ORDERED.
Dated: July
27, 2022 __________________________________ Upinder
S. Kalra
Judge
of the Superior Cour